NOVAK FINANCIAL PLANNING LLC
CRD #109326 SEC #801-57319 BEL AIR, MD 410-515-6310
SEC Registered
Total AUM
$349.2M
Discretionary
$324.7M
Employees
5
Clients
11
Accounts
1,369
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Maryland
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 25, 2021
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| NOVAK, CAROL, A | I | OWNER,CCO | D | Control |
| NOVAK, CAROL, A | I | CHIEF COMPLIANCE OFFICER | D | Control |
| NOVAK, CAROL, A | I | OWNER | D | Control |
| NOVAK, CAROL, A | I | CHIEF COMPLIANCE OFFICER | D | Control |
| NOVAK, CAROL, A | I | OWNER,CCO | D | Control |
| NOVAK, CAROL, A | I | CHIEF COMPLIANCE OFFICER | D | Control |
| NOVAK, CAROL, A | I | OWNER | D | Control |
| NOVAK, CAROL, A | I | CHIEF COMPLIANCE OFFICER | D | Control |
| NOVAK, CAROL, A | I | OWNER | D | Control |
| NOVAK, CAROL, A | I | MEMBER / CHIEF COMPLIANCE OFFICER | D | Control |
| NOVAK, CAROL, A | I | OWNER / CHIEF COMPLIANCE OFFICER | D | Control |
| NOVAK, CAROL, A | I | CHIEF COMPLIANCE OFFICER | D | Control |
| NOVAK, CAROL, A | I | MEMBER / CHIEF COMPLIANCE OFFICER | D | Control |
| NOVAK, CAROL, A | I | OWNER / CHIEF COMPLIANCE OFFICER | D | Control |
| NOVAK, CAROL, A | I | MEMBER / CHIEF COMPLIANCE OFFICER | D | Control |
| NOVAK, CAROL, A | I | MEMBER / CHIEF COMPLIANCE OFFICER | D | Control |
| NOVAK, CAROL, A | I | MEMBER / CHIEF COMPLIANCE OFFICER | D | Control |
| NOVAK, CAROL, A | I | MEMBER / CHIEF COMPLIANCE OFFICER | D | Control |
| NOVAK, CAROL, A | I | MEMBER / CHIEF COMPLIANCE OFFICER | D | Control |
| NOVAK, CAROL, A | I | MEMBER / CHIEF COMPLIANCE OFFICER | D | Control |
| NOVAK, CAROL, A | I | MEMBER / CHIEF COMPLIANCE OFFICER | D | Control |
| NOVAK, CAROL, A | I | MEMBER / CHIEF COMPLIANCE OFFICER | D | Control |
| NOVAK, CAROL, A | I | MEMBER / CHIEF COMPLIANCE OFFICER | D | Control |
| NOVAK, CAROL, A | I | MEMBER / CHIEF COMPLIANCE OFFICER | D | Control |
| NOVAK, CAROL, A | I | MEMBER / CHIEF COMPLIANCE OFFICER | D | Control |
| NOVAK, DANIEL, JOSEPH | I | OWNER | D | Control |
| NOVAK, DANIEL, JOSEPH | I | OWNER | D | Control |
| NOVAK, DANIEL, JOSEPH | I | OWNER | D | Control |
| NOVAK, DANIEL, JOSEPH | I | OWNER | D | Control |
| NOVAK, DANIEL, JOSEPH | I | OWNER | D | Control |
| NOVAK, DANIEL, JOSEPH | I | OWNER | D | Control |
| NOVAK, DANIEL, JOSEPH | I | OWNER | D | Control |
| NOVAK, DANIEL, JOSEPH | I | OWNER | D | Control |
| NOVAK, DANIEL, JOSEPH | I | OWNER | D | Control |
| NOVAK, DANIEL, JOSEPH | I | MEMBER | D | Control |
| NOVAK, DANIEL, JOSEPH | I | OWNER | D | Control |
| NOVAK, DANIEL, JOSEPH | I | OWNER | D | Control |
| NOVAK, DANIEL, JOSEPH | I | MEMBER | D | Control |
| NOVAK, DANIEL, JOSEPH | I | OWNER | D | Control |
| NOVAK, DANIEL, JOSEPH | I | MEMBER | D | Control |
| NOVAK, DANIEL, JOSEPH | I | MEMBER | D | Control |
| NOVAK, DANIEL, JOSEPH | I | MEMBER | D | Control |
| NOVAK, DANIEL, JOSEPH | I | MEMBER | D | Control |
| NOVAK, DANIEL, JOSEPH | I | MEMBER | D | Control |
| NOVAK, DANIEL, JOSEPH | I | MEMBER | D | Control |
| NOVAK, DANIEL, JOSEPH | I | MEMBER | D | Control |
| NOVAK, DANIEL, JOSEPH | I | MEMBER | D | Control |
| NOVAK, DANIEL, JOSEPH | I | MEMBER | D | Control |
| NOVAK, DANIEL, JOSEPH | I | MEMBER | D | Control |
| NOVAK, DANIEL, JOSEPH | I | MEMBER | D | Control |
Registrations
Federal
IA
Mar 25, 2021 REGISTERED
Notice Filings (9)
CA DE FL MD NC PA PR SC TX
Address
2231 OLD EMMORTON ROADBEL AIR, MD 21015
United States
Phone: 410-515-6310