MICHAEL GERARD BUCK
CRD #109378 SEC #801-56843 CRESTWOOD, KY 502-241-1030
SEC Registered
Total AUM
$28.2M
Discretionary
$12.1M
Employees
5
Clients
51
Accounts
280
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 20, 2001
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| WELLS, JOHN, SCOTT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WELLS, JOHN, SCOTT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BUCK, MICHAEL, GERARD | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Jun 20, 2001 REGISTERED
Notice Filings (1)
KY
Address
5719 WEST HIGHWAY 22CRESTWOOD, KY 40014
USA
Phone: 502-241-1030