THE MATHES COMPANY, INC.
CRD #109288 SEC #801-54747 NEW YORK, NY 212-277-5553
SEC Registered
Total AUM
$336.8M
Discretionary
$336.8M
Employees
8
Clients
--
Accounts
216
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2025
- Branch Offices
- 0
- LEI
- 20-0470186
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MATHES, RICHARD, CHARLES | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| MATHES, RICHARD, CHARLES | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| MATHES, RICHARD, CHARLES | I | VICE PRESIDENT | NA | Control |
| MATHES, RICHARD, CHARLES | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| MATHES, RICHARD, CHARLES | I | VICE PRESIDENT | NA | Control |
| MATHES, RICHARD, CHARLES | I | VICE PRESIDENT | NA | Control |
| MATHES, RICHARD, CHARLES | I | VICE PRESIDENT | NA | Control |
| MATHES, SORRELL, MARK | I | PRESIDENT | E | Control |
| MATHES, SORRELL, MARK | I | PRESIDENT | E | Control |
| MATHES, SORRELL, MARK | I | PRESIDENT | E | Control |
| MATHES, SORRELL, MARK | I | PRESIDENT | E | Control |
| MATHES, SORRELL, MARK | I | PRESIDENT | E | Control |
| MATHES, SORRELL, MARK | I | PRESIDENT | E | Control |
| MATHES, SORRELL, MARK | I | PRESIDENT | E | Control |
| MATHES, SORRELL, MARK | I | PRESIDENT | E | Control |
| MATHES, RICHARD, CHARLES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| MATHES, RICHARD, CHARLES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| MATHES, RICHARD, CHARLES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| MATHES, RICHARD, CHARLES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| MATHES, RICHARD, CHARLES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| MATHES, SORRELL, MARK | I | CHAIRMAN | D | Control |
| MATHES, SORRELL, MARK | I | CHAIRMAN | D | Control |
| MATHES, SORRELL, MARK | I | CHAIRMAN | D | Control |
| MATHES, SORRELL, MARK | I | CHAIRMAN | D | Control |
| MATHES, SORRELL, MARK | I | CHAIRMAN | D | Control |
| MATHES, SORRELL, MARK | I | CHAIRMAN | D | Control |
| MATHES, SORRELL, MARK | I | CHAIRMAN | D | Control |
| MATHES, SORRELL, MARK | I | CHAIRMAN | D | Control |
| MATHES, SORRELL, MARK | I | CHAIRMAN | D | Control |
| MATHES, SORRELL, MARK | I | CHAIRMAN | D | Control |
| MATHES, SORRELL, MARK | I | CHAIRMAN | D | Control |
| MATHES, RICHARD, CHARLES | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| MATHES, RICHARD, CHARLES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| MATHES, RICHARD, CHARLES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| MATHES, RICHARD, CHARLES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| MATHES, RICHARD, CHARLES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| MATHES, RICHARD, CHARLES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| MATHES, RICHARD, CHARLES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| MATHES, RICHARD, CHARLES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| MATHES, RICHARD, CHARLES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| MATHES, RICHARD, CHARLES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| MATHES, RICHARD, CHARLES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| MATHES, RICHARD, CHARLES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| MATHES, SORRELL, MARK | I | CHAIRMAN | C | Control |
| MATHES, SORRELL, MARK | I | CHAIRMAN | C | Control |
| MATHES, SORRELL, MARK | I | CHAIRMAN | C | Control |
| MATHES, SORRELL, MARK | I | CHAIRMAN | C | Control |
| MATHES, SORRELL, MARK | I | CHAIRMAN | C | Control |
Registrations
Federal
IA
Mar 26, 2025 REGISTERED
Address
12 EAST 49TH STREETSUITE 2704
NEW YORK, NY 10017
United States
Phone: 212-277-5553