INDEPENDENT FINANCIAL ADVISORS LLC
CRD #109404 SEC #801-57326 RIVERSIDE, CA 951-328-0894
SEC Registered
Total AUM
$78.4M
Discretionary
$69.3M
Employees
1
Clients
1
Accounts
266
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 11, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CREE, MICHAEL, IRWIN | I | CHIEF COMPLIANCE OFFICER (CCO) | NA | Control |
| CREE, MICHAEL, IRWIN | I | CHIEF COMPLIANCE OFFICER (CCO) | NA | Control |
| CREE, MICHAEL, IRWIN | I | CHIEF COMPLIANCE OFFICER (CCO) | NA | Control |
| CREE, MICHAEL, IRWIN | I | CHIEF COMPLIANCE OFFICER (CCO) | NA | Control |
| CREE, MICHAEL, IRWIN | I | CHIEF COMPLIANCE OFFICER (CCO) | NA | Control |
| CREE, MICHAEL, IRWIN | I | CHIEF COMPLIANCE OFFICER (CCO) | NA | Control |
| CREE, MICHAEL, IRWIN | I | CHIEF COMPLIANCE OFFICER (CCO) | NA | Control |
| CREE, MICHAEL, IRWIN | I | CHIEF COMPLIANCE OFFICER (CCO) | NA | Control |
| CREE, MICHAEL, IRWIN | I | CHIEF COMPLIANCE OFFICER (CCO) | NA | Control |
| HOWELL, LLOYD, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOWELL, LLOYD, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VALMONTE, JAMES, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VALMONTE, JAMES, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VALMONTE, JAMES, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VALMONTE, JAMES, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VALMONTE, JAMES, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VALMONTE, JAMES, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VALMONTE, JAMES, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VALMONTE, JAMES, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROORDA, PIQUET & BESSEE INC. | DE | MEMBER | E | Control |
| ROORDA, PIQUET & BESSEE INC. | DE | MEMBER | E | Control |
| ROORDA, PIQUET & BESSEE INC. | DE | MEMBER | E | Control |
| ROORDA, PIQUET & BESSEE INC. | DE | MEMBER | E | Control |
| ROORDA, PIQUET &BESSEE, INC. | DE | MEMBER | D | Control |
| ROORDA, PIQUET &BESSEE, INC. | DE | MEMBER | D | Control |
| ROORDA, PIQUET &BESSEE, INC. | DE | MEMBER | D | Control |
| ROORDA, PIQUET &BESSEE, INC. | DE | MEMBER | D | Control |
| ROORDA, PIQUET &BESSEE, INC. | DE | MEMBER | D | Control |
| ROORDA, PIQUET &BESSEE, INC. | DE | MEMBER | D | Control |
| BESSEE, ROBERT, M. | I | MEMBER | C | Control |
| BESSEE, ROBERT, M. | I | MEMBER | C | Control |
| BESSEE, ROBERT, M. | I | MEMBER | C | Control |
| BESSEE, ROBERT, M. | I | MEMBER | C | Control |
| BESSEE, ROBERT, M. | I | MEMBER | C | Control |
| BESSEE, ROBERT, M. | I | MEMBER | C | Control |
| BESSEE, ROBERT, M. | I | MEMBER | C | Control |
| BESSEE, ROBERT, M. | I | MEMBER | C | Control |
| BESSEE, ROBERT, M. | I | MEMBER | C | Control |
| BESSEE, ROBERT, M. | I | MEMBER | C | Control |
| BESSEE, ROBERT, M. | I | MEMBER | C | Control |
| BESSEE, ROBERT, M. | I | MEMBER | C | Control |
| BESSEE, ROBERT, M. | I | MEMBER | C | Control |
| HARGRAVE, STANLEY, EDWARD | I | MEMBER/IAR | C | Control |
| HARGRAVE, STANLEY, EDWARD | I | MEMBER/IAR | C | Control |
| HARGRAVE, STANLEY, EDWARD | I | MEMBER | C | Control |
| HARGRAVE, STANLEY, EDWARD | I | MEMBER/CCO | C | Control |
| HARGRAVE, STANLEY, EDWARD | I | MEMBER | C | Control |
| HARGRAVE, STANLEY, EDWARD | I | MEMBER | C | Control |
| PIQUET, RICHARD, DOUGLAS | I | MEMBER | C | Control |
| PIQUET, RICHARD, DOUGLAS | I | MEMBER | C | Control |
| PIQUET, RICHARD, DOUGLAS | I | MEMBER | C | Control |
| PIQUET, RICHARD, DOUGLAS | I | MEMBER | C | Control |
| PIQUET, RICHARD, DOUGLAS | I | MEMBER | C | Control |
| PIQUET, RICHARD, DOUGLAS | I | MEMBER | C | Control |
| PIQUET, RICHARD, DOUGLAS | I | MEMBER | C | Control |
| PIQUET, RICHARD, DOUGLAS | I | MEMBER | C | Control |
| PIQUET, RICHARD, DOUGLAS | I | MEMBER | C | Control |
| PIQUET, RICHARD, DOUGLAS | I | MEMBER | C | Control |
| PIQUET, RICHARD, DOUGLAS | I | MEMBER | C | Control |
| PIQUET, RICHARD, DOUGLAS | I | MEMBER | C | Control |
| PIQUET, RICHARD, DOUGLAS | I | MEMBER | C | Control |
| ROORDA, JAMES, DALEY | I | MEMBER | C | Control |
| ROORDA, JAMES, DALEY | I | MEMBER | C | Control |
| ROORDA, JAMES, DALEY | I | MEMBER | C | Control |
| ROORDA, JAMES, DALEY | I | MEMBER | C | Control |
| ROORDA, JAMES, DALEY | I | MEMBER | C | Control |
| ROORDA, JAMES, DALEY | I | MEMBER | C | Control |
| ROORDA, JAMES, DALEY | I | MEMBER | C | Control |
| ROORDA, JAMES, DALEY | I | MANAGING MEMBER | C | Control |
| ROORDA, JAMES, DALEY | I | MEMBER | C | Control |
| ROORDA, JAMES, DALEY | I | MEMBER | C | Control |
| ROORDA, JAMES, DALEY | I | MEMBER | C | Control |
| ROORDA, JAMES, DALEY | I | MEMBER | C | Control |
| ROORDA, JAMES, DALEY | I | MEMBER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BESSEE, ROBERT, M. | I | ROORDA, PIQUET & BESSEE | C | Control |
| BESSEE, ROBERT, M. | I | ROORDA, PIQUET & BESSEE | C | Control |
| BESSEE, ROBERT, M. | I | ROORDA, PIQUET & BESSEE INC. | C | Control |
| BESSEE, ROBERT, M. | I | ROORDA, PIQUET & BESSEE INC. | C | Control |
| BESSEE, ROBERT, M. | I | ROORDA, PIQUET & BESSEE INC. | C | Control |
| BESSEE, ROBERT, M. | I | ROORDA, PIQUET & BESSEE INC. | C | Control |
| BESSEE, ROBERT, M. | I | ROORDA, PIQUET & BESSEE | C | Control |
| BESSEE, ROBERT, M. | I | ROORDA, PIQUET & BESSEE | C | Control |
| BESSEE, ROBERT, M. | I | ROORDA, PIQUET & BESSEE | C | Control |
| BESSEE, ROBERT, M. | I | ROORDA, PIQUET & BESSEE | C | Control |
| PIQUET, RICHARD, DOUGLAS | I | ROORDA, PIQUET & BESSEE | C | Control |
| PIQUET, RICHARD, DOUGLAS | I | ROORDA, PIQUET & BESSEE | C | Control |
| PIQUET, RICHARD, DOUGLAS | I | ROORDA, PIQUET & BESSEE INC. | C | Control |
| PIQUET, RICHARD, DOUGLAS | I | ROORDA, PIQUET & BESSEE INC. | C | Control |
| PIQUET, RICHARD, DOUGLAS | I | ROORDA, PIQUET & BESSEE INC. | C | Control |
| PIQUET, RICHARD, DOUGLAS | I | ROORDA, PIQUET & BESSEE INC. | C | Control |
| PIQUET, RICHARD, DOUGLAS | I | ROORDA, PIQUET & BESSEE | C | Control |
| PIQUET, RICHARD, DOUGLAS | I | ROORDA, PIQUET & BESSEE | C | Control |
| PIQUET, RICHARD, DOUGLAS | I | ROORDA, PIQUET & BESSEE | C | Control |
| PIQUET, RICHARD, DOUGLAS | I | ROORDA, PIQUET & BESSEE | C | Control |
| ROORDA, JAMES, DALEY | I | ROORDA, PIQUET & BESSEE | C | Control |
| ROORDA, JAMES, DALEY | I | ROORDA, PIQUET & BESSEE | C | Control |
| ROORDA, JAMES, DALEY | I | ROORDA, PIQUET & BESSEE INC. | C | Control |
| ROORDA, JAMES, DALEY | I | ROORDA, PIQUET & BESSEE INC. | C | Control |
| ROORDA, JAMES, DALEY | I | ROORDA, PIQUET & BESSEE INC. | C | Control |
| ROORDA, JAMES, DALEY | I | ROORDA, PIQUET & BESSEE INC. | C | Control |
| ROORDA, JAMES, DALEY | I | ROORDA, PIQUET & BESSEE | C | |
| ROORDA, JAMES, DALEY | I | ROORDA, PIQUET & BESSEE | C | |
| ROORDA, JAMES, DALEY | I | ROORDA, PIQUET & BESSEE | C | |
| ROORDA, JAMES, DALEY | I | ROORDA, PIQUET & BESSEE | C |
Registrations
Federal
IA
Apr 11, 2012 REGISTERED
Notice Filings (1)
CA
Address
5995 BROCKTON AVENUE, SUITE BRIVERSIDE, CA 92506-1867
United States
Phone: 951-328-0894