D.E. SHAW & CO., LLC
CRD #109369 SEC #801-58130 NEW YORK, NY 212-478-0000
SEC Registered
Total AUM
--
Discretionary
--
Employees
--
Clients
--
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| D. E. SHAW & CO. II, INC. | DE | MANAGING MEMBER | NA | Control |
| D. E. SHAW & CO. II, INC. | DE | MANAGING MEMBER | NA | Control |
| D. E. SHAW & CO. II, INC. | DE | MANAGING MEMBER | NA | Control |
| DINNING, ANNE, CAROLYN | I | MANAGING DIRECTOR | NA | Control |
| DINNING, ANNE, CAROLYN | I | MANAGING DIRECTOR | NA | Control |
| ELIAS, ROCHELLE, ASSAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| ELIAS, ROCHELLE, ASSAEL | I | COMPLIANCE DIRECTOR | NA | |
| ELIAS, ROCHELLE, ASSAEL | I | COMPLIANCE DIRECTOR | NA | |
| GAUDIO, JULIUS, RALPH | I | MANAGING DIRECTOR | NA | Control |
| GAUDIO, JULIUS, RALPH | I | MANAGING DIRECTOR | NA | Control |
| SALKIND, LOUIS, KEN | I | MANAGING DIRECTOR | NA | Control |
| SALKIND, LOUIS, KEN | I | VICE CHAIRMAN D. E. SHAW & CO. II ,INC. | NA | Control |
| SALKIND, LOUIS, KEN | I | VICE CHAIRMAN D. E. SHAW & CO. II ,INC. | NA | |
| SEIDEMANN, STEVEN, JAY | I | GENERAL COUNSEL, MANAGING DIRECTOR | NA | |
| SEIDEMANN, STEVEN, JAY | I | GENERAL COUNSEL | NA | |
| STECKLER, STUART | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR | NA | Control |
| STECKLER, STUART | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR | NA | Control |
| STECKLER, STUART | I | CHIEF FINANCIAL OFFICER | NA | |
| STONE, MAXIMILIAN, DANA | I | MANAGING DIRECTOR | NA | Control |
| WEPSIC, ERIC, KARL | I | MANAGING DIRECTOR | NA | |
| WEPSIC, ERIC, KARL | I | MANAGING DIRECTOR | NA | |
| SHAW, DAVID, ELLIOT | I | MEMBER, CHAIRMAN & PRESIDENT OF D. E. SHAW & CO. II, INC. | E | Control |
| SHAW, DAVID, ELLIOT | I | MEMBER, CHAIRMAN & PRESIDENT OF D. E. SHAW & CO. II, INC. | E | Control |
| SHAW, DAVID, ELLIOT | I | MEMBER, CHAIRMAN & PRESIDENT OF D. E. SHAW & CO. II, INC. | E | Control |
| ARS HOLDINGS II LLC | DE | MEMBER | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| LEHMAN BROTHERS HOLDINGS INC. | DE | ARS HOLDINGS II LLC | E | Control |
| SHAW, DAVID, ELLIOT | I | D. E. SHAW & CO. II, INC. | E | Control |
| SHAW, DAVID, ELLIOT | I | D. E. SHAW & CO. II, INC. | E | Control |
| SHAW, DAVID, ELLIOT | I | D. E. SHAW & CO. II, INC. | E | Control |
Registrations
Federal
IA
Mar 30, 2007 REGISTERED
Address
120 WEST FORTY-FIFTH STREETNEW YORK, NY 10036
USA
Phone: 212-478-0000