GRAY FINANCIAL GROUP INC.
Legal name: GRAY & COMPANY
CRD #109349 SEC #801-55882 ATLANTA, GA (404) 883-2500
SEC Registered Private Funds Disclosures
Total AUM
$5B
Discretionary
$1.2B
Employees
9
Clients
--
Accounts
37
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Georgia
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FOREMAN, YOLANDA, WAGGONER | I | CO-CHIEF EXECUTIVE , SHAREHOLDER | NA | Control |
| FOREMAN, YOLANDA, WAGGONER | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| FOREMAN, YOLANDA, WAGGONER | I | CO-CHIEF EXECUTIVE , SHAREHOLDER | NA | Control |
| FOREMAN, YOLANDA, WAGGONER | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| FOREMAN, YOLANDA, WAGGONER | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| FOREMAN, YOLANDA, WAGGONER | I | CO-CHIEF EXECUTIVE , SHAREHOLDER | NA | Control |
| FOREMAN, YOLANDA, WAGGONER | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| FOREMAN, YOLANDA, WAGGONER | I | CO-CHIEF EXECUTIVE , SHAREHOLDER | NA | Control |
| FOREMAN, YOLANDA, WAGGONER | I | CO-CHIEF EXECUTIVE , SHAREHOLDER | NA | Control |
| FOREMAN, YOLANDA, WAGGONER | I | CO-CHIEF EXECUTIVE , SHAREHOLDER | NA | Control |
| FOREMAN, YOLANDA, WAGGONER | I | CO-CHIEF EXECUTIVE , SHAREHOLDER | NA | Control |
| GRAY, LAURENCE, ONEAL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| GRAY, LAURENCE, ONEAL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| GRAY, LAURENCE, ONEAL | I | PRESIDENT | NA | Control |
| GRAY, LAURENCE, ONEAL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| GRAY, LAURENCE, ONEAL | I | PRESIDENT | NA | Control |
| GRAY, LAURENCE, ONEAL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| GRAY, LAURENCE, ONEAL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| GRAY, LAURENCE, ONEAL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| GRAY, LAURENCE, ONEAL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| GRAY, LAURENCE, ONEAL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| GRAY, LAURENCE, ONEAL | I | PRESIDENT | NA | Control |
| GRAY, LAURENCE, ONEAL | I | PRESIDENT & CHIEF INVESTMENT OFFICER OF GRAYCO CAPITAL MARKETS | NA | Control |
| GRAY, LAURENCE, ONEAL | I | PRESIDENT & CHIEF INVESTMENT OFFICER OF GRAYCO CAPITAL MARKETS | NA | Control |
| GRAY, LAURENCE, ONEAL | I | PRESIDENT | NA | Control |
| GRAY, LAURENCE, ONEAL | I | PRESIDENT | NA | Control |
| GRAY, LAURENCE, ONEAL | I | PRESIDENT | NA | Control |
| HARDY, MARC, WINTON | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HARDY, MARC, WINTON | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HARDY, MARC, WINTON | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HARDY, MARC, WINTON | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HARDY, MARC, WINTON | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HARDY, MARC, WINTON | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HARDY, MARC, WINTON | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HARDY, MARC, WINTON | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HARDY, MARC, WINTON | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HARDY, MARC, WINTON | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HARDY, MARC, WINTON | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HARDY, MARC, WINTON | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HARDY, MARC, WINTON | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HUBBARD, ROBERT, CALVIN | I | CO-CHIEF EXECUTIVE OFFICER, SHAREHOLDER | NA | Control |
| HUBBARD, ROBERT, CALVIN | I | CO-CHIEF EXECUTIVE OFFICER | NA | |
| HUBBARD, ROBERT, CALVIN | I | CO-CHIEF EXECUTIVE OFFICER, SHAREHOLDER | NA | Control |
| HUBBARD, ROBERT, CALVIN | I | CO-CHIEF EXECUTIVE OFFICER | NA | |
| HUBBARD, ROBERT, CALVIN | I | CHIEF OPERATING OFFICER | NA | |
| HUBBARD, ROBERT, CALVIN | I | CO-CHIEF EXECUTIVE OFFICER, SHAREHOLDER | NA | Control |
| HUBBARD, ROBERT, CALVIN | I | CHIEF EXECUTIVE OFFICER, SHAREHOLDER | NA | Control |
| HUBBARD, ROBERT, CALVIN | I | CHIEF OPERATING OFFICER | NA | |
| HUBBARD, ROBERT, CALVIN | I | CHIEF OPERATING OFFICER | NA | |
| HUBBARD, ROBERT, CALVIN | I | CO-CHIEF EXECUTIVE OFFICER, SHAREHOLDER | NA | Control |
| HUBBARD, ROBERT, CALVIN | I | CO-CHIEF EXECUTIVE OFFICER, SHAREHOLDER | NA | Control |
| HUBBARD, ROBERT, CALVIN | I | CO-CHIEF EXECUTIVE OFFICER, SHAREHOLDER | NA | Control |
| HUBBARD, ROBERT, CALVIN | I | CO-CHIEF EXECUTIVE OFFICER, SHAREHOLDER | NA | Control |
| HUBBARD, ROBERT, CALVIN | I | CHIEF EXECUTIVE OFFICER, SHAREHOLDER | NA | Control |
| LUPOFF, PETER, MICHAEL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LUPOFF, PETER, MICHAEL | I | CHIEF INVESTMENT OFFICER OF GRAYCO ALTERNATIVE INVESTMENTS | NA | Control |
| LUPOFF, PETER, MICHAEL | I | CHIEF INVESTMENT OFFICER OF GRAYCO ALTERNATIVE INVESTMENTS | NA | Control |
| LUPOFF, PETER, MICHAEL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LUPOFF, PETER, MICHAEL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LUPOFF, PETER, MICHAEL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LUPOFF, PETER, MICHAEL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LYONS, BRAD, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LYONS, BRAD, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WAGGONER, YOLANDA, DIONNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRAY FINANCIAL GROUP INC. | DE | OWNER | E | Control |
| GRAY FINANCIAL GROUP INC. | DE | OWNER | E | Control |
| GRAY FINANCIAL GROUP INC. | DE | OWNER | E | Control |
| GRAY FINANCIAL GROUP INC. | DE | OWNER | E | Control |
| GRAY INVESTMENT SERVICES CORPORATION | DE | OWNER | E | Control |
| GRAY INVESTMENT SERVICES CORPORATION | DE | OWNER | E | Control |
| GRAY INVESTMENT SERVICES CORPORATION | DE | OWNER | E | Control |
| GRAY INVESTMENT SERVICES CORPORATION | DE | OWNER | E | Control |
| GRAY INVESTMENT SERVICES CORPORATION | DE | OWNER | E | Control |
| GRAY INVESTMENT SERVICES CORPORATION | DE | OWNER | E | Control |
| GRAY INVESTMENT SERVICES CORPORATION | DE | OWNER | E | Control |
| GRAY INVESTMENT SERVICES CORPORATION | DE | OWNER | E | Control |
| GRAY INVESTMENT SERVICES CORPORATION | DE | OWNER | E | Control |
| GRAY INVESTMENT SERVICES CORPORATION | DE | OWNER | E | Control |
| GRAY INVESTMENT SERVICES CORPORATION | DE | OWNER | E | Control |
| GRAY INVESTMENT SERVICES CORPORATION | DE | OWNER | E | Control |
| GRAY, LAURENCE, ONEAL | I | PRESIDENT | E | Control |
| GRAY, LAURENCE, ONEAL | I | PRESIDENT | E | Control |
| GRAY, LAURENCE, ONEAL | I | PRESIDENT | E | Control |
| GRAY, LAURENCE, ONEAL | I | PRESIDENT | E | Control |
| GRAY, LAURENCE, ONEAL | I | PRESIDENT | E | Control |
| GRAY, LAURENCE, ONEAL | I | SHAREHOLDER | E | Control |
| GRAY, LAURENCE, ONEAL | I | SHAREHOLDER | E | Control |
| GRAY, LAURENCE, ONEAL | I | SHAREHOLDER | E | Control |
| GRAY, LAURENCE, ONEAL | I | SHAREHOLDER | E | Control |
| GRAY, LAURENCE, ONEAL | I | SHAREHOLDER | E | Control |
| GRAY, LAURENCE, ONEAL | I | SHAREHOLDER | E | Control |
| GRAY, LAURENCE, ONEAL | I | SHAREHOLDER | E | Control |
| GRAY, LAURENCE, ONEAL | I | SHAREHOLDER | E | Control |
| GRAY, LAURENCE, ONEAL | I | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GRAY, LAURENCE, ONEAL | I | GRAY INVESTMENT SERVICES CORPORATION | E | Control |
| GRAY, LAURENCE, ONEAL | I | GRAY INVESTMENT SERVICES CORPORATION | E | Control |
| GRAY, LAURENCE, ONEAL | I | GRAY INVESTMENT SERVICES CORPORATION | E | Control |
| GRAY, LAURENCE, ONEAL | I | GRAY INVESTMENT SERVICES CORPORATION | E | Control |
| GRAY, LAURENCE, ONEAL | I | GRAY INVESTMENT SERVICES CORPORATION | E | Control |
| GRAY, LAURENCE, ONEAL | I | GRAY INVESTMENT SERVICES CORPORATION | E | Control |
| GRAY, LAURENCE, ONEAL | I | GRAY INVESTMENT SERVICES CORPORATION | E | Control |
| GRAY, LAURENCE, ONEAL | I | GRAY INVESTMENT SERVICES CORPORATION | E | Control |
| GRAY, LAURENCE, ONEAL | I | GRAY INVESTMENT SERVICES CORPORATION | E | Control |
| GRAY, LAURENCE, ONEAL | I | GRAY INVESTMENT SERVICES CORPORATION | E | Control |
| GRAY, LAURENCE, ONEAL | I | GRAY INVESTMENT SERVICES CORPORATION | E | Control |
| GRAY, LAURENCE, ONEAL | I | GRAY FINANCIAL GROUP INC. | E | Control |
| GRAY, LAURENCE, ONEAL | I | GRAY FINANCIAL GROUP INC. | E | Control |
| GRAY, LAURENCE, ONEAL | I | GRAY FINANCIAL GROUP INC. | E | Control |
| GRAY, LAURENCE, ONEAL | I | GRAY FINANCIAL GROUP INC. | E | Control |
| GRAY, LAURENCE, ONEAL | I | GRAY INVESTMENT SERVICES CORPORATION | E | Control |
Registrations
Federal
IA
Mar 31, 2016 REGISTERED
Notice Filings (5)
CA GA IL MI TX
Address
3333 PIEDMONT ROADSUITE 1250
ATLANTA, GA 30305
United States
Phone: (404) 883-2500