FRISHBERG DANIEL FINANCIAL SERVICES INC
Legal name: FRISHBERG JORDAN & STEWART ADVISORS
CRD #109248 SEC #801-56278 SAN ANTONIO, TX 210-342-6999
SEC Registered
Total AUM
$150.2M
Discretionary
$150.1M
Employees
--
Clients
26
Accounts
1,466
Firm Details
- Organization Type
- Corporation
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KELLER, DWAYNE, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KELLER, DWAYNE, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FRISHBERG, DANIEL, SHOLOM | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| FRISHBERG, DANIEL, SHOLOM | I | PRESIDENT | D | Control |
| FRISHBERG, DANIEL, SHOLOM | I | PRESIDENT | D | Control |
| FRISHBERG, DANIEL, SHOLOM | I | CEO | D | Control |
| FRISHBERG, DANIEL, SHOLOM | I | CEO | D | Control |
| FRISHBERG, DANIEL, SHOLOM | I | CEO | D | Control |
| FRISHBERG, DANIEL, SHOLOM | I | PRESIDENT | D | Control |
| FRISHBERG, DANIEL, SHOLOM | I | PRESIDENT | D | Control |
| FRISHBERG, DANIEL, SHOLOM | I | CEO | D | Control |
| FRISHBERG, DANIEL, SHOLOM | I | CEO | D | Control |
| FRISHBERG, DANIEL, SHOLOM | I | PRESIDENT | D | Control |
| JORDAN, RICHARD, DON | I | SECRETARY/TREASURER & CHIEF OPERATING OFFICER | C | Control |
| JORDAN, RICHARD, DON | I | VICE PRESIDENT/COO | C | Control |
| JORDAN, RICHARD, DON | I | VICE PRESIDENT/COO | C | Control |
| JORDAN, RICHARD, DON | I | VICE PRESIDENT/COO | C | Control |
| JORDAN, RICHARD, DON | I | SECRETARY/TREASURER & CHIEF OPERATING OFFICER | C | Control |
| JORDAN, RICHARD, DON | I | VICE PRESIDENT | C | Control |
| JORDAN, RICHARD, DON | I | VICE PRESIDENT | C | Control |
| JORDAN, RICHARD, DON | I | SECRETARY/TREASURER & CHIEF OPERATING OFFICER | C | Control |
| KALETA, ALBERT, FASE | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | C | Control |
| KALETA, ALBERT, FASE | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | C | Control |
| KALETA, ALBERT, FASE | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | B | Control |
| KALETA, ALBERT, FASE | I | SECRETARY/TREASURER | B | Control |
| KALETA, ALBERT, FASE | I | SECRETARY/TREASURER | B | Control |
| KALETA, ALBERT, FASE | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | B | Control |
| KALETA, ALBERT, FASE | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | B | Control |
| STEWART, DANIEL, MARTIN | I | SECRETARY/TREASURER | B | Control |
| STEWART, DANIEL, MARTIN | I | SECRETARY/TREASURER | B | Control |
| KALETA, ALBERT, FASE | I | SECRETARY/TREASURER | A | Control |
| STEWART, DANIEL, MARTIN | I | MINORITY OWNER | A | Control |
Registrations
Federal
IA
Mar 31, 2009 REGISTERED
Notice Filings (8)
CO FL IL MD NE NM TX VA
Address
13750 SAN PEDRO AVENUESUITE 800
SAN ANTONIO, TX 78232
United States
Phone: 210-342-6999