DAVID WITHERBEE & ASSOCIATES, INC.
CRD #109294 SEC #801-57530 CONCORD, MA 978-371-2551
SEC Registered
Total AUM
$127M
Discretionary
$127M
Employees
3
Clients
51
Accounts
500
Firm Details
- Organization Type
- Corporation
- State of Formation
- Massachusetts
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 21, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KULKARNI, SHEELENDRA, SHARAD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KULKARNI, SHEELENDRA, SHARAD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KULKARNI, SHEELENDRA, SHARAD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WITHERBEE, DAVID, LOUIS | I | PRESIDENT | E | Control |
| WITHERBEE, DAVID, LOUIS | I | PRESIDENT | E | Control |
| WITHERBEE, DAVID, LOUIS | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| WITHERBEE, DAVID, LOUIS | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| WITHERBEE, DAVID, LOUIS | I | PRESIDENT | E | Control |
| WITHERBEE, DAVID, LOUIS | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| WITHERBEE, DAVID, LOUIS | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| WITHERBEE, DAVID, LOUIS | I | PRESIDENT | E | Control |
| WITHERBEE, DAVID, LOUIS | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| WITHERBEE, DAVID, LOUIS | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| WITHERBEE, DAVID, LOUIS | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| WITHERBEE, DAVID, LOUIS | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Feb 21, 2013 REGISTERED
Notice Filings (6)
FL MA ME NH TX VT
Address
100 MAIN STREET, SUITE 330CONCORD, MA 01742
United States
Phone: 978-371-2551