PFLUG KOORY, LLC
CRD #109268 SEC #801-57982 OMAHA, NE 402-691-0988
SEC Registered
Total AUM
$312.6M
Discretionary
$289.6M
Employees
2
Clients
101
Accounts
119
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 27, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KOORY, MARCIA, ANN | I | VICE-PRESIDENT | D | Control |
| KOORY, MARCIA, ANN | I | VICE-PRESIDENT | D | Control |
| KOORY, MARCIA, ANN | I | VICE-PRESIDENT | D | Control |
| PFLUG, THOMAS, FREDERICK | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| PFLUG, THOMAS, FREDERICK | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| PFLUG, THOMAS, FREDERICK | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| PFLUG, THOMAS, FREDERICK | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| PFLUG, THOMAS, FREDERICK | I | PRESIDENT | D | Control |
| PFLUG, THOMAS, FREDERICK | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| PFLUG, THOMAS, FREDERICK | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| PFLUG, THOMAS, FREDERICK | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| PFLUG, THOMAS, FREDERICK | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| PFLUG, THOMAS, FREDERICK | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| PFLUG, THOMAS, FREDERICK | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| PFLUG, THOMAS, FREDERICK | I | MANAGER & CHIEF COMPLIANCE OFFICER | D | Control |
| PFLUG, THOMAS, FREDERICK | I | MANAGER & CHIEF COMPLIANCE OFFICER | D | Control |
| PFLUG, THOMAS, FREDERICK | I | MANAGER & CHIEF COMPLIANCE OFFICER | D | Control |
| PFLUG, THOMAS, FREDERICK | I | MANAGER & CHIEF COMPLIANCE OFFICER | D | Control |
| PFLUG, THOMAS, FREDERICK | I | MANAGER & CHIEF COMPLIANCE OFFICER | D | Control |
| PFLUG, THOMAS, FREDERICK | I | MANAGER & CHIEF COMPLIANCE OFFICER | D | Control |
| PFLUG, THOMAS, FREDERICK | I | MANAGER & CHIEF COMPLIANCE OFFICER | D | Control |
| PFLUG, THOMAS, FREDERICK | I | MANAGER & CHIEF COMPLIANCE OFFICER | D | Control |
| PFLUG, THOMAS, FREDERICK | I | MEMBER MANAGER & CHIEF COMPLIANCE OFFICER | D | Control |
| PFLUG, THOMAS, FREDERICK | I | MEMBER MANAGER & CHIEF COMPLIANCE OFFICER | D | Control |
| PFLUG, THOMAS, FREDERICK | I | MEMBER MANAGER & CHIEF COMPLIANCE OFFICER | D | Control |
| PFLUG, THOMAS, FREDERICK | I | MEMBER MANAGER & CHIEF COMPLIANCE OFFICER | D | Control |
| KOORY, MARCIA, ANN | I | VICE-PRESIDENT | C | Control |
| KOORY, MARCIA, ANN | I | VICE-PRESIDENT | C | Control |
| KOORY, MARCIA, ANN | I | VICE-PRESIDENT | C | Control |
| KOORY, MARCIA, ANN | I | VICE-PRESIDENT | C | Control |
| KOORY, MARCIA, ANN | I | VICE-PRESIDENT | C | Control |
| KOORY, MARCIA, ANN | I | VICE-PRESIDENT | C | Control |
| KOORY, MARCIA, ANN | I | VICE-PRESIDENT | C | Control |
| KOORY, MARCIA, ANN | I | VICE-PRESIDENT | C | Control |
| KOORY, MARCIA, ANN | I | MEMBER | C | Control |
| KOORY, MARCIA, ANN | I | MEMBER | C | Control |
| KOORY, MARCIA, ANN | I | MEMBER | C | Control |
| KOORY, MARCIA, ANN | I | MEMBER | C | Control |
| KOORY, MARCIA, ANN | I | MEMBER | C | Control |
| KOORY, MARCIA, ANN | I | MEMBER | C | Control |
| KOORY, MARCIA, ANN | I | MEMBER | C | Control |
| KOORY, MARCIA, ANN | I | MEMBER | C | Control |
| KOORY, MARCIA, ANN | I | MEMBER/SENIOR PORTFOLIO MANAGER | C | Control |
| Sulentic, Karen, Marie | I | ACCOUNTING MANAGER | B | |
| Sulentic, Karen, Marie | I | ACCOUNTING MANAGER | B | |
| Sulentic, Karen, Marie | I | MEMBER/ACCOUNTING MANAGER | B | |
| Sulentic, Karen, Marie | I | MEMBER/ACCOUNTING MANAGER | B | |
| Sulentic, Karen, Marie | I | MEMBER/OPERATIONS MANAGER | B | |
| Sulentic, Karen, Marie | I | MEMBER/OPERATIONS MANAGER | B | |
| Sulentic, Karen, Marie | I | MEMBER/OPERATIONS MANAGER | B | |
| Sulentic, Karen, Marie | I | MEMBER/OPERATIONS MANAGER | B | |
| Sulentic, Karen, Marie | I | MEMBER/CLIENT SERVICES MANAGER | B | |
| Koory, Megan, M | I | MEMBER/INVESTMENT RESEARCH ANALYST | A | |
| Koory, Megan, M | I | MEMBER/INVESTMENT RESEARCH ANALYST | A | |
| Koory, Megan, M | I | MEMBER/INVESTMENT RESEARCH ANALYST | A | |
| Koory, Megan, M | I | MEMBER/INVESTMENT RESEARCH ANALYST | A |
Registrations
Federal
IA
Jan 27, 2025 REGISTERED
Notice Filings (2)
NE TX
Address
11312 'Q' STREETOMAHA, NE 68137
United States
Phone: 402-691-0988