PRI FINANCIAL ADVISORS, INC.
CRD #109390 SEC #801-66638 HOLLISTON, MA 508-429-0975
SEC Registered
Total AUM
$44.4M
Discretionary
$43.2M
Employees
1
Clients
--
Accounts
240
Firm Details
- Organization Type
- Corporation
- State of Formation
- Massachusetts
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 4, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HARDY, BRUCE, WOODMAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| HARDY, BRUCE, WOODMAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| HARDY, BRUCE, WOODMAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| HARDY, BRUCE, WOODMAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| HARDY, BRUCE, WOODMAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| HARDY, BRUCE, WOODMAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HARDY, BRUCE, WOODMAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PRINCIPAL RESOURCE, INC. | DE | HOLDING COMPANY | E | Control |
| PRINCIPAL RESOURCE, INC. | DE | HOLDING COMPANY | E | Control |
| PRINCIPAL RESOURCE, INC. | DE | HOLDING COMPANY | E | Control |
| PRINCIPAL RESOURCE, INC. | DE | HOLDING COMPANY | E | Control |
| PRINCIPAL RESOURCE, INC. | DE | HOLDING COMPANY | E | Control |
| HARDY, BRUCE, WOODMAN | I | PRESIDENT, CCO | D | Control |
| HARDY, BRUCE, WOODMAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| HARDY, BRUCE, WOODMAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| HARDY, BRUCE, WOODMAN | I | PRESIDENT | D | Control |
| HARDY, BRUCE, WOODMAN | I | PRESIDENT | D | Control |
| HARDY, BRUCE, WOODMAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| HARDY, BRUCE, WOODMAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| HARDY, BRUCE, WOODMAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| HARDY, BRUCE, WOODMAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| HARDY, BRUCE, WOODMAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| ANDERSON, JEROME, W | I | SECRETARY | B | Control |
| KELLY, BRIAN, WILLIAM | I | DIRECTOR | B | Control |
| KELLY, BRIAN, WILLIAM | I | DIRECTOR | B | Control |
| KELLY, BRIAN, WILLIAM | I | DIRECTOR | B | Control |
| KELLY, BRIAN, WILLIAM | I | DIRECTOR | B | Control |
| KELLY, BRIAN, WILLIAM | I | DIRECTOR | B | Control |
| KELLY, BRIAN, WILLIAM | I | DIRECTOR | B | Control |
| KELLY, BRIAN, WILLIAM | I | DIRECTOR | B | Control |
| KELLY, BRIAN, WILLIAM | I | DIRECTOR | B | Control |
| KELLY, BRIAN, WILLIAM | I | DIRECTOR | B | Control |
| KELLY, BRIAN, WILLIAM | I | DIRECTOR | B | Control |
| KELLY, BRIAN, WILLIAM | I | DIRECTOR | B | Control |
| KELLY, BRIAN, WILLIAM | I | DIRECTOR | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HARDY, BRUCE, WOODMAN | I | PRINCIPAL RESOURCE, INC. | E | Control |
| HARDY, BRUCE, WOODMAN | I | PRINCIPAL RESOURCE, INC. | E | Control |
| HARDY, BRUCE, WOODMAN | I | PRINCIPAL RESOURCE, INC. | E | Control |
| HARDY, BRUCE, WOODMAN | I | PRINCIPAL RESOURCE, INC. | E | Control |
| HARDY, BRUCE, WOODMAN | I | PRINCIPAL RESOURCE, INC. | E | Control |
Registrations
Federal
IA
Jan 4, 2017 REGISTERED
Notice Filings (15)
AZ CA CO FL HI IL LA MA MN NH NJ NY OH PA TX
Address
479 WASHINGTON ST., SUITE 4HOLLISTON, MA 01746-1828
United States
Phone: 508-429-0975