GFO ADVISORY SERVICES, LLC
CRD #109278 SEC #801-56752 GREENWICH, CT 203-661-6616
SEC Registered Private Funds
Total AUM
$290.6M
Discretionary
$290.6M
Employees
10
Clients
0
Accounts
10
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Florida
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 16, 2025
- Branch Offices
- 5
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOKMAN, DAVID, IORAM | I | CHIEF STRATEGY & CLIENT EXPERIENCE OFFICER | NA | Control |
| BOKMAN, DAVID, IORAM | I | CHIEF STRATEGY & CLIENT EXPERIENCE OFFICER | NA | Control |
| BOKMAN, DAVID, IORAM | I | CHIEF ADVISORY OFFICER | NA | Control |
| BOKMAN, DAVID, IORAM | I | CHIEF STRATEGY & CLIENT EXPERIENCE OFFICER | NA | Control |
| BOKMAN, DAVID, IORAM | I | CHIEF STRATEGY & CLIENT EXPERIENCE OFFICER | NA | Control |
| BOKMAN, DAVID, IORAM | I | CHIEF ADVISORY OFFICER | NA | Control |
| BOKMAN, DAVID, IORAM | I | CHIEF ADVISORY OFFICER | NA | Control |
| BRENNAN, JAMES, PETER | I | SENIOR VICE PRESIDENT | NA | |
| BRENNAN, JAMES, PETER | I | SENIOR VICE PRESIDENT | NA | |
| BRUNEL, JEAN, LOUIS PIERRE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BRUNEL, JEAN, LOUIS PIERRE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BRUNEL, JEAN, LOUIS PIERRE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BRUNEL, JEAN, LOUIS PIERRE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BRUNEL, JEAN, LOUIS PIERRE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BRUNEL, JEAN, LOUIS PIERRE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BRUNEL, JEAN, LOUIS PIERRE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BRUNEL, JEAN, LOUIS PIERRE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CARROLL, THOMAS, MCLEMORE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CARROLL, THOMAS, MCLEMORE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CARROLL, THOMAS, MCLEMORE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CARROLL, THOMAS, MCLEMORE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CARROLL, THOMAS, MCLEMORE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CARROLL, THOMAS, MCLEMORE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CARROLL, THOMAS, MCLEMORE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CARROLL, THOMAS, MCLEMORE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CENTENO, PATRICIA, REED | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CENTENO, PATRICIA, REED | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CENTENO, PATRICIA, REED | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CENTENO, PATRICIA, REED | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CENTENO, PATRICIA, REED | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CENTENO, PATRICIA, REED | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CENTENO, PATRICIA, REED | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANDLER, CHRISTOPHER, C | I | HEAD OF PORTFOLIO IMPLEMENTATION AND INVESTMENT EXPERIENCE | NA | Control |
| CHANDLER, CHRISTOPHER, C | I | HEAD OF PORTFOLIO IMPLEMENTATION AND INVESTMENT EXPERIENCE | NA | Control |
| CHANDLER, CHRISTOPHER, C | I | HEAD OF PORTFOLIO IMPLEMENTATION AND INVESTMENT EXPERIENCE | NA | Control |
| CHANDLER, CHRISTOPHER, C | I | HEAD OF PORTFOLIO IMPLEMENTATION AND INVESTMENT EXPERIENCE | NA | Control |
| CHANDLER, CHRISTOPHER, C | I | HEAD OF PORTFOLIO IMPLEMENTATION AND INVESTMENT EXPERIENCE | NA | Control |
| CHANDLER, CHRISTOPHER, C | I | HEAD OF PORTFOLIO IMPLEMENTATION AND INVESTMENT EXPERIENCE | NA | Control |
| CHANDLER, CHRISTOPHER, C | I | HEAD OF PORTFOLIO IMPLEMENTATION AND INVESTMENT EXPERIENCE | NA | Control |
| CHANDLER, CHRISTOPHER, C | I | HEAD OF PORTFOLIO IMPLEMENTATION AND INVESTMENT EXPERIENCE | NA | Control |
| CHANDLER, CHRISTOPHER, C | I | HEAD OF PORTFOLIO IMPLEMENTATION AND INVESTMENT EXPERIENCE | NA | Control |
| DAWAL, ERNEST, NICHOLAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DAWAL, ERNEST, NICHOLAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DAWAL, ERNEST, NICHOLAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DAWAL, ERNEST, NICHOLAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DAWAL, ERNEST, NICHOLAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DAWAL, ERNEST, NICHOLAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DAWAL, ERNEST, NICHOLAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DAWAL, ERNEST, NICHOLAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DAWAL, ERNEST, NICHOLAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DAWAL, ERNEST, NICHOLAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DAWAL, ERNEST, NICHOLAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DAWAL, ERNEST, NICHOLAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DAWAL, ERNEST, NICHOLAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DAWAL, ERNEST, NICHOLAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DAWAL, ERNEST, NICHOLAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DAWAL, ERNEST, NICHOLAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DAWAL, ERNEST, NICHOLAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DAWAL, ERNEST, NICHOLAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DAWAL, ERNEST, NICHOLAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DAWAL, ERNEST, NICHOLAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DAWAL, ERNEST, NICHOLAS | I | CIO, BOARD MEMBER | NA | Control |
| DAWAL, ERNEST, NICHOLAS | I | CIO, BOARD MEMBER | NA | Control |
| DAWAL, ERNEST, NICHOLAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DAWAL, ERNEST, NICHOLAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DAWAL, ERNEST, NICHOLAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DAWAL, ERNEST, NICHOLAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DAWAL, ERNEST, NICHOLAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DAWAL, ERNEST, NICHOLAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DAWAL, ERNEST, NICHOLAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DOWHOWER, BRIAN, SEAN | I | CEO, BOARD MEMBER | NA | Control |
| DOWHOWER, BRIAN, SEAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DOWHOWER, BRIAN, SEAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DOWHOWER, BRIAN, SEAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DOWHOWER, BRIAN, SEAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DOWHOWER, BRIAN, SEAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DOWHOWER, BRIAN, SEAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DOWHOWER, BRIAN, SEAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DOWHOWER, BRIAN, SEAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DOWHOWER, BRIAN, SEAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DOWHOWER, BRIAN, SEAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DUNN, JEFFREY, TODD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DUNN, JEFFREY, TODD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DUNN, JEFFREY, TODD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DUNN, JEFFREY, TODD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DUNN, JEFFREY, TODD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DUNN, JEFFREY, TODD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DUNN, JEFFREY, TODD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DUNN, JEFFREY, TODD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DUNN, JEFFREY, TODD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DURHAM, CHARLES, ARNOLD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DURHAM, CHARLES, ARNOLD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DURHAM, CHARLES, ARNOLD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DURHAM, CHARLES, ARNOLD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ELDER, DOROTHY, OSCARLYN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ELDER, DOROTHY, OSCARLYN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ELDER, DOROTHY, OSCARLYN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ELDER, DOROTHY, OSCARLYN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ELDER, DOROTHY, OSCARLYN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ELDER, DOROTHY, OSCARLYN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ELDER, DOROTHY, OSCARLYN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ELDER, DOROTHY, OSCARLYN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ELDER, DOROTHY, OSCARLYN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ELDER, DOROTHY, OSCARLYN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ELDER, DOROTHY, OSCARLYN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ELMES, JOHN, THOMAS | I | HEAD OF INVESTMENTS | NA | Control |
| ELMES, JOHN, THOMAS | I | HEAD OF INVESTMENTS | NA | Control |
| ELMES, JOHN, THOMAS | I | HEAD OF INVESTMENTS | NA | Control |
| ELMES, JOHN, THOMAS | I | HEAD OF INVESTMENTS | NA | Control |
| ELMES, JOHN, THOMAS | I | HEAD OF INVESTMENTS | NA | Control |
| ELMES, JOHN, THOMAS | I | HEAD OF INVESTMENTS | NA | Control |
| ELMES, JOHN, THOMAS | I | HEAD OF INVESTMENTS | NA | Control |
| ELMES, JOHN, THOMAS | I | HEAD OF INVESTMENTS | NA | Control |
| ELMES, JOHN, THOMAS | I | HEAD OF INVESTMENTS | NA | Control |
| ELMES, JOHN, THOMAS | I | HEAD OF INVESTMENTS | NA | Control |
| ELMES, JOHN, THOMAS | I | HEAD OF INVESTMENTS | NA | Control |
| ELMES, JOHN, THOMAS | I | HEAD OF INVESTMENTS | NA | Control |
| HATTINK, WILLEM-JAU, ODO | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HATTINK, WILLEM-JAU, ODO | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HATTINK, WILLEM-JAU, ODO | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HATTINK, WILLEM-JAU, ODO | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HATTINK, WILLEM-JAU, ODO | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HATTINK, WILLEM-JAU, ODO | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HATTINK, WILLEM-JAU, ODO | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HATTINK, WILLEM-JAU, ODO | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HATTINK, WILLEM-JAU, ODO | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HATTINK, WILLEM-JAU, ODO | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HATTINK, WILLEM-JAU, ODO | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HATTINK, WILLEM-JAU, ODO | I | CEO, BOARD MEMBER | NA | Control |
| HECHTLINGER, SUSAN, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HECHTLINGER, SUSAN, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HECHTLINGER, SUSAN, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HECHTLINGER, SUSAN, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HECHTLINGER, SUSAN, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HILLE, ROBERT, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HILLE, ROBERT, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HILLE, ROBERT, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HILLE, ROBERT, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HILLE, ROBERT, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HILLE, ROBERT, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HILLE, ROBERT, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HILLE, ROBERT, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HILLE, ROBERT, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HILLE, ROBERT, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HILLE, ROBERT, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HILLE, ROBERT, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HILLE, ROBERT, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOLDEN, MICHAEL, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| HOLDEN, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOLDEN, MICHAEL, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| HOLDEN, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOLDEN, MICHAEL, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| HOLDEN, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOLDEN, MICHAEL, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| HOLDEN, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOLDEN, MICHAEL, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| HOLDEN, MICHAEL, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| HOLDEN, MICHAEL, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| HOLDEN, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOLDEN, MICHAEL, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| HOLDEN, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOLDEN, MICHAEL, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| HOLDEN, MICHAEL, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| HOLDEN, MICHAEL, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| HOLDEN, MICHAEL, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| HOLDEN, MICHAEL, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| HOLDEN, MICHAEL, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| HOLDEN, MICHAEL, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| HOLDEN, MICHAEL, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| HOLDEN, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOLDEN, MICHAEL, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| HOLDEN, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOLDEN, MICHAEL, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| HOLDEN, MICHAEL, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| HOLDEN, MICHAEL, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| HOLDEN, MICHAEL, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| HOLDEN, MICHAEL, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| HOLDEN, MICHAEL, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| HOLDEN, MICHAEL, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| HOLDEN, MICHAEL, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| HOLDEN, MICHAEL, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| KIM, TAI YOUNG | I | CHIEF FINANCIAL OFFICER | NA | |
| KIM, TAI YOUNG | I | CHIEF FINANCIAL OFFICER | NA | |
| KIM, TAI YOUNG | I | CONTROLLER | NA | Control |
| KIM, TAI YOUNG | I | CHIEF FINANCIAL OFFICER | NA | |
| KIM, TAI YOUNG | I | CHIEF FINANCIAL OFFICER | NA | |
| KIM, TAI YOUNG | I | CHIEF FINANCIAL OFFICER | NA | |
| KIM, TAI YOUNG | I | CHIEF FINANCIAL OFFICER | NA | |
| LAGOMASINO, MARIA, ELENA | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LAGOMASINO, MARIA, ELENA | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LAGOMASINO, MARIA, ELENA | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LAGOMASINO, MARIA, ELENA | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LAGOMASINO, MARIA, ELENA | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LAGOMASINO, MARIA, ELENA | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LAGOMASINO, MARIA, ELENA | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LAGOMASINO, MARIA, ELENA | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LAKIN, KEVIN, R | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LAKIN, KEVIN, R | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LAKIN, KEVIN, R | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LAKIN, KEVIN, R | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LAKIN, KEVIN, R | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LAKIN, KEVIN, R | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LAKIN, KEVIN, R | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LAKIN, KEVIN, R | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LAKIN, KEVIN, R | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LAKIN, KEVIN, R | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LAKIN, KEVIN, R | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LAKIN, KEVIN, R | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LAKIN, KEVIN, R | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LAKIN, KEVIN, R | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LAKIN, KEVIN, R | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LERNER, KEITH, JOSEPH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MCCLELLAN, CATHERINE, RICHARDS | I | SECRETARY, CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCLELLAN, CATHERINE, RICHARDS | I | SECRETARY, CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCLELLAN, CATHERINE, RICHARDS | I | SECRETARY, CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCLELLAN, CATHERINE, RICHARDS | I | SECRETARY, CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCLELLAN, CATHERINE, RICHARDS | I | SECRETARY, CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCLELLAN, CATHERINE, RICHARDS | I | SECRETARY, CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCLELLAN, CATHERINE, RICHARDS | I | SECRETARY, CHIEF COMPLIANCE OFFICER | NA | Control |
| MEHALKO, ANDREW, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MEHALKO, ANDREW, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MEHALKO, ANDREW, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MEHALKO, ANDREW, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MEHALKO, ANDREW, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MEHALKO, ANDREW, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MEHALKO, ANDREW, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MEHALKO, ANDREW, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MEHALKO, ANDREW, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MEHALKO, ANDREW, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MEHALKO, ANDREW, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MEHALKO, ANDREW, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MEHALKO, ANDREW, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MEHALKO, ANDREW, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MEHALKO, ANDREW, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | Control |
| NEAL, GINNY, RAE | I | LEGAL RESOURCE MANAGER | NA | Control |
| NEAL, GINNY, RAE | I | LEGAL RESOURCE MANAGER | NA | Control |
| NEAL, GINNY, RAE | I | LEGAL RESOURCE MANAGER | NA | Control |
| NEAL, GINNY, RAE | I | LEGAL RESOURCE MANAGER | NA | Control |
| NEAL, GINNY, RAE | I | LEGAL RESOURCE MANAGER | NA | Control |
| NEAL, GINNY, RAE | I | LEGAL RESOURCE MANAGER | NA | Control |
| NEAL, GINNY, RAE | I | LEGAL RESOURCE MANAGER | NA | Control |
| NEAL, GINNY, RAE | I | LEGAL RESOURCE MANAGER | NA | Control |
| NEAL, GINNY, RAE | I | LEGAL RESOURCE MANAGER | NA | Control |
| NEAL, GINNY, RAE | I | LEGAL RESOURCE MANAGER | NA | Control |
| NEAL, GINNY, RAE | I | LEGAL RESOURCE MANAGER | NA | Control |
| ODONNELL, BARBARA, B | I | PRESIDENT | NA | Control |
| ODONNELL, BARBARA, B | I | PRESIDENT | NA | Control |
| ODONNELL, BARBARA, B | I | PRESIDENT | NA | Control |
| ODONNELL, BARBARA, B | I | PRESIDENT | NA | Control |
| PAPARELLI, PATRICK, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PAPARELLI, PATRICK, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PAPARELLI, PATRICK, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PAPARELLI, PATRICK, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PAPARELLI, PATRICK, ANTHONY | I | SECRETARY, CHIEF COMPLIANCE OFFICER | NA | Control |
| PAPARELLI, PATRICK, ANTHONY | I | SECRETARY, CHIEF COMPLIANCE OFFICER | NA | Control |
| PAPARELLI, PATRICK, ANTHONY | I | SECRETARY, CHIEF COMPLIANCE OFFICER | NA | Control |
| PAPARELLI, PATRICK, ANTHONY | I | SECRETARY, CHIEF COMPLIANCE OFFICER | NA | Control |
| PAPARELLI, PATRICK, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PAPARELLI, PATRICK, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PAPARELLI, PATRICK, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PAPARELLI, PATRICK, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PAPARELLI, PATRICK, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PAPARELLI, PATRICK, ANTHONY | I | SECRETARY, CHIEF COMPLIANCE OFFICER | NA | Control |
| PAPARELLI, PATRICK, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PAPARELLI, PATRICK, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PAPARELLI, PATRICK, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PAPARELLI, PATRICK, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARSON, MICHAEL, EUGENE | I | SECRETARY | NA | |
| PEARSON, MICHAEL, EUGENE | I | SECRETARY | NA | |
| PEARSON, MICHAEL, EUGENE | I | CCO, BOARD MEMBER | NA | |
| PEARSON, MICHAEL, EUGENE | I | CCO, BOARD MEMBER | NA | |
| PEARSON, MICHAEL, EUGENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PEARSON, MICHAEL, EUGENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PEARSON, MICHAEL, EUGENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PEARSON, MICHAEL, EUGENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PEARSON, MICHAEL, EUGENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PEARSON, MICHAEL, EUGENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PEARSON, MICHAEL, EUGENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PEARSON, MICHAEL, EUGENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PERRY, HENRY | I | CHAIRMAN EMERITUS | NA | Control |
| PERRY, HENRY | I | CHAIRMAN EMERITUS | NA | Control |
| PERRY, HENRY | I | CHAIRMAN EMERITUS | NA | Control |
| PERRY, HENRY | I | CHAIRMAN EMERITUS | NA | Control |
| PERRY, HENRY | I | CHAIRMAN,MANAGER | NA | Control |
| PERRY, HENRY | I | CHAIRMAN,MANAGER | NA | Control |
| PERRY, HENRY | I | CHAIRMAN,MANAGER | NA | Control |
| PERRY, HENRY | I | CHAIRMAN,MANAGER | NA | Control |
| SANTONE, MICHAEL, JOSEPH | I | CHIEF OPERATING OFFICER | NA | Control |
| SANTONE, MICHAEL, JOSEPH | I | CHIEF OPERATING OFFICER | NA | Control |
| SANTONE, MICHAEL, JOSEPH | I | CHIEF OPERATING OFFICER | NA | Control |
| SANTONE, MICHAEL, JOSEPH | I | CHIEF OPERATING OFFICER | NA | Control |
| SANTONE, MICHAEL, JOSEPH | I | CHIEF OPERATING OFFICER | NA | Control |
| SANTONE, MICHAEL, JOSEPH | I | CHIEF OPERATING OFFICER | NA | Control |
| SANTONE, MICHAEL, JOSEPH | I | CONTROLLER | NA | Control |
| SANTONE, MICHAEL, JOSEPH | I | CONTROLLER | NA | Control |
| SANTONE, MICHAEL, JOSEPH | I | CHIEF OPERATING OFFICER | NA | Control |
| SESSIONS, NEAL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SESSIONS, NEAL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SESSIONS, NEAL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SESSIONS, NEAL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SESSIONS, NEAL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SESSIONS, NEAL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SESSIONS, NEAL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SESSIONS, NEAL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SESSIONS, NEAL, BRADLEY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SESSIONS, NEAL, BRADLEY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SESSIONS, NEAL, BRADLEY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SESSIONS, NEAL, BRADLEY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SESSIONS, NEAL, BRADLEY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SESSIONS, NEAL, BRADLEY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SESSIONS, NEAL, BRADLEY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SESSIONS, NEAL, BRADLEY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| TALLACH, TIMOTHY, MICHAEL | I | SENIOR VICE PRESIDENT | NA | |
| TALLACH, TIMOTHY, MICHAEL | I | SENIOR VICE PRESIDENT | NA | |
| TROKEY, CHRISTOPHER, MICHAEL | I | SENIOR VICE PRESIDENT | NA | |
| TROKEY, CHRISTOPHER, MICHAEL | I | SENIOR VICE PRESIDENT | NA | |
| WOOCHER, MICHAEL, ABRAHAM | I | HEAD OF CLIENT DEVELOPMENT | NA | Control |
| WOOCHER, MICHAEL, ABRAHAM | I | HEAD OF CLIENT DEVELOPMENT | NA | Control |
| WOOCHER, MICHAEL, ABRAHAM | I | HEAD OF CLIENT DEVELOPMENT | NA | Control |
| WOOCHER, MICHAEL, ABRAHAM | I | HEAD OF CLIENT DEVELOPMENT | NA | Control |
| WOOCHER, MICHAEL, ABRAHAM | I | HEAD OF CLIENT DEVELOPMENT | NA | Control |
| WOOCHER, MICHAEL, ABRAHAM | I | HEAD OF CLIENT DEVELOPMENT | NA | Control |
| WOOCHER, MICHAEL, ABRAHAM | I | HEAD OF CLIENT DEVELOPMENT | NA | Control |
| WULSIN, HENRY, HARRISON | I | PRESIDENT | NA | Control |
| WULSIN, HENRY, HARRISON | I | PRESIDENT | NA | Control |
| WULSIN, HENRY, HARRISON | I | PRESIDENT | NA | Control |
| WULSIN, HENRY, HARRISON | I | PRESIDENT | NA | Control |
| WULSIN, HENRY, HARRISON | I | PRESIDENT | NA | Control |
| WULSIN, HENRY, HARRISON | I | PRESIDENT | NA | Control |
| WULSIN, HENRY, HARRISON | I | PRESIDENT | NA | Control |
| WULSIN, HENRY, HARRISON | I | PRESIDENT | NA | Control |
| WULSIN, HENRY, HARRISON | I | PRESIDENT | NA | Control |
| WULSIN, HENRY, HARRISON | I | PRESIDENT | NA | Control |
| WULSIN, HENRY, HARRISON | I | PRESIDENT | NA | Control |
| ZEUNER, MICHAEL | I | CHIEF STRATEGY & CLIENT EXPERIENCE OFFICER | NA | Control |
| ZEUNER, MICHAEL | I | CHIEF STRATEGY & CLIENT EXPERIENCE OFFICER | NA | Control |
| ZEUNER, MICHAEL | I | CHIEF STRATEGY & CLIENT EXPERIENCE OFFICER | NA | Control |
| ZEUNER, MICHAEL | I | CHIEF STRATEGY & CLIENT EXPERIENCE OFFICER | NA | Control |
| ZEUNER, MICHAEL | I | SENIOR EXECUTIVE PARTNER | NA | Control |
| ZEUNER, MICHAEL | I | SENIOR EXECUTIVE PARTNER | NA | Control |
| ZEUNER, MICHAEL | I | SENIOR EXECUTIVE PARTNER | NA | Control |
| ZEUNER, MICHAEL | I | SENIOR EXECUTIVE PARTNER | NA | Control |
| ZEUNER, MICHAEL | I | SENIOR EXECUTIVE PARTNER | NA | Control |
| ZEUNER, MICHAEL | I | CHIEF STRATEGY & CLIENT EXPERIENCE OFFICER | NA | Control |
| ZEUNER, MICHAEL | I | CHIEF STRATEGY & CLIENT EXPERIENCE OFFICER | NA | Control |
| ZEUNER, MICHAEL | I | CHIEF STRATEGY & CLIENT EXPERIENCE OFFICER | NA | Control |
| ZEUNER, MICHAEL | I | CHIEF STRATEGY & INNOVATION OFFICER | NA | Control |
| ZEUNER, MICHAEL | I | CHIEF STRATEGY & CLIENT EXPERIENCE OFFICER | NA | Control |
| ZEUNER, MICHAEL | I | SENIOR EXECUTIVE PARTNER | NA | Control |
| ZEUNER, MICHAEL | I | SENIOR EXECUTIVE PARTNER | NA | Control |
| ZEUNER, MICHAEL | I | SENIOR EXECUTIVE PARTNER | NA | Control |
| ZEUNER, MYRON, MICHAEL | I | SENIOR EXECUTIVE PARTNER | NA | Control |
| ZEUNER, MYRON, MICHAEL | I | SENIOR EXECUTIVE PARTNER | NA | Control |
| ZEUNER, MYRON, MICHAEL | I | SENIOR EXECUTIVE PARTNER | NA | Control |
| ZEUNER, MYRON, MICHAEL | I | SENIOR EXECUTIVE PARTNER | NA | Control |
| ZEUNER, MYRON, MICHAEL | I | SENIOR EXECUTIVE PARTNER | NA | Control |
| ZEUNER, MYRON, MICHAEL | I | SENIOR EXECUTIVE PARTNER | NA | Control |
| ZEUNER, MYRON, MICHAEL | I | SENIOR EXECUTIVE PARTNER | NA | Control |
| AMA HOLDINGS, INC. | DE | HOLDING COMPANY | E | Control |
| AMA HOLDINGS, INC. | DE | HOLDING COMPANY | E | Control |
| AMA HOLDINGS, INC. | DE | HOLDING COMPANY | E | Control |
| AMA HOLDINGS, INC. | DE | HOLDING COMPANY | E | Control |
| AMA HOLDINGS, INC. | DE | HOLDING COMPANY | E | Control |
| AMA HOLDINGS, INC. | DE | HOLDING COMPANY | E | Control |
| AMA HOLDINGS, INC. | DE | HOLDING COMPANY | E | Control |
| AMA HOLDINGS, INC. | DE | HOLDING COMPANY | E | Control |
| AMA HOLDINGS, INC. | DE | HOLDING COMPANY | E | Control |
| AMA HOLDINGS, INC. | DE | HOLDING COMPANY | E | Control |
| AMA HOLDINGS, INC. | DE | HOLDING COMPANY | E | Control |
| AMA HOLDINGS, INC. | DE | HOLDING COMPANY | E | Control |
| AMA HOLDINGS, INC. | DE | HOLDING COMPANY | E | Control |
| AMA HOLDINGS, INC. | DE | HOLDING COMPANY | E | Control |
| AMA HOLDINGS, INC. | DE | HOLDING COMPANY | E | Control |
| AMA HOLDINGS, INC. | DE | HOLDING COMPANY | E | Control |
| GENSPRING HOLDINGS, INC. | DE | HOLDING COMPANY | E | Control |
| GENSPRING HOLDINGS, INC. | DE | HOLDING COMPANY | E | Control |
| GENSPRING HOLDINGS, INC. | DE | HOLDING COMPANY | E | Control |
| GENSPRING HOLDINGS, INC. | DE | HOLDING COMPANY | E | Control |
| GENSPRING HOLDINGS, INC. | DE | HOLDING COMPANY | E | Control |
| GENSPRING HOLDINGS, INC. | DE | HOLDING COMPANY | E | Control |
| GENSPRING HOLDINGS, INC. | DE | HOLDING COMPANY | E | Control |
| GENSPRING HOLDINGS, INC. | DE | HOLDING COMPANY | E | Control |
| GENSPRING HOLDINGS, INC. | DE | HOLDING COMPANY | E | Control |
| GENSPRING HOLDINGS, INC. | DE | HOLDING COMPANY | E | Control |
| GENSPRING HOLDINGS, INC. | DE | HOLDING COMPANY | E | Control |
| GENSPRING HOLDINGS, INC. | DE | HOLDING COMPANY | E | Control |
| GENSPRING HOLDINGS, INC. | DE | HOLDING COMPANY | E | Control |
| GENSPRING HOLDINGS, INC. | DE | HOLDING COMPANY | E | Control |
| GENSPRING HOLDINGS, INC. | DE | HOLDING COMPANY | E | Control |
| GENSPRING HOLDINGS, INC. | DE | HOLDING COMPANY | E | Control |
| GENSPRING HOLDINGS, INC. | DE | HOLDING COMPANY | E | Control |
| GENSPRING HOLDINGS, INC. | DE | HOLDING COMPANY | E | Control |
| GENSPRING HOLDINGS, INC. | DE | HOLDING COMPANY | E | Control |
| GENSPRING HOLDINGS, INC. | DE | HOLDING COMPANY | E | Control |
| GENSPRING HOLDINGS, INC. | DE | HOLDING COMPANY | E | Control |
| GENSPRING HOLDINGS, INC. | DE | HOLDING COMPANY | E | Control |
| GENSPRING HOLDINGS, INC. | DE | HOLDING COMPANY | E | Control |
| GENSPRING HOLDINGS, INC. | DE | HOLDING COMPANY | E | Control |
| GENSPRING HOLDINGS, INC. | DE | MANAGING MEMBER, HOLDING COMPANY | E | Control |
| GENSPRING HOLDINGS, INC. | DE | HOLDING COMPANY | E | Control |
| GENSPRING HOLDINGS, INC. | DE | MANAGING MEMBER, HOLDING COMPANY | E | Control |
| GENSPRING HOLDINGS, INC. | DE | MANAGING MEMBER, HOLDING COMPANY | E | Control |
| GENSPRING HOLDINGS, INC. | DE | MANAGING MEMBER, HOLDING COMPANY | E | Control |
| GENSPRING HOLDINGS, INC. | DE | MANAGING MEMBER, HOLDING COMPANY | E | Control |
| GENSPRING HOLDINGS, INC. | DE | MANAGING MEMBER, HOLDING COMPANY | E | Control |
| GENSPRING HOLDINGS, INC. | DE | MANAGING MEMBER, HOLDING COMPANY | E | Control |
| GENSPRING HOLDINGS, INC. | DE | MANAGING MEMBER, HOLDING COMPANY | E | Control |
| GENSPRING HOLDINGS, INC. | DE | MANAGING MEMBER, HOLDING COMPANY | E | Control |
| GENSPRING HOLDINGS, INC. | DE | MANAGING MEMBER, HOLDING COMPANY | E | Control |
| GENSPRING HOLDINGS, INC. | DE | MANAGING MEMBER, HOLDING COMPANY | E | Control |
| GENSPRING HOLDINGS, INC. | DE | MANAGING MEMBER, HOLDING COMPANY | E | Control |
| GENSPRING HOLDINGS, INC. | DE | MANAGING MEMBER, HOLDING COMPANY | E | Control |
| GENSPRING HOLDINGS, INC. | DE | MANAGING MEMBER, HOLDING COMPANY | E | Control |
| GENSPRING HOLDINGS, INC. | DE | MANAGING MEMBER, HOLDING COMPANY | E | Control |
| GENSPRING HOLDINGS, INC. | DE | MANAGING MEMBER, HOLDING COMPANY | E | Control |
| GENSPRING HOLDINGS, INC. | DE | MANAGING MEMBER, HOLDING COMPANY | E | Control |
| GENSPRING HOLDINGS, INC. | DE | MANAGING MEMBER, HOLDING COMPANY | E | Control |
| GENSPRING HOLDINGS, INC. | DE | MANAGING MEMBER, HOLDING COMPANY | E | Control |
| GENSPRING HOLDINGS, INC. | DE | MANAGING MEMBER, HOLDING COMPANY | E | Control |
| GENSPRING HOLDINGS, INC. | DE | MANAGING MEMBER, HOLDING COMPANY | E | Control |
| GENSPRING HOLDINGS, INC. | DE | MANAGING MEMBER, HOLDING COMPANY | E | Control |
| GENSPRING HOLDINGS, INC. | DE | HOLDING COMPANY | D | Control |
| GENSPRING HOLDINGS, INC. | DE | HOLDING COMPANY | D | Control |
| GENSPRING HOLDINGS, INC. | DE | HOLDING COMPANY | D | Control |
| GENSPRING HOLDINGS, INC. | DE | HOLDING COMPANY | D | Control |
| GENSPRING HOLDINGS, INC. | DE | HOLDING COMPANY | D | Control |
| GENSPRING HOLDINGS, INC. | DE | HOLDING COMPANY | D | Control |
| GENSPRING HOLDINGS, INC. | DE | HOLDING COMPANY | D | Control |
| GENSPRING HOLDINGS, INC. | DE | HOLDING COMPANY | D | Control |
| GENSPRING HOLDINGS, INC. | DE | HOLDING COMPANY | D | Control |
| GENSPRING HOLDINGS, INC. | DE | HOLDING COMPANY | D | Control |
| GENSPRING HOLDINGS, INC. | DE | HOLDING COMPANY | D | Control |
| GENSPRING HOLDINGS, INC. | DE | HOLDING COMPANY | D | Control |
| GENSPRING HOLDINGS, INC. | DE | HOLDING COMPANY | D | Control |
| GENSPRING HOLDINGS, INC. | DE | HOLDING COMPANY | D | Control |
| GENSPRING HOLDINGS, LLC | DE | HOLDING COMPANY | D | Control |
| UNVESTED EMPLOYEE INTERESTS | DE | SHAREHOLDERS | C | |
| UNVESTED EMPLOYEE INTERESTS | DE | SHAREHOLDERS | C | |
| UNVESTED EMPLOYEE INTERESTS | DE | SHAREHOLDERS | C | |
| UNVESTED EMPLOYEE INTERESTS | DE | SHAREHOLDERS | C | |
| UNVESTED EMPLOYEE INTERESTS | DE | SHAREHOLDERS | C | |
| UNVESTED EMPLOYEE INTERESTS | DE | SHAREHOLDERS | C | |
| UNVESTED EMPLOYEE INTERESTS | DE | SHAREHOLDERS | C | |
| UNVESTED EMPLOYEE INTERESTS | DE | SHAREHOLDERS | C | |
| UNVESTED EMPLOYEE INTERESTS | DE | SHAREHOLDERS | C | |
| UNVESTED EMPLOYEE INTERESTS | DE | SHAREHOLDERS | C | |
| UNVESTED EMPLOYEE INTERESTS | DE | SHAREHOLDERS | C | |
| UNVESTED EMPLOYEE INTERESTS | DE | SHAREHOLDERS | C | |
| UNVESTED EMPLOYEE INTERESTS | DE | SHAREHOLDERS | C | |
| UNVESTED EMPLOYEE INTERESTS | DE | SHAREHOLDERS | C | |
| UNVESTED EMPLOYEE INTERESTS | DE | SHAREHOLDERS | C | |
| PERRY, HENRY | I | CHAIRMAN,MANAGER | B | Control |
| PERRY, HENRY | I | CHAIRMAN,MANAGER | B | Control |
| PERRY, HENRY | I | CHAIRMAN,MANAGER | B | Control |
| PERRY, HENRY | I | CHAIRMAN,MANAGER | B | Control |
| PERRY, HENRY | I | CHAIRMAN,MANAGER | B | Control |
| PERRY, HENRY | I | CHAIRMAN,MANAGER | B | Control |
| PERRY, HENRY | I | CHAIRMAN,MANAGER | B | Control |
| PERRY, HENRY | I | CHAIRMAN,MANAGER | B | Control |
| PERRY, HENRY | I | CHAIRMAN,MANAGER | B | Control |
| PERRY, HENRY | I | CHAIRMAN,MANAGER | B | Control |
| PERRY, HENRY | I | CHAIRMAN,MANAGER | B | Control |
| PERRY, HENRY | I | CHAIRMAN,MANAGER | B | Control |
| PERRY, HENRY | I | CHAIRMAN,MANAGER | B | Control |
| PERRY, HENRY | I | CHAIRMAN,MANAGER | B | Control |
| PERRY, HENRY | I | CHAIRMAN,MANAGER | B | Control |
| LAGOMASINO, MARIA, ELENA | I | CHIEF EXECUTIVE OFFICER | A | Control |
| LAGOMASINO, MARIA, ELENA | I | CHIEF EXECUTIVE OFFICER | A | Control |
| LAGOMASINO, MARIA, ELENA | I | CHIEF EXECUTIVE OFFICER | A | Control |
| LAGOMASINO, MARIA, ELENA | I | CHIEF EXECUTIVE OFFICER | A | Control |
| LAGOMASINO, MARIA, ELENA | I | CHIEF EXECUTIVE OFFICER | A | Control |
| LAGOMASINO, MARIA, ELENA | I | CHIEF EXECUTIVE OFFICER | A | Control |
| LAGOMASINO, MARIA, ELENA | I | CHIEF EXECUTIVE OFFICER | A | Control |
| LAGOMASINO, MARIA, ELENA | I | CHIEF EXECUTIVE OFFICER | A | Control |
| LAGOMASINO, MARIA, ELENA | I | CHIEF EXECUTIVE OFFICER | A | Control |
| LAGOMASINO, MARIA, ELENA | I | CHIEF EXECUTIVE OFFICER | A | Control |
| LAGOMASINO, MARIA, ELENA | I | CHIEF EXECUTIVE OFFICER | A | Control |
| LAGOMASINO, MARIA, ELENA | I | CHIEF EXECUTIVE OFFICER | A | Control |
| LAGOMASINO, MARIA, ELENA | I | CHIEF EXECUTIVE OFFICER | A | Control |
| LAGOMASINO, MARIA, ELENA | I | CHIEF EXECUTIVE OFFICER | A | Control |
| LAGOMASINO, MARIA, ELENA | I | CHIEF EXECUTIVE OFFICER | A | Control |
| LAGOMASINO, MARIA, ELENA | I | CHIEF EXECUTIVE OFFICER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SUNTRUST BANKS, INC | DE | GENSPRING HOLDINGS, INC | E | Control |
| SUNTRUST BANKS, INC | DE | GENSPRING HOLDINGS, INC | E | Control |
| SUNTRUST BANKS, INC | DE | GENSPRING HOLDINGS, INC | E | Control |
| SUNTRUST BANKS, INC | DE | GENSPRING HOLDINGS, INC | E | Control |
| SUNTRUST BANKS, INC | DE | GENSPRING HOLDINGS, INC | E | Control |
| SUNTRUST BANKS, INC | DE | GENSPRING HOLDINGS, INC | E | Control |
| SUNTRUST BANKS, INC | DE | GENSPRING HOLDINGS, INC | E | Control |
| SUNTRUST BANKS, INC | DE | GENSPRING HOLDINGS, INC | E | Control |
| SUNTRUST BANKS, INC | DE | AMA HOLDINGS, INC | E | Control |
| SUNTRUST BANKS, INC | DE | GENSPRING HOLDINGS, INC | E | Control |
| SUNTRUST BANKS, INC | DE | GENSPRING HOLDINGS, INC | E | Control |
| SUNTRUST BANKS, INC | DE | GENSPRING HOLDINGS, INC | E | Control |
| SUNTRUST BANKS, INC | DE | AMA HOLDINGS, INC | E | Control |
| SUNTRUST BANKS, INC | DE | AMA HOLDINGS, INC | E | Control |
| SUNTRUST BANKS, INC | DE | AMA HOLDINGS, INC | E | Control |
| SUNTRUST BANKS, INC | DE | AMA HOLDINGS, INC | E | Control |
| SUNTRUST BANKS, INC | DE | GENSPRING HOLDINGS, INC | E | Control |
| SUNTRUST BANKS, INC | DE | GENSPRING HOLDINGS, INC | E | Control |
| SUNTRUST BANKS, INC | DE | AMA HOLDINGS, INC | E | Control |
| SUNTRUST BANKS, INC | DE | AMA HOLDINGS, INC | E | Control |
| SUNTRUST BANKS, INC | DE | AMA HOLDINGS, INC | E | Control |
| SUNTRUST BANKS, INC | DE | AMA HOLDINGS, INC | E | Control |
| SUNTRUST BANKS, INC | DE | AMA HOLDINGS, INC | E | Control |
| SUNTRUST BANKS, INC | DE | AMA HOLDINGS, INC | E | Control |
| SUNTRUST BANKS, INC | DE | AMA HOLDINGS, INC | E | Control |
| SUNTRUST BANKS, INC | DE | AMA HOLDINGS, INC | E | Control |
| SUNTRUST BANKS, INC | DE | AMA HOLDINGS, INC | E | Control |
| SUNTRUST BANKS, INC | DE | AMA HOLDINGS, INC | E | Control |
| SUNTRUST BANKS, INC | DE | AMA HOLDINGS, INC | E | Control |
| SUNTRUST BANKS, INC | DE | GENSPRING HOLDINGS, INC | E | Control |
| SUNTRUST BANKS, INC | DE | GENSPRING HOLDINGS, INC | E | Control |
| SUNTRUST BANKS, INC | DE | GENSPRING HOLDINGS, INC | E | Control |
| SUNTRUST BANKS, INC | DE | GENSPRING HOLDINGS, INC | E | Control |
| SUNTRUST BANKS, INC | DE | GENSPRING HOLDINGS, INC | E | Control |
| SUNTRUST BANKS, INC | DE | GENSPRING HOLDINGS, INC | E | Control |
| SUNTRUST BANKS, INC | DE | GENSPRING HOLDINGS, INC | E | Control |
| SUNTRUST BANKS, INC | DE | GENSPRING HOLDINGS, INC | E | Control |
| SUNTRUST BANKS, INC | DE | GENSPRING HOLDINGS, INC | E | Control |
| SUNTRUST BANKS, INC | DE | GENSPRING HOLDINGS, INC | E | Control |
| SUNTRUST BANKS, INC | DE | GENSPRING HOLDINGS, INC | E | Control |
| SUNTRUST BANKS, INC | DE | GENSPRING HOLDINGS, INC | E | Control |
| SUNTRUST BANKS, INC | DE | GENSPRING HOLDINGS, INC | E | Control |
| SUNTRUST BANKS, INC | DE | GENSPRING HOLDINGS, INC | E | Control |
| SUNTRUST BANKS, INC | DE | GENSPRING HOLDINGS, INC | E | Control |
| SUNTRUST BANKS, INC | DE | GENSPRING HOLDINGS, INC | E | Control |
| SUNTRUST BANKS, INC | DE | GENSPRING HOLDINGS, INC | E | Control |
| SUNTRUST BANKS, INC | DE | GENSPRING HOLDINGS, INC | E | Control |
| SUNTRUST BANKS, INC | DE | GENSPRING HOLDINGS, INC | E | Control |
| SUNTRUST BANKS, INC | DE | GENSPRING HOLDINGS, INC | E | Control |
| SUNTRUST BANKS, INC | DE | GENSPRING HOLDINGS, INC | E | Control |
| SUNTRUST BANKS, INC | DE | GENSPRING HOLDINGS, INC | E | Control |
| SUNTRUST BANKS, INC | DE | GENSPRING HOLDINGS, INC | E | Control |
| SUNTRUST BANKS, INC | DE | GENSPRING HOLDINGS, INC | E | Control |
| SUNTRUST BANKS, INC | DE | GENSPRING HOLDINGS, INC | E | Control |
| SUNTRUST BANKS, INC | DE | GENSPRING HOLDINGS, INC | E | Control |
| SUNTRUST BANKS, INC | DE | GENSPRING HOLDINGS, INC | E | Control |
| SUNTRUST BANKS, INC | DE | GENSPRING HOLDINGS, INC | E | Control |
| SUNTRUST BANKS, INC | DE | GENSPRING HOLDINGS, INC | E | Control |
| SUNTRUST BANKS, INC | DE | GENSPRING HOLDINGS, INC | E | Control |
| SUNTRUST BANKS, INC | DE | GENSPRING HOLDINGS, INC. | E | Control |
| SUNTRUST BANKS, INC | DE | GENSPRING HOLDINGS, INC. | E | Control |
| TRUIST FINANCIAL CORPORATION | DE | GENSPRING HOLDINGS, INC. | E | Control |
| TRUIST FINANCIAL CORPORATION | DE | GENSPRING HOLDINGS, INC. | E | Control |
| TRUIST FINANCIAL CORPORATION | DE | GENSPRING HOLDINGS, INC. | E | Control |
| TRUIST FINANCIAL CORPORATION | DE | GENSPRING HOLDINGS, INC. | E | Control |
| TRUIST FINANCIAL CORPORATION | DE | GENSPRING HOLDINGS, INC. | E | Control |
| TRUIST FINANCIAL CORPORATION | DE | GENSPRING HOLDINGS, INC. | E | Control |
| TRUIST FINANCIAL CORPORATION | DE | GENSPRING HOLDINGS, INC. | E | Control |
| TRUIST FINANCIAL CORPORATION | DE | GENSPRING HOLDINGS, INC. | E | Control |
| TRUIST FINANCIAL CORPORATION | DE | GENSPRING HOLDINGS, INC. | E | Control |
| TRUIST FINANCIAL CORPORATION | DE | GENSPRING HOLDINGS, INC. | E | Control |
| TRUIST FINANCIAL CORPORATION | DE | GENSPRING HOLDINGS, INC. | E | Control |
| TRUIST FINANCIAL CORPORATION | DE | GENSPRING HOLDINGS, INC. | E | Control |
| TRUIST FINANCIAL CORPORATION | DE | GENSPRING HOLDINGS, INC. | E | Control |
| TRUIST FINANCIAL CORPORATION | DE | GENSPRING HOLDINGS, INC. | E | Control |
Registrations
Federal
IA
Sep 16, 2025 REGISTERED
Notice Filings (50)
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Address
4 GREENWICH OFFICE PARK1ST FLOOR
GREENWICH, CT 06831-5115
United States
Phone: 203-661-6616