ROSEN CAPITAL MANAGEMENT LLC
CRD #109281 SEC #801-66298 SANTA MONICA, CA 310-636-1465
SEC Registered
Total AUM
$23.7M
Discretionary
$23.7M
Employees
5
Clients
--
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ROSEN, JOHN, KYLE | I | MEMBER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| ROSEN, JOHN, KYLE | I | MEMBER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| ROSEN, JOHN, KYLE | I | MEMBER, PRESIDENT AND CCO | E | Control |
| ROSEN, JOHN, KYLE | I | MEMBER AND PRESIDENT | E | Control |
| STROME INVESTMENT MANAGEMENT, L.P. | DE | MEMBER | C | Control |
| STROME INVESTMENT MANAGEMENT, L.P. | DE | MEMBER | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SSCO, INC. | DE | STROME INVESTMENT MANAGEMENT, LP | F | Control |
| STROME, MARK, EUGENE | I | STROME INVESTMENT MANAGEMENT, LP | E | Control |
Registrations
Federal
IA
Mar 30, 2007 REGISTERED
Notice Filings (1)
CA
Address
2400 BROADWAYSUITE 220
SANTA MONICA, CA 90404
USA
Phone: 310-636-1465