NICOLLET INVESTMENT MANAGEMENT, INC.
CRD #109401 SEC #801-57282 MINNEAPOLIS, MN 612-915-3033
SEC Registered
Total AUM
$532.5M
Discretionary
$532.5M
Employees
8
Clients
1
Accounts
868
Firm Details
- Organization Type
- Corporation
- State of Formation
- Minnesota
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 17, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CARLSON, KATHY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARLSON, KATHY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARLSON, KATHY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARLSON, KATHY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARLSON, KATHY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARLSON, KATHY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARLSON, KATHY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARLSON, KATHY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARLSON, KATHY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARLSON, KATHY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARLSON, KATHY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARLSON, KATHY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARLSON, KATHY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARLSON, KATHY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARLSON, KATHY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARLSON, KATHY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARLSON, KATHY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARLSON, KATHY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARLSON, KATHY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARLSON, KATHY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARLSON, KATHY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARLSON, KATHY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARLSON, KATHY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARLSON, KATHY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CARLSON, KATHY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CARLSON, KATHY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CARLSON, KATHY, ANN | I | SECRETARY/TREASURER | NA | |
| CARLSON, KATHY, ANN | I | SECRETARY/TREASURER | NA | |
| CARLSON, KATHY, ANN | I | SECRETARY/TREASURER | NA | |
| CARLSON, KATHY, ANN | I | SECRETARY/TREASURER | NA | |
| FAHEY, TIMOTHY, SHANNON | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FAHEY, TIMOTHY, SHANNON | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GARMAN, HEIDI, BAE | I | CHIEF COMPLIANCE OFFICER | NA | |
| GARMAN, HEIDI, BAE | I | CHIEF COMPLIANCE OFFICER | NA | |
| GARMAN, HEIDI, BAE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAMILTON, LEE, C | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAMILTON, LEE, C | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAMILTON, LEE, C | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAMILTON, LEE, C | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HAMILTON, LEE, C | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HEYER, NICHOLAS, KENDALL | I | CO-PRESIDENT | NA | Control |
| HEYER, NICHOLAS, KENDALL | I | CO-PRESIDENT | NA | Control |
| Hayden, Casey, Scott | I | CHIEF COMPLIANCE OFFICER | NA | |
| Hayden, Casey, Scott | I | CHIEF COMPLIANCE OFFICER | NA | |
| ROSHA, UZI, (NMN) | I | OUTSOURCED CHIEF COMPLIANCE OFFICER | NA | |
| ROSHA, UZI, (NMN) | I | OUTSOURCED CHIEF COMPLIANCE OFFICER | NA | |
| TRAVIS, NATHAN, R | I | CO-PRESIDENT | NA | Control |
| TRAVIS, NATHAN, R | I | CO-PRESIDENT | NA | Control |
| HOONSBEEN, MARK, CONRAD | I | PRESIDENT, SECRETARY, DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| HOONSBEEN, MARK, CONRAD | I | PRESIDENT, SECRETARY, DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| HOONSBEEN, MARK, CONRAD | I | PRESIDENT, SECRETARY, DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| HOONSBEEN, MARK, CONRAD | I | PRESIDENT, SECRETARY, DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| HOONSBEEN, MARK, CONRAD | I | PRESIDENT, SECRETARY, DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| HOONSBEEN, MARK, CONRAD | I | PRESIDENT, SECRETARY, DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| HOONSBEEN, MARK, CONRAD | I | PRESIDENT, SECRETARY, DIRECTOR | E | Control |
| HOONSBEEN, MARK, CONRAD | I | PRESIDENT, SECRETARY, DIRECTOR | E | Control |
| HOONSBEEN, MARK, CONRAD | I | PRESIDENT, SECRETARY, DIRECTOR | E | Control |
| HOONSBEEN, MARK, CONRAD | I | PRESIDENT, SECRETARY, DIRECTOR | E | Control |
| HOONSBEEN, MARK, CONRAD | I | PRESIDENT, SECRETARY, DIRECTOR | E | Control |
| HOONSBEEN, MARK, CONRAD | I | PRESIDENT, SECRETARY, DIRECTOR | E | Control |
| HOONSBEEN, MARK, CONRAD | I | PRESIDENT, SECRETARY, DIRECTOR | E | Control |
| HOONSBEEN, MARK, CONRAD | I | PRESIDENT, SECRETARY, DIRECTOR | E | Control |
| HOONSBEEN, MARK, CONRAD | I | PRESIDENT, SECRETARY, DIRECTOR | E | Control |
| HOONSBEEN, MARK, CONRAD | I | PRESIDENT, SECRETARY, DIRECTOR | E | Control |
| HOONSBEEN, MARK, CONRAD | I | PRESIDENT, SECRETARY, DIRECTOR | E | Control |
| HOONSBEEN, MARK, CONRAD | I | PRESIDENT, SECRETARY, DIRECTOR | E | Control |
| HOONSBEEN, MARK, CONRAD | I | PRESIDENT, SECRETARY, DIRECTOR | E | Control |
| HOONSBEEN, MARK, CONRAD | I | PRESIDENT, SECRETARY, DIRECTOR | E | Control |
| HOONSBEEN, MARK, CONRAD | I | PRESIDENT, SECRETARY, DIRECTOR | E | Control |
| HOONSBEEN, MARK, CONRAD | I | PRESIDENT, SECRETARY, DIRECTOR | E | Control |
| HOONSBEEN, MARK, CONRAD | I | PRESIDENT, SECRETARY, DIRECTOR | E | Control |
| HOONSBEEN, MARK, CONRAD | I | PRESIDENT, SECRETARY, DIRECTOR | E | Control |
| HOONSBEEN, MARK, CONRAD | I | PRESIDENT, SECRETARY, DIRECTOR | E | Control |
| HOONSBEEN, MARK, CONRAD | I | PRESIDENT, SECRETARY, DIRECTOR | E | Control |
| HOONSBEEN, MARK, CONRAD | I | PRESIDENT, SECRETARY, DIRECTOR | E | Control |
| HOONSBEEN, MARK, CONRAD | I | PRESIDENT, SECRETARY, DIRECTOR | E | Control |
| HOONSBEEN, MARK, CONRAD | I | PRESIDENT, SECRETARY, DIRECTOR | E | Control |
| HOONSBEEN, MARK, CONRAD | I | PRESIDENT, SECRETARY, DIRECTOR | E | Control |
| HOONSBEEN, MARK, CONRAD | I | PRESIDENT, SECRETARY, DIRECTOR | E | Control |
| HOONSBEEN, MARK, CONRAD | I | PRESIDENT, SECRETARY, DIRECTOR | E | Control |
| HOONSBEEN, MARK, CONRAD | I | PRESIDENT, SECRETARY, DIRECTOR | E | Control |
| HOONSBEEN, MARK, CONRAD | I | PRESIDENT, SECRETARY, DIRECTOR | E | Control |
| HOONSBEEN, MARK, CONRAD | I | PRESIDENT, SECRETARY, DIRECTOR | E | Control |
| HOONSBEEN, MARK, CONRAD | I | PRESIDENT, SECRETARY, DIRECTOR | E | Control |
| MARK C HOONSBEEN TRUST | DE | MEMBER | E | |
| MARK C HOONSBEEN TRUST | DE | MEMBER | E | |
| NIMCO PARTNERS, LLC | DE | MEMBER | E | Control |
| NIMCO PARTNERS, LLC | DE | MEMBER | E | Control |
| HOONSBEEN, MARK, CONRAD | I | SECRETARY, DIRECTOR | D | Control |
| OCONNOR, MICHAEL, JOHN | I | PRESIDENT, DIRECTOR | D | Control |
| BECKER, SUSAN, JALICS | I | CHIEF FINANCIAL OFFICER | B | Control |
| BECKER, SUSAN, JALICS | I | CHIEF FINANCIAL OFFICER | B | Control |
| FAHEY, TIMOTHY, SHANNON | I | EXECUTIVE VICE PRESIDENT | B | Control |
| FAHEY, TIMOTHY, SHANNON | I | EXECUTIVE VICE PRESIDENT | B | Control |
| HEYER, NICHOLAS, KENDALL | I | CO-PRESIDENT | B | Control |
| HEYER, NICHOLAS, KENDALL | I | CO-PRESIDENT | B | Control |
| Sharma, Naveen, Paul | I | CHIEF WEALTH STRATEGIST | B | Control |
| Sharma, Naveen, Paul | I | CHIEF WEALTH STRATEGIST | B | Control |
| TRAVIS, NATHAN, R | I | CO-PRESIDENT | B | Control |
| TRAVIS, NATHAN, R | I | CO-PRESIDENT | B | Control |
Registrations
Federal
IA
Sep 17, 2025 REGISTERED
Notice Filings (11)
AZ FL IA MD MN ND SD TX VA WA WI
Address
800 WASHINGTON AVENUE NORTHSUITE 150
MINNEAPOLIS, MN 55401
United States
Phone: 612-915-3033