CMC ADVISERS, LLC
CRD #109397 SEC #801-55182 PORTLAND, OR 503-227-5284
SEC Registered
Total AUM
$158M
Discretionary
$155M
Employees
10
Clients
101
Accounts
145
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Oregon
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 23, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BERGEN, MARILYN RUTH | DE | CO-PRESIDENT | D | Control |
| BERGEN, MARILYN RUTH | DE | CO-PRESIDENT | D | Control |
| BERGEN, MARILYN RUTH | DE | CO-PRESIDENT | D | Control |
| BERGEN, MARILYN RUTH | DE | CO-PRESIDENT | D | Control |
| BERGEN, MARILYN RUTH | DE | CO-PRESIDENT | D | Control |
| BERGEN, MARILYN RUTH | DE | CO-PRESIDENT | D | Control |
| BERGEN, MARILYN RUTH | DE | CO-PRESIDENT | D | Control |
| BERGEN, MARILYN RUTH | DE | CO-PRESIDENT | D | Control |
| BERGEN, MARILYN, RUTH | I | CO-PRESIDENT | D | Control |
| BERGEN, MARILYN, RUTH | I | CO-PRESIDENT | D | Control |
| BERGEN, MARILYN, RUTH | I | CO-PRESIDENT | D | Control |
| BERGEN, MARILYN, RUTH | I | CO-PRESIDENT | D | Control |
| BERGEN, MARILYN, RUTH | I | CO-PRESIDENT | D | Control |
| BERGEN, MARILYN, RUTH | I | CO-PRESIDENT | D | Control |
| MORGANSTERN, DAVID | I | CHIEF COMPLIANCE OFFICER | D | Control |
| MORGANSTERN, DAVID | I | CHIEF COMPLIANCE OFFICER | D | Control |
| MORGANSTERN, DAVID | I | CHIEF COMPLIANCE OFFICER | D | Control |
| MORGANSTERN, DAVID | I | CHIEF COMPLIANCE OFFICER | D | Control |
| MORGANSTERN, DAVID | DE | CHIEF COMPLIANCE OFFICER | D | Control |
| MORGANSTERN, DAVID | DE | CHIEF COMPLIANCE OFFICER | D | Control |
| MORGANSTERN, DAVID | I | CHIEF COMPLIANCE OFFICER | D | Control |
| MORGANSTERN, DAVID | DE | CO-PRESIDENT | D | Control |
| MORGANSTERN, DAVID | I | CHIEF COMPLIANCE OFFICER | D | Control |
| MORGANSTERN, DAVID | DE | CO-PRESIDENT | D | Control |
| MORGANSTERN, DAVID | DE | CO-PRESIDENT | D | Control |
| MORGANSTERN, DAVID | DE | CO-PRESIDENT | D | Control |
| MORGANSTERN, DAVID | DE | CO-PRESIDENT | D | Control |
| MORGANSTERN, DAVID | DE | CO-PRESIDENT | D | Control |
Registrations
Federal
IA
Feb 23, 2007 REGISTERED
Notice Filings (2)
OR WA
Address
4800 SW MACADAM AVENUE, SUITE 305PORTLAND, OR 97239
USA
Phone: 503-227-5284