PARETO PARTNERS
CRD #109312 SEC #801-58184 NEW YORK, NY 212-527-1800
SEC Registered
Total AUM
$1.9B
Discretionary
$1.9B
Employees
--
Clients
--
Accounts
21
Firm Details
- Organization Type
- Partnership
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 8, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COHEN, LOUIS, N | I | PORTFOLIO MANAGER | NA | Control |
| COHEN, LOUIS, N | I | PORTFOLIO MANAGER | NA | Control |
| CONNELL, KEITH, BRUCE | I | PARTNER REPRESENTATIVE | NA | |
| DIMITRUK, PAUL, ARTHUR | I | CHAIRMAN | NA | Control |
| DOWNTON, CHRISTINE, VERONICA | I | VICE CHAIRPERSON | NA | Control |
| DOWNTON, CHRISTINE, VERONICA | I | VICE CHAIRPERSON | NA | Control |
| DOWNTON, CHRISTINE, VERONICA | I | VICE CHAIRPERSON | NA | Control |
| DOWNTON, CHRISTINE, VERONICA | I | VICE CHAIRPERSON | NA | Control |
| DOWNTON, CHRISTINE, VERONICA | I | VICE CHAIRPERSON | NA | Control |
| ESPOSITO, MICHAEL, PATRICK | I | PARTNER REPRESENTATIVE | NA | Control |
| ESPOSITO, MICHAEL, PATRICK | I | PARTNER REPRESENTATIVE | NA | Control |
| GREETHAM, CHRISTOPHER, VENNARD | I | PARTNER REPRESENTATIVE | NA | Control |
| GREETHAM, CHRISTOPHER, VENNARD | I | PARTNER REPRESENTATIVE | NA | Control |
| GREETHAM, CHRISTOPHER, VENNARD | I | PARTNER REPRESENTATIVE | NA | Control |
| GROOM, JON, RICHARD | I | PARTNER REPRESENTATIVE | NA | Control |
| GROOM, JON, RICHARD | I | PARTNER REPRESENTATIVE | NA | Control |
| HARRIS, MITCHELL, EVAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HARRIS, MITCHELL, EVAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HARRIS, MITCHELL, EVAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HARRIS, MITCHELL, EVAN | I | CHAIRMAN | NA | Control |
| HARRIS, MITCHELL, EVAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HARRIS, MITCHELL, EVAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KIMBLE, MICHAEL, JOHN | I | PORTFOLIO MANAGER | NA | Control |
| KIMBLE, MICHAEL, JOHN | I | PORTFOLIO MANAGER | NA | Control |
| KLINCK, JOHN, L | I | PARTNER REPRESENTATIVE | NA | Control |
| KLINCK, JOHN, L | I | PARTNER REPRESENTATIVE | NA | Control |
| KLINCK, JOHN, L | I | PARTNER REPRESENTATIVE | NA | Control |
| LAYARD-LIESCHING, RONALD, GEORGE | I | CHIEF RESEARCH OFFICER | NA | Control |
| LAYARD-LIESCHING, RONALD, GEORGE | I | CHIEF RESEARCH OFFICER | NA | Control |
| LAYARD-LIESCHING, RONALD, GEORGE | I | CHIEF RESEARCH OFFICER | NA | Control |
| LAYARD-LIESCHING, RONALD, GEORGE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LAYARD-LIESCHING, RONALD, GEORGE | I | CHIEF RESEARCH OFFICER | NA | Control |
| LAYARD-LIESCHING, RONALD, GEORGE | I | CHIEF RESEARCH OFFICER | NA | Control |
| LITTLE, JONATHAN, MICHAEL | I | DIRECTOR | NA | Control |
| LUSARDI, ROBERT, RAYMOND | I | PARTNER REPRESENTATIVE | NA | Control |
| LUSARDI, ROBERT, RAYMOND | I | PARTNER REPRESENTATIVE | NA | Control |
| LUSARDI, ROBERT, RAYMOND | I | PARTNER REPRESENTATIVE | NA | Control |
| LUSARDI, ROBERT, RAYMOND | I | PARTNER REPRESENTATIVE | NA | Control |
| LUSARDI, ROBERT, RAYMOND | I | PARTNER REPRESENTATIVE | NA | Control |
| MAC INTYRE, JAMES, DESMOND | I | CHIEF OPERATING OFFICER | NA | |
| MAC INTYRE, JAMES, DESMOND | I | CHIEF OPERATING OFFICER | NA | |
| MAC INTYRE, JAMES, DESMOND | I | CHIEF OPERATING OFFICER | NA | |
| MAC INTYRE, JAMES, DESMOND | I | CHIEF OPERATING OFFICER | NA | |
| MOYNIHAN, ROBERT, TIMOTHY | I | COMPLIANCE OFFICER | NA | Control |
| MOYNIHAN, ROBERT, TIMOTHY | I | COMPLIANCE OFFICER | NA | Control |
| NAGORNIAK, JOHN, JOSEPH | I | DIRECTOR | NA | Control |
| NEWTON, BRIAN, KENNETH | I | HEAD OF RISK MANAGEMENT | NA | Control |
| NEWTON, BRIAN, KENNETH | I | HEAD OF RISK MANAGEMENT | NA | Control |
| NEWTON, BRIAN, KENNETH | I | HEAD OF RISK MANAGEMENT | NA | Control |
| NEWTON, BRIAN, KENNETH | I | HEAD OF RISK MANAGEMENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| NEWTON, BRIAN, KENNETH | I | HEAD OF RISK MANAGEMENT | NA | Control |
| NEWTON, BRIAN, KENNETH | I | HEAD OF RISK MANAGEMENT | NA | Control |
| O'HANLEY, RONALD, PHILIP | I | PARTNER REPRESENTATIVE | NA | Control |
| O'HANLEY, RONALD, PHILIP | I | PARTNER REPRESENTATIVE | NA | Control |
| O'HANLEY, RONALD, PHILIP | I | PARTNER REPRESENTATIVE | NA | Control |
| O'HANLEY, RONALD, PHILIP | I | DIRECTOR | NA | Control |
| O'HANLEY, RONALD, PHILIP | I | PARTNER REPRESENTATIVE | NA | Control |
| O'HANLEY, RONALD, PHILIP | I | PARTNER REPRESENTATIVE | NA | Control |
| PARETO US FIXED INCOME LLC | DE | PARTNER | NA | |
| PUGH, JOHN, ARTHUR | I | DIRECTOR OF FINANCE | NA | Control |
| PUGH, JOHN, ARTHUR | I | DIRECTOR OF FINANCE | NA | Control |
| ROBERTS, DAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ROBERTS, DAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ROBERTS, DAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ROBERTS, DAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ROBERTS, DAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ROBERTS, PHILIP, RICHARD | I | PARTNER REPRESENTATIVE | NA | Control |
| ROBERTS, PHILIP, RICHARD | I | PARTNER REPRESENTATIVE | NA | Control |
| ROBERTS, PHILIP, RICHARD | I | PARTNER REPRESENTATIVE | NA | Control |
| ROBERTS, PHILIP, RICHARD | I | PARTNER REPRESENTATIVE | NA | Control |
| ROBERTS, PHILIP, RICHARD | I | PARTNER REPRESENTATIVE | NA | Control |
| SHEPPARD, PATRICK, JAMES | I | DIRECTOR | NA | Control |
| WAGENSEIL, TAYLOR, BRAHS | I | PORTFOLIO MANAGER | NA | Control |
| WAGENSEIL, TAYLOR, BRAHS | I | PORTFOLIO MANAGER | NA | Control |
| MELLON GLOBAL INVESTING CORP | DE | PARTNER | E | Control |
| PARETO PARTNERS | DE | PARTNER | E | Control |
| PARETO NEW YORK LLC | DE | PARTNER | D | Control |
| CUMBERLAND NEW YORK INC | DE | PARTNER | C | Control |
| CUMBERLAND NEW YORK INC | DE | PARTNER | C | Control |
| CUMBERLAND NEW YORK INC | DE | PARTNER | C | Control |
| MELLON GLOBAL INVESTING CORP | DE | PARTNER | C | Control |
| MELLON GLOBAL INVESTING CORP | DE | PARTNER | C | Control |
| MELLON GLOBAL INVESTING CORP | DE | PARTNER | C | Control |
| PALOMAR MANAGEMENT LP | DE | PARTNER | C | Control |
| PALOMAR MANAGEMENT LP | DE | PARTNER | C | Control |
| PALOMAR MANAGEMENT LP | DE | PARTNER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CUMBERLAND HOLDINGS INC | DE | CUMBERLAND NEW YORK INC | E | Control |
| CUMBERLAND HOLDINGS INC | DE | CUMBERLAND NEW YORK INC | E | Control |
| CUMBERLAND HOLDINGS INC | DE | CUMBERLAND NEW YORK INC | E | Control |
| EXEL HOLDINGS LIMITED | FE | XL INSURANCE (BERMUDA) LTD | E | Control |
| EXEL HOLDINGS LIMITED | FE | XL INSURANCE (BERMUDA) LTD | E | Control |
| KENSINGTON INVESTMENTS INC | FE | CUMBERLAND HOLDINGS INC | E | Control |
| KENSINGTON INVESTMENTS INC | FE | CUMBERLAND HOLDINGS INC | E | Control |
| KENSINGTON INVESTMENTS INC | FE | CUMBERLAND HOLDINGS INC | E | Control |
| MBC INVESTMENTS CORP | DE | MELLON GLOBAL INVESTING CORP | E | Control |
| MBC INVESTMENTS CORP | DE | MELLON GLOBAL INVESTING CORP | E | Control |
| MBC INVESTMENTS CORP | DE | MELLON GLOBAL INVESTING CORP | E | Control |
| MBC INVESTMENTS CORP | DE | MELLON GLOBAL INVESTING CORP | E | Control |
| MELLON FINANCIAL CORPORATION | DE | MBC INVESTMENTS CORP | E | Control |
| MELLON FINANCIAL CORPORATION | DE | MBC INVESTMENTS CORP | E | Control |
| MELLON FINANCIAL CORPORATION | DE | MBC INVESTMENTS CORP | E | Control |
| MELLON FINANCIAL CORPORATION | DE | MBC INVESTMENTS CORP | E | Control |
| XL CAPITAL LTD | FE | XL INSURANCE LTD | E | Control |
| XL CAPITAL LTD | FE | XL INSURANCE LTD | E | Control |
| XL CAPITAL LTD | FE | XL INSURANCE LTD | E | Control |
| XL INSURANCE (BERMUDA) LTD | FE | XL INVESTMENTS LTD | E | Control |
| XL INSURANCE (BERMUDA) LTD | FE | XL INVESTMENTS LTD | E | Control |
| XL INSURANCE LTD | FE | XL INVESTMENTS LTD | E | Control |
| XL INVESTMENTS LTD | FE | KENSINGTON INVESTMENTS INC | E | Control |
| XL INVESTMENTS LTD | FE | KENSINGTON INVESTMENTS INC | E | Control |
| XL INVESTMENTS LTD | FE | KENSINGTON INVESTMENTS INC | E | Control |
| CUMBERLAND HOLDINGS INC | DE | CUMBERLAND NEW YORK INC | C | Control |
| CUMBERLAND HOLDINGS INC | DE | CUMBERLAND NEW YORK INC | C | Control |
| CUMBERLAND NEW YORK INC | DE | PARETO PARTNERS (A NEW YORK PARTNERSHIP) | C | Control |
| CUMBERLAND NEW YORK INC | DE | PARETO PARTNERS (A NEW YORK PARTNERSHIP) | C | Control |
| KENSINGTON INVESTMENTS INC | FE | CUMBERLAND HOLDINGS INC | C | Control |
| KENSINGTON INVESTMENTS INC | FE | CUMBERLAND HOLDINGS INC | C | Control |
| MBC INVESTMENTS CORP | DE | MELLON GLOBAL INVESTING CORP | C | Control |
| MBC INVESTMENTS CORP | DE | MELLON GLOBAL INVESTING CORP | C | Control |
| MELLON FINANCIAL CORPORATION | DE | MBC INVESTMENTS CORP | C | Control |
| MELLON FINANCIAL CORPORATION | DE | MBC INVESTMENTS CORP | C | Control |
| MELLON GLOBAL INVESTING CORP | DE | PARETO PARTNERS (A NEW YORK PARTNERSHIP) | C | Control |
| MELLON GLOBAL INVESTING CORP | DE | PARETO PARTNERS (A NEW YORK PARTNERSHIP) | C | Control |
| PALOMAR MANAGEMENT LLC | DE | PALOMAR MANAGEMENT LP | C | Control |
| PALOMAR MANAGEMENT LLC | DE | PALOMAR MANAGEMENT LP | C | Control |
| XL CAPITAL LTD | FE | XL INSURANCE LTD | C | Control |
| XL CAPITAL LTD | FE | XL INSURANCE LTD | C | Control |
| XL INSURANCE LTD | FE | XL INVESTMENTS LTD | C | Control |
| XL INSURANCE LTD | FE | XL INVESTMENTS LTD | C | Control |
| XL INVESTMENTS LTD | FE | KENSINGTON INVESTMENTS INC | C | Control |
| XL INVESTMENTS LTD | FE | KENSINGTON INVESTMENTS INC | C | Control |
Registrations
Federal
IA
Apr 8, 2002 REGISTERED
Address
505 PARK AVENUE, 18TH FLNEW YORK, NY 10022
USA
Phone: 212-527-1800