RIA Intelligence

PG INVESTORS III INC.

CRD #109302 SEC #801-57373 NEW YORK, NY 212-761-4000
SEC Registered
Total AUM
$26.4M
Discretionary
$26.4M
Employees
10
Clients
10
Accounts
2

Firm Details

Organization Type
Corporation
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Feb 28, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BERSH, DAVIDIDIRECTOR, VICE PRESIDENT AND CHIEF COMPLIANCE OFFICERNA Control
BERSH, DAVID, ANDREWIDIRECTOR, VICE PRESIDENTNA Control
BERSH, DAVID, ANDREWIDIRECTOR, VICE PRESIDENTNA Control
CATTIER, JENNIFER, MURPHYICHIEF COMPLIANCE OFFICERNA
CATTIER, JENNIFER, MURPHYICHIEF COMPLIANCE OFFICERNA
CATTIER, JENNIFER, MURPHYICHIEF COMPLIANCE OFFICERNA
CERZA, STACIE, ANNIVICE PRESIDENTNA Control
CERZA, STACIE, ANNIVICE PRESIDENTNA Control
DOSTER, THOMAS, EDWINIDIRECTOR AND PRESIDENTNA
GROELLER, JOHANNESIVICE PRESIDENTNA Control
GROELLER, JOHANNESIVICE PRESIDENTNA Control
GROELLER, JOHANNESIVICE PRESIDENTNA Control
GROELLER, JOHANNESIVICE PRESIDENTNA Control
GROELLER, JOHANNESIVICE PRESIDENTNA Control
GROELLER, JOHANNESIVICE PRESIDENTNA Control
GROELLER, JOHANNESIVICE PRESIDENTNA Control
GROELLER, JOHANNESIVICE PRESIDENTNA Control
MACDONALD, GAVIN, LEEIVICE PRESIDENTNA Control
MACDONALD, GAVIN, LEEIVICE PRESIDENTNA Control
MACDONALD, GAVIN, LEEIVICE PRESIDENTNA Control
MACDONALD, GAVIN, LEEIVICE PRESIDENTNA Control
MUNGER, STEPHEN, REESEIDIRECTORNA Control
MUNGER, STEPHEN, REESEIDIRECTORNA
MUNGER, STEPHEN, REESEIDIRECTORNA Control
NEIWEEM, HOLLYIVICE PRESIDENTNA
SCHWARTZ, MARC, PIDIRECTOR, VICE PRESIDENTNA Control
SCHWARTZ, MARC, PIDIRECTOR, VICE PRESIDENTNA Control
SPENCER, CORDELL, GERARDIDIRECTOR, CHAIRMANNA Control
SPENCER, CORDELL, GERARDIDIRECTOR, CHAIRMANNA Control
SPENCER, CORDELL, GERARDIDIRECTOR, CHAIRMANNA Control
WILMOTT, JAMES, MICHAELIDIRECTOR, PRESIDENT AND CHIEF COMPLIANCE OFFICERNA Control
WILMOTT, JAMES, MICHAELIDIRECTOR, PRESIDENT AND CHIEF COMPLIANCE OFFICERNA Control
WILMOTT, JAMES, MICHAELIVICE PRESIDENT AND CHIEF COMPLIANCE OFFICERNA Control
WILMOTT, JAMES, MICHAELIDIRECTOR AND PRESIDENTNA Control
WILMOTT, JAMES, MICHAELIDIRECTOR AND PRESIDENTNA Control
WILMOTT, JAMES, MICHAELIVICE PRESIDENT AND CHIEF COMPLIANCE OFFICERNA Control
WILMOTT, JAMES, MICHAELIDIRECTOR AND PRESIDENTNA Control
WILMOTT, JAMES, MICHAELIDIRECTOR AND PRESIDENTNA Control
MORGAN STANLEYDESHAREHOLDERE Control
MORGAN STANLEYDESHAREHOLDERE Control
MORGAN STANLEYDESHAREHOLDERE Control
MORGAN STANLEYDESHAREHOLDERE Control
MORGAN STANLEYDESHAREHOLDERE Control
MORGAN STANLEYDESHAREHOLDERE Control
MORGAN STANLEYDESHAREHOLDERE Control
MORGAN STANLEYDESHAREHOLDERE Control

Registrations

Federal

IA
Feb 28, 2007 REGISTERED

Address

C/O MORGAN STANLEY
1585 BROADWAY
NEW YORK, NY 10036-8293
USA
Phone: 212-761-4000