NUVEEN SENIOR LOAN ASSET MANAGEMENT INC.
CRD #109393 SEC #801-56905 CHICAGO, IL 312-917-7700
SEC Registered
Total AUM
$464.7M
Discretionary
$464.7M
Employees
10
Clients
--
Accounts
2
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 22, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AMBOIAN, JOHN, PETER | I | PRESIDENT | NA | Control |
| AMBOIAN, JOHN, PETER | I | PRESIDENT | NA | Control |
| AMBOIAN, JOHN, PETER | I | PRESIDENT | NA | Control |
| BERKSHIRE, ALAN, GLENN | I | SENIOR VICE PRESIDENT AND SECRETARY | NA | |
| BERKSHIRE, ALAN, GLENN | I | SENIOR VICE PRESIDENT AND SECRETARY | NA | |
| BERKSHIRE, ALAN, GLENN | I | SENIOR VICE PRESIDENT AND SECRETARY | NA | |
| CROSSLEY, LISA, DIANE | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| CROSSLEY, LISA, DIANE | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| CROSSLEY, LISA, DIANE | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| DARRIGO, PETER, H | I | VICE PRESIDENT AND TREASURER | NA | |
| DARRIGO, PETER, H | I | VICE PRESIDENT AND TREASURER | NA | |
| DARRIGO, PETER, H | I | VICE PRESIDENT AND TREASURER | NA | |
| MARTIN, LARRY, WOODS | I | VICE PRESIDENT AND ASSISTANT SECRETARY | NA | |
| MARTIN, LARRY, WOODS | I | VICE PRESIDENT AND ASSISTANT SECRETARY | NA | |
| MARTIN, LARRY, WOODS | I | VICE PRESIDENT AND ASSISTANT SECRETARY | NA | |
| SCHWERTFEGER, TIMOTHY, RAYMOND | I | CEO | NA | Control |
| SCHWERTFEGER, TIMOTHY, RAYMOND | I | CEO | NA | Control |
| SCHWERTFEGER, TIMOTHY, RAYMOND | I | CEO | NA | Control |
| WILSON, MARGARET, EILEEN | I | SENIOR VICE PRESIDENT AND CONTROLLER | NA | |
| WILSON, MARGARET, EILEEN | I | SENIOR VICE PRESIDENT AND CONTROLLER | NA | |
| WILSON, MARGARET, EILEEN | I | SENIOR VICE PRESIDENT AND CONTROLLER | NA | |
| ZIMMERMAN, GIFFORD, ROSS | I | VICE PRESIDENT AND ASSISTANT SECRETARY | NA | |
| ZIMMERMAN, GIFFORD, ROSS | I | VICE PRESIDENT AND ASSISTANT SECRETARY | NA | |
| ZIMMERMAN, GIFFORD, ROSS | I | VICE PRESIDENT AND ASSISTANT SECRETARY | NA | |
| THE JOHN NUVEEN COMPANY | DE | BENEFICIAL STOCKHOLDER | E | Control |
| THE JOHN NUVEEN COMPANY | DE | BENEFICIAL STOCKHOLDER | E | Control |
| THE JOHN NUVEEN COMPANY | DE | BENEFICIAL STOCKHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| THE ST. PAUL COMPANIES, INC. | DE | THE JOHN NUVEEN COMPANY | E | Control |
| THE ST. PAUL COMPANIES, INC. | DE | THE JOHN NUVEEN COMPANY | E | Control |
| THE ST. PAUL COMPANIES, INC. | DE | THE JOHN NUVEEN COMPANY | E | Control |
Registrations
Federal
IA
Mar 22, 2002 REGISTERED
Notice Filings (1)
CA
Address
333 WEST WACKER DRCHICAGO, IL 60606
USA
Phone: 312-917-7700