LIGHTHOUSE FINANCIAL LLC
CRD #109251 SEC #801-57055 BROOMFIELD, CO 303-444-1818
SEC Registered
Total AUM
--
Discretionary
--
Employees
1
Clients
1
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Colorado
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 22, 2021
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FOX-SMITH, GUSTIN, DELORAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FOX-SMITH, GUSTIN, DELORAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FOX-SMITH, GUSTIN, DELORAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FOX-SMITH, GUSTIN, DELORAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FOX-SMITH, GUSTIN, DELORAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FOX-SMITH, GUSTIN, DELORAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HINDS, JACK, ARMAND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HINDS, JACK, ARMAND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HINDS, JACK, ARMAND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HINDS, JACK, ARMAND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HINDS, JACK, ARMAND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HINDS, JACK, ARMAND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HINDS, JACK, ARMAND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HINDS, JACK, ARMAND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HINDS, JACK, ARMAND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HINDS, JACK, ARMAND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HINDS, JACK, ARMAND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HINDS, JACK, ARMAND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HINDS, JACK, ARMAND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HINDS, JACK, ARMAND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSS, SHANNON, JEANETTE | I | CEO | NA | Control |
| ROSS, SHANNON, JEANETTE | I | CEO | NA | Control |
| ROSS, SHANNON, JEANETTE | I | CEO | NA | Control |
| ROSS, SHANNON, JEANETTE | I | CEO | NA | Control |
| ROSS, SHANNON, JEANETTE | I | CEO | NA | Control |
| ROSS, SHANNON, JEANETTE | I | CCO | NA | Control |
| ROSS, SHANNON, JEANETTE | I | CEO | NA | Control |
| ROSS, SHANNON, JEANETTE | I | CCO | NA | Control |
| ROSS, SHANNON, JEANETTE | I | CEO | NA | Control |
| ROSS, SHANNON, JEANETTE | I | CCO | NA | Control |
| ROSS, SHANNON, JEANETTE | I | CEO | NA | Control |
| ROSS, SHANNON, JEANETTE | I | CCO | NA | Control |
| ROSS, SHANNON, JEANETTE | I | CEO | NA | Control |
| ROSS, SHANNON, JEANETTE | I | CCO | NA | Control |
| STARR, MELISSA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STARR, MELISSA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STARR, MELISSA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STARR, MELISSA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMAS MIKE GORDON | DE | CHIEF OPERATING OFFICER | NA | Control |
| THOMAS MIKE GORDON | DE | CHIEF OPERATING OFFICER | NA | Control |
| THOMAS MIKE GORDON | DE | CHIEF OPERATING OFFICER | NA | Control |
| THOMAS MIKE GORDON | DE | CHIEF OPERATING OFFICER | NA | Control |
| THOMAS MIKE GORDON | DE | CHIEF OPERATING OFFICER | NA | Control |
| THOMAS MIKE GORDON | DE | CHIEF OPERATING OFFICER | NA | Control |
| THOMAS MIKE GORDON | DE | CHIEF OPERATING OFFICER | NA | Control |
| GINGRICH, JOYCE, LYNN | I | CEO | E | Control |
| GINGRICH, JOYCE, LYNN | I | CEO | E | Control |
| GINGRICH, JOYCE, LYNN | I | CEO | E | Control |
| GINGRICH, JOYCE, LYNN | I | CEO | E | Control |
| GINGRICH, JOYCE, LYNN | I | CEO | E | Control |
| GINGRICH, JOYCE, LYNN | I | CEO | E | Control |
| GINGRICH, JOYCE, LYNN | I | CEO | E | Control |
| HINDS, JOYCE, LYNN | I | CEO | E | Control |
| HINDS, JOYCE, LYNN | I | CEO | E | Control |
| HINDS, JOYCE, LYNN | I | CEO | E | Control |
| HINDS, JOYCE, LYNN | I | CEO | E | Control |
| HINDS, JOYCE, LYNN | I | CEO | E | Control |
| HINDS, JOYCE, LYNN | I | CEO | E | Control |
| HINDS, JOYCE, LYNN | I | CEO | E | Control |
| HINDS, JOYCE, LYNN | I | CEO | E | Control |
| HINDS, JOYCE, LYNN | I | CEO | E | Control |
| HINDS, JOYCE, LYNN | I | CEO | E | Control |
| HINDS, JOYCE, LYNN | I | CEO | E | Control |
| HINDS, JOYCE, LYNN | I | CEO | E | Control |
| HINDS, JOYCE, LYNN | I | CEO | E | Control |
| HINDS, JOYCE, LYNN | I | CEO | E | Control |
| HINDS, JOYCE, LYNN | I | CEO | E | Control |
| HINDS, JOYCE, LYNN | I | CEO | E | Control |
| HINDS, JOYCE, LYNN | I | CEO | E | Control |
| HINDS, JOYCE, LYNN | I | CEO | E | Control |
| LIGHTHOUSE FINANCIAL ENTERPRISES LLC | DE | HOLDING COMPANY | E | Control |
| LIGHTHOUSE FINANCIAL ENTERPRISES LLC | DE | HOLDING COMPANY | E | Control |
| LIGHTHOUSE FINANCIAL ENTERPRISES LLC | DE | HOLDING COMPANY | E | Control |
| LIGHTHOUSE FINANCIAL ENTERPRISES LLC | DE | HOLDING COMPANY | E | Control |
| LIGHTHOUSE FINANCIAL ENTERPRISES LLC | DE | HOLDING COMPANY | E | Control |
| LIGHTHOUSE FINANCIAL ENTERPRISES LLC | DE | HOLDING COMPANY | E | Control |
| LIGHTHOUSE FINANCIAL ENTERPRISES LLC | DE | HOLDING COMPANY | E | Control |
| LIGHTHOUSE FINANCIAL ENTERPRISES LLC | DE | HOLDING COMPANY | E | Control |
| LIGHTHOUSE FINANCIAL ENTERPRISES LLC | DE | HOLDING COMPANY | E | Control |
| GORDON, THOMAS MIKE | I | CHIEF OPERATING OFFICER | C | Control |
| GORDON, THOMAS MIKE | I | CHIEF OPERATING OFFICER | B | Control |
| GORDON, THOMAS MIKE | I | CHIEF OPERATING OFFICER | B | Control |
| GORDON, THOMAS MIKE | I | CHIEF OPERATING OFFICER | B | Control |
| GORDON, THOMAS MIKE | I | CHIEF OPERATING OFFICER | B | Control |
| THOMAS MIKE GORDON | DE | CHIEF OPERATING OFFICER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ROSS, SHANNON, JEANETTE | I | SJR HOLDINGS LLC | E | Control |
| ROSS, SHANNON, JEANETTE | I | SJR HOLDINGS LLC | E | Control |
| ROSS, SHANNON, JEANETTE | I | SJR HOLDINGS LLC | E | Control |
| ROSS, SHANNON, JEANETTE | I | SJR HOLDINGS LLC | E | Control |
| ROSS, SHANNON, JEANETTE | I | SJR HOLDINGS LLC | E | Control |
| ROSS, SHANNON, JEANETTE | I | SJR HOLDINGS LLC | E | Control |
| ROSS, SHANNON, JEANETTE | I | SJR HOLDINGS LLC | E | Control |
| ROSS, SHANNON, JEANETTE | I | SJR HOLDINGS LLC | E | Control |
| ROSS, SHANNON, JEANETTE | I | SJR HOLDINGS LLC | E | Control |
| SJR HOLDINGS LLC | DE | LIGHTHOUSE FINANCIAL ENTERPRISES LLC | E | Control |
| SJR HOLDINGS LLC | DE | LIGHTHOUSE FINANCIAL ENTERPRISES LLC | E | Control |
| SJR HOLDINGS LLC | DE | LIGHTHOUSE FINANCIAL ENTERPRISES LLC | E | Control |
| SJR HOLDINGS LLC | DE | LIGHTHOUSE FINANCIAL ENTERPRISES LLC | E | Control |
| SJR HOLDINGS LLC | DE | LIGHTHOUSE FINANCIAL ENTERPRISES LLC | E | Control |
| SJR HOLDINGS LLC | DE | LIGHTHOUSE FINANCIAL ENTERPRISES LLC | E | Control |
| SJR HOLDINGS LLC | DE | LIGHTHOUSE FINANCIAL ENTERPRISES LLC | E | Control |
| SJR HOLDINGS LLC | DE | LIGHTHOUSE FINANCIAL ENTERPRISES LLC | E | Control |
| SJR HOLDINGS LLC | DE | LIGHTHOUSE FINANCIAL ENTERPRISES LLC | E | Control |
Registrations
Federal
IA
Sep 22, 2021 REGISTERED
Notice Filings (7)
CA CO LA NE NH NV TX
Address
370 INTERLOCKEN BLVD.SUITE 525
BROOMFIELD, CO 80021-8009
United States
Phone: 303-444-1818