YANKEE ADVISERS LLC
CRD #109365 SEC #801-56174 WALTHAM, MA 781-895-9994
SEC Registered
Total AUM
$27.6M
Discretionary
$27.6M
Employees
5
Clients
--
Accounts
60
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 29, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HACKL, THOMAS, MICHAEL | I | MEMBER BOARD OF MANAGERS | NA | Control |
| MCGRAW, JOSEPH, ANSELM | I | MANAGER | E | Control |
| MCGRAW, JOSEPH, ANSELM | I | MANAGER | E | Control |
| MCGRAW, JOSEPH, ANSELM | I | MEMBER BOARD OF MANAGERS | D | Control |
| MCGRAW, JOSEPH, ANSELM | I | MEMBER BOARD OF MANAGERS | D | Control |
| MCGRAW, JOSEPH, ANSELM | I | PRESIDENT / MEMBER BOARD OF MANAGERS | D | Control |
| REFCO GROUP LTD., LLC | DE | OWNER | C | Control |
| REFCO GROUP LTD., LLC | DE | OWNER | C | Control |
| REFCO GROUP LTD., LLC | DE | OWNER | C | Control |
| MCGRAW, MARK, PATIZ | I | PRESIDENT / MEMBER BOARD OF MANAGERS / CHIEF COMPLIANCE OFFICER | B | Control |
| MCGRAW, MARK, PATIZ | I | PRESIDENT / MEMBER BOARD OF MANAGERS / CHIEF COMPLIANCE OFFICER | B | Control |
| MCGRAW, MARK, PATIZ | I | MANAGER | B | Control |
| MCGRAW, MARK, PATIZ | I | MANAGER | B | Control |
| MCGRAW, MARK, PATIZ | I | VICE-PRESIDENT / MEMBER BOARD OF MANAGERS | B | Control |
Registrations
Federal
IA
Jan 29, 2007 REGISTERED
Notice Filings (2)
MA MD
Address
404 WYMAN STREETSUITE 365
WALTHAM, MA 2451
USA
Phone: 781-895-9994