MALLEY ASSOCIATES CAPITAL MANAGEMENT INC
CRD #109293 SEC #801-56725 NEW YORK, NY 646-495-3172
SEC Registered
Total AUM
$103.7M
Discretionary
$103.7M
Employees
10
Clients
10
Accounts
179
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 12, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CALIMANO, MARY LEE | I | VICE PRESIDENT | NA | |
| CALIMANO, MARY LEE | I | VICE PRESIDENT | NA | |
| CALIMANO, MARY LEE | I | VICE PRESIDENT | NA | |
| JOVEN, JOHN, ROYCE | I | VICE PRESIDENT & DIRECTOR | NA | |
| JOVEN, JOHN, ROYCE | I | VICE PRESIDENT & DIRECTOR | NA | |
| JOVEN, JOHN, ROYCE | I | VICE PRESIDENT & DIRECTOR | NA | |
| JOVEN, JOHN, ROYCE | I | VICE PRESIDENT & DIRECTOR | NA | |
| JOVEN, JOHN, ROYCE | I | VICE PRESIDENT & DIRECTOR | NA | |
| JOVEN, JOHN, ROYCE | I | VICE PRESIDENT & DIRECTOR | NA | |
| JOVEN, JOHN, ROYCE | I | VICE PRESIDENT & DIRECTOR | NA | |
| JOVEN, JOHN, ROYCE | I | VICE PRESIDENT & DIRECTOR | NA | |
| PAUL, EVE | I | SHAREHOLDER | NA | |
| PAUL, EVE | I | SHAREHOLDER | NA | |
| PAUL, ROBERT, D. | I | SHAREHOLDER | NA | |
| PAUL, ROBERT, D. | I | SHAREHOLDER | NA | |
| PAUL, ROBERT, D. | I | SHAREHOLDER | NA | |
| SACKS, DAVID, G. | I | SHAREHOLDER | NA | |
| SACKS, DAVID, G. | I | SHAREHOLDER | NA | |
| SACKS, DAVID, G. | I | SHAREHOLDER | NA | |
| SACKS, DAVID, G. | I | SHAREHOLDER | NA | |
| SACKS, DAVID, G. | I | SHAREHOLDER | NA | |
| MALLEY, SUSAN, LAURENE | I | PRESIDENT & DIRECTOR | E | Control |
| MALLEY, SUSAN, LAURENE | I | PRESIDENT & DIRECTOR | E | Control |
| MALLEY, SUSAN, LAURENE | I | PRESIDENT & DIRECTOR | E | Control |
| MALLEY, SUSAN, LAURENE | I | PRESIDENT & DIRECTOR | E | Control |
| MALLEY, SUSAN, LAURENE | I | PRESIDENT & DIRECTOR | E | Control |
| MALLEY, SUSAN, LAURENE | I | PRES,DIRECTOR & CHIEF COMPLIANCE OFFICER | D | Control |
| MALLEY, SUSAN, LAURENE | I | PRESIDENT & DIRECTOR & CCO | D | Control |
| MALLEY, SUSAN, LAURENE | I | PRES,DIRECTOR & CHIEF COMPLIANCE OFFICER | D | Control |
| DAVID G. SACKS ESTATE | DE | SHAREHOLDER | B | |
| DAVID G. SACKS ESTATE | DE | SHAREHOLDER | B | |
| DEARMONT, STEPHANIE, ELIZABETH | I | SENIOR VICE PRESIDENT, PORTFOLIO MANAGER | B | |
| DEARMONT, STEPHANIE, ELIZABETH | I | SENIOR VICE PRESIDENT, PORTFOLIO MANAGER | B | |
| DEARMONT, STEPHANIE, ELIZABETH | I | PORTFOLIO MANAGER | B | |
| DEARMONT, STEPHANIE, ELIZABETH | I | PORTFOLIO MANAGER | B | |
| DEARMONT, STEPHANIE, ELIZABETH | I | SENIOR VICE PRESIDENT, PORTFOLIO MANAGER | B | |
| DEARMONT, STEPHANIE, ELIZABETH | I | PORTFOLIO MANAGER | B | |
| DEARMONT, STEPHANIE, ELIZABETH | I | PORTFOLIO MANAGER | B | |
| DEARMONT, STEPHANIE, ELIZABETH | I | PORTFOLIO MANAGER | B | |
| PAUL, EVE | I | SHAREHOLDER | A | |
| PAUL, EVE | I | SHAREHOLDER | A | |
| PAUL, EVE | I | SHAREHOLDER | A |
Registrations
Federal
IA
Apr 12, 2007 REGISTERED
Notice Filings (3)
CT NJ NY
Address
909 THIRD AVENUE, 5TH FLOORNEW YORK, NY 10022
USA
Phone: 646-495-3172