UBS SEQUOIA MANAGEMENT, LLC
Legal name: UBS REDWOOD/SEQUOIA MANAGEMENT, L.L.C.
CRD #109342 SEC #801-57892 NEW YORK, NY 212-882-5819
SEC Registered
Total AUM
$116.8M
Discretionary
$116.8M
Employees
--
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 11, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AUFENANGER, ROBERT, FRANCIS | I | AUTHORIZED PERSON | NA | |
| BROUSSEAU, GREGORY, PAUL | I | N/A | NA | Control |
| BROUSSEAU, GREGORY, PAUL | I | MANAGING DIRECTOR OF PW ALTERNATIVE ASSET MANAGEMENT, INC. | NA | Control |
| BROUSSEAU, GREGORY, PAUL | I | N/A | NA | Control |
| FRONTIER CAPITAL MANAGEMENT CO LLC | DE | MEMBER | NA | |
| FRONTIER PERFORMANCE ADVISERS LP | DE | MEMBER | NA | |
| LINDGREN, DOUGLAS, ALAN | I | AUTHORIZED AGENT | NA | |
| LINDGREN, DOUGLAS, ALAN | I | AUTHORIZED AGENT | NA | |
| LINDGREN, DOUGLAS, ALAN | I | AUTHORIZED AGENT | NA | |
| MASCIS, MICHAEL | I | N/A | NA | |
| MASCIS, MICHAEL | I | AUTHORIZED AGENT | NA | |
| MASCIS, MICHAEL | I | N/A | NA | |
| MCWALTERS, RICHARD, WILLIAM | I | VICE PRESIDENT OF PW ALTERNATIVE ASSET MANAGEMENT, INC. | NA | |
| PARADIGM CAPITAL MGMT.INC | DE | MEMBER | NA | |
| PCM ADVISORS LLC | DE | MEMBER | NA | |
| PCM ADVISORS LLC | DE | MEMBER | NA | |
| PCM ADVISORS LLC | DE | MEMBER | NA | |
| PLUCHINO, FRANK, SAL | I | CHIEF COMPLIANCE OFFICER | NA | |
| PLUCHINO, FRANK, SAL | I | CHIEF COMPLIANCE OFFICER | NA | |
| PLUCHINO, FRANK, SAL | I | CHIEF COMPLIANCE OFFICER ALTERNATIVE INVESTMENT GROUP | NA | |
| ROUSSIN, STEPHEN, CRAIG | I | AUTHORIZED AGENT | NA | |
| ROUSSIN, STEPHEN, CRAIG | I | AUTHORIZED AGENT | NA | |
| ROUSSIN, STEPHEN, CRAIG | I | AUTHORIZED AGENT | NA | |
| SIENKO JR., NORMAN, E | I | AUTHORIZED AGENT | NA | |
| TANZMAN, MITCHELL, ALAN | I | N/A | NA | Control |
| TANZMAN, MITCHELL, ALAN | I | MANAGING DIRECTOR OF PW ALTERNATIVE ASSET MANAGEMENT, INC. | NA | Control |
| TANZMAN, MITCHELL, ALAN | I | N/A | NA | Control |
| TAZZA, CESARE, PHILIP | I | AUTHORIZED AGENT | NA | |
| TREACY, KEVIN, JOSEPH | I | VICE PRESIDENT OF PW ALTERNATIVE ASSET MANAGEMENT, INC. | NA | |
| PW FUND ADVISOR, L.L.C. | DE | MANAGING MEMBER | E | Control |
| UBS FUND ADVISOR, L.L.C. | DE | MANAGING MEMBER | E | Control |
| UBS FUND ADVISOR, L.L.C. | DE | MANAGING MEMBER | E | Control |
| UBS FUND ADVISOR, L.L.C. | DE | MANAGING MEMBER | E | Control |
| UBS FUND ADVISOR, L.L.C. | DE | MANAGING MEMBER | E | Control |
| UBS FUND ADVISOR, L.L.C. | DE | MANAGING MEMBER | E | Control |
| FRONTIER CAPITAL MANAGEMENT CO LLC | DE | MEMBER | A | |
| FRONTIER PERFORMANCE ADVISERS LP | DE | MEMBER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BROUSSEAU, GREGORY, PAUL | I | PW ALTERNATIVE ASSET MANAGEMENT, INC. | F | Control |
| FRONTIER CAPITAL MANAGEMENT CO, LLC | DE | FRONTIER PERFORMANCE ADVISERS, L.P. | F | Control |
| FRONTIER CAPITAL MANAGEMENT, LLC | DE | FRONTIER PERFMANCE ADVISERS, L.P. | F | Control |
| MASCIS, MICHAEL | I | PW ALTERNATIVE ASSET MANAGEMENT, INC. | F | |
| TANZMAN, MITCHELL, ALAN | I | PW ALTERNATIVE ASSET MANAGEMENT, INC. | F | Control |
| PAINEWEBBER CAPITAL INC. | DE | PW ALTERNATIVE ASSET MANAGEMENT, INC. | E | Control |
| PAINEWEBBER CAPITAL INC. | DE | PW ALTERNATIVE ASSET MANAGEMENT, INC. | E | Control |
| PW ALTERNATIVE ASSET MANAGEMENT, INC. | DE | UBS FUND ADVISOR, L.L.C. | E | Control |
| PW ALTERNATIVE ASSET MANAGEMENT, INC. | DE | PW FUND ADVISOR, L.L.C. | E | Control |
| UBS AG | FE | UBS AMERICAS INC | E | Control |
| UBS AG | FE | UBS AMERICAS INC | E | Control |
| UBS AG | FE | UBS AMERICAS INC | E | Control |
| UBS AG | FE | UBS AMERICAS INC | E | Control |
| UBS AG | FE | UBS AMERICAS INC | E | Control |
| UBS AG | FE | UBS AMERICAS INC | E | Control |
| UBS AMERICAS INC. | DE | UBS FUND ADVISOR LLC | E | Control |
| UBS AMERICAS INC. | DE | PAINEWEBBER CAPITAL INC. | E | Control |
| UBS AMERICAS INC. | DE | UBS FUND ADVISOR LLC | E | Control |
| UBS AMERICAS INC. | DE | UBS FUND ADVISOR LLC | E | Control |
| UBS AMERICAS INC. | DE | PAINEWEBBER CAPITAL INC. | E | Control |
| UBS AMERICAS INC. | DE | UBS FUND ADVISOR LLC | E | Control |
| WEIR, CANDACE, KING | I | PARADIGM CAPITAL MGMT. INC. | E | Control |
| AFFILIATED MANAGERS GROUP, INC. | DE | FCMC HOLDINGS, INC. | D | Control |
| AFFILIATED MANAGERS GROUP, INC. | DE | FCMC HOLDINGS, INC. | D | Control |
| FCMC HOLDINGS, INC. | DE | FRONTIER CAPITAL MANAGEMENT COMPANY, LLC | D | Control |
| FCMC HOLDINGS, INC. | DE | FRONTIER CAPITAL MANAGEMENT COMPANY, LLC | D | Control |
| WEIR, CANDACE, KING | I | PCM ADVISORS LLC | D | Control |
| WEIR, CANDACE, KING | I | PCM ADVISORS LLC | D | Control |
| WEIR, CANDACE, KING | I | PCM ADVISORS LLC | D | Control |
Registrations
Federal
IA
Nov 11, 2005 REGISTERED
Address
C/O UBS FINANCIAL SERVICES INC.1285 AVENUE OF THE AMERICAS, 18TH FL.
NEW YORK, NY 10019
USA
Phone: 212-882-5819