PERSONAL FINANCIAL PROFILES INC
CRD #109327 SEC #801-78068 CORAL SPRINGS, FL 954-755-8647
SEC Registered
Total AUM
$293.9M
Discretionary
$292.8M
Employees
2
Clients
0
Accounts
367
Firm Details
- Organization Type
- Corporation
- State of Formation
- Florida
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 19, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| JANKELUNAS, DANIEL, THOMAS | I | VICE-PRESIDENT | NA | |
| PUGLIESE, FRANK, THOMAS | I | CHAIRMAN-EMERITUS | NA | Control |
| PUGLIESE, FRANK, THOMAS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PUGLIESE, FRANK, THOMAS | I | CHAIRMAN-EMERITUS | NA | Control |
| PUGLIESE, FRANK, THOMAS | I | CHAIRMAN-EMERITUS | NA | Control |
| PUGLIESE, FRANK, THOMAS | I | CHAIRMAN-EMERITUS | NA | Control |
| PUGLIESE, FRANK, THOMAS | I | CHAIRMAN-EMERITUS | NA | Control |
| PUGLIESE, FRANK, THOMAS | I | CHAIRMAN-EMERITUS | NA | Control |
| PUGLIESE, FRANK, THOMAS | I | CHAIRMAN-EMERITUS | NA | Control |
| PUGLIESE, FRANK, THOMAS | I | CHAIRMAN-EMERITUS | NA | Control |
| PUGLIESE, FRANK, THOMAS | I | CHAIRMAN-EMERITUS | NA | Control |
| PUGLIESE, FRANK, THOMAS | I | CHAIRMAN-EMERITUS | NA | Control |
| PUGLIESE, FRANK, THOMAS | I | CHAIRMAN-EMERITUS | NA | Control |
| MAGGIO, DAVID, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MAGGIO, DAVID, MICHAEL | I | EXECUTIVE VICE PRESIDENT | E | Control |
| MAGGIO, DAVID, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MAGGIO, DAVID, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MAGGIO, DAVID, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MAGGIO, DAVID, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MAGGIO, DAVID, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MAGGIO, DAVID, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MAGGIO, DAVID, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MAGGIO, DAVID, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MAGGIO, DAVID, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MAGGIO, DAVID, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| PUGLIESE, FRANK, THOMAS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| PUGLIESE, FRANK, THOMAS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| PUGLIESE, FRANK, THOMAS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| PUGLIESE, FRANK, THOMAS | I | PRESIDENT | E | Control |
| PUGLIESE, FRANK, THOMAS | I | CHIEF COMPLIANCE OFFICER | E | Control |
| PUGLIESE, FRANK, THOMAS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| PUGLIESE, FRANK, THOMAS | I | PRESIDENT | E | Control |
| PUGLIESE, FRANK, THOMAS | I | CHIEF COMPLIANCE OFFICER | E | Control |
| PUGLIESE, FRANK, THOMAS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| PUGLIESE, FRANK, THOMAS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| PUGLIESE, FRANK, THOMAS | I | PRESIDENT | E | Control |
| PUGLIESE, FRANK, THOMAS | I | PRESIDENT | E | Control |
| PUGLIESE, FRANK, THOMAS | I | CHIEF COMPLIANCE OFFICER | E | Control |
| PUGLIESE, FRANK, THOMAS | I | PRESIDENT | E | Control |
| PUGLIESE, FRANK, THOMAS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| PUGLIESE, FRANK, THOMAS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| PUGLIESE, FRANK, THOMAS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | D | Control |
| PUGLIESE, FRANK, THOMAS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | D | Control |
| PUGLIESE, FRANK, THOMAS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | D | Control |
| PUGLIESE, FRANK, THOMAS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | D | Control |
| PUGLIESE, FRANK, THOMAS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | D | Control |
| PUGLIESE, FRANK, THOMAS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | D | Control |
| MAGGIO, DAVID, MICHAEL | I | EXECUTIVE VICE PRESIDENT | C | Control |
| MAGGIO, DAVID, MICHAEL | I | EXECUTIVE VICE PRESIDENT | C | Control |
| MAGGIO, DAVID, MICHAEL | I | EXECUTIVE VICE PRESIDENT | C | Control |
| MAGGIO, DAVID, MICHAEL | I | EXECUTIVE VICE PRESIDENT | C | Control |
| MAGGIO, DAVID, MICHAEL | I | EXECUTIVE VICE PRESIDENT | C | Control |
| MAGGIO, DAVID, MICHAEL | I | EXECUTIVE VICE PRESIDENT | C | Control |
Registrations
Federal
IA
Feb 19, 2025 REGISTERED
Notice Filings (7)
FL GA MD NJ NY PA TX
Address
10100 W. SAMPLE ROADSUITE 201
CORAL SPRINGS, FL 33065
United States
Phone: 954-755-8647