PROFESSIONAL PLANNING COUNSEL, INC.
Legal name: LA JOLLA INSTITUTE FOR WEALTH MANAGEMENT
CRD #109340 SEC #801-57332 LA JOLLA, CA 858-459-8818
SEC Registered
Total AUM
$35M
Discretionary
$0
Employees
1
Clients
--
Accounts
140
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 21, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| JOHNSON, MARTIN, STANLEY | I | PRESIDENT, CEO & CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, MARTIN, STANLEY | I | PRESIDENT, CEO & CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, JUDITH, MEAD | I | OFFICER & DIRECTOR | D | Control |
| JOHNSON, JUDITH, MEAD | I | OFFICER & DIRECTOR | D | Control |
| JOHNSON, JUDITH, MEAD | I | OFFICER & DIRECTOR | D | Control |
| JOHNSON, JUDITH, MEAD | I | OFFICER & DIRECTOR | D | Control |
| JOHNSON, JUDITH, MEAD | I | OFFICER & DIRECTOR | D | Control |
| JOHNSON, JUDITH, MEAD | I | OFFICER & DIRECTOR | D | Control |
| JOHNSON, JUDITH, MEAD | I | OFFICER & DIRECTOR | D | Control |
| JOHNSON, JUDITH, MEAD | I | OFFICER & DIRECTOR | D | Control |
| JOHNSON, JUDITH, MEAD | I | OFFICER & DIRECTOR | D | Control |
| JOHNSON, MARTIN, STANLEY | I | PRESIDENT, CEO & CHIEF COMPLIANCE OFFICER | D | Control |
| JOHNSON, MARTIN, STANLEY | I | PRESIDENT, CEO & CHIEF COMPLIANCE OFFICER | D | Control |
| JOHNSON, MARTIN, STANLEY | I | PRESIDENT, CEO & CHIEF COMPLIANCE OFFICER | D | Control |
| JOHNSON, MARTIN, STANLEY | I | PRESIDENT, CEO & CHIEF COMPLIANCE OFFICER | D | Control |
| JOHNSON, MARTIN, STANLEY | I | PRESIDENT, CEO & CHIEF COMPLIANCE OFFICER | D | Control |
| JOHNSON, MARTIN, STANLEY | I | D, O. | D | Control |
| JOHNSON, MARTIN, STANLEY | I | PRESIDENT, CEO & CHIEF COMPLIANCE OFFICER | D | Control |
| JOHNSON, MARTIN, STANLEY | I | D, O. | D | Control |
| JOHNSON, MARTIN, STANLEY | I | PRESIDENT, CEO & CHIEF COMPLIANCE OFFICER | D | Control |
| JOHNSON, MARTIN, STANLEY | I | PRESIDENT, CEO & CHIEF COMPLIANCE OFFICER | D | Control |
| JOHNSON, MARTIN, STANLEY | I | PRESIDENT, CEO & CHIEF COMPLIANCE OFFICER | D | Control |
| JOHNSON, MARTIN, STANLEY | I | PRESIDENT, CEO & CHIEF COMPLIANCE OFFICER | D | Control |
| JOHNSON, JUDITH, MEAD | I | D, O. | C | Control |
| JOHNSON, JUDITH, MEAD | I | D, O. | C | Control |
Registrations
Federal
IA
Feb 21, 2012 REGISTERED
Notice Filings (1)
CA
Address
7946 IVANHOE AVENUE,SUITE 214
LA JOLLA, CA 92037
United States
Phone: 858-459-8818