ADAM FINANCIAL ASSOCIATES INC
CRD #109315 SEC #801-106548 BOCA RATON, FL 561-417-0001
SEC Registered
Total AUM
$160.8M
Discretionary
$160.8M
Employees
5
Clients
101
Accounts
632
Firm Details
- Organization Type
- Corporation
- State of Formation
- Florida
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 13, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ADAM, MARI, BAUMGARTEN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| ADAM, MARI, BAUMGARTEN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| ADAM, MARI, B | I | PRESIDENT | E | Control |
| ADAM, MARI, B | I | PRESIDENT | E | Control |
| ADAM, MARI, B | I | PRESIDENT | E | Control |
| ADAM, MARI, B | I | PRESIDENT | E | Control |
| ADAM, MARI, BAUMGARTEN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| ADAM, MARI, BAUMGARTEN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| ADAM, MARI, BAUMGARTEN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| ADAM, MARI, BAUMGARTEN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| ADAM, MARI, BAUMGARTEN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| ADAM, MARI, BAUMGARTEN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| ADAM, MARI, BAUMGARTEN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| ADAM, MARI, BAUMGARTEN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| ADAM, MARI, BAUMGARTEN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| ADAM, MARI, BAUMGARTEN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| ADAM, MARI, BAUMGARTEN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| ADAM, MARI, BAUMGARTEN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| ADAM, MARI, BAUMGARTEN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| ADAM, MARI, BAUMGARTEN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| ADAM, MARI, BAUMGARTEN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| ADAM, MARI, BAUMGARTEN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| ADAM, MARI, BAUMGARTEN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| MERCER GLOBAL ADVISORS INC. | DE | PARENT COMPANY | E | Control |
| MERCER GLOBAL ADVISORS INC. | DE | PARENT COMPANY | E | Control |
Registrations
Federal
IA
Jan 13, 2020 REGISTERED
Notice Filings (3)
FL TX VA
Address
2500 N. MILITARY TRAILSUITE 306
BOCA RATON, FL 33431
United States
Phone: 561-417-0001