RIA Intelligence

WINDWARD INVESTMENT MANAGEMENT INC

CRD #109405 SEC #801-57508 BOSTON, MA 617-241-8600
SEC Registered
Total AUM
$2.4B
Discretionary
$2.3B
Employees
--
Clients
--
Accounts
5,180

Firm Details

Organization Type
Corporation
State of Formation
Massachusetts
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 31, 2009
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
CROSIER, LOUIS, PYLEIPRINCIPALNA Control
CROSIER, LOUIS, PYLEIPRINCIPALNA Control
CROSIER, LOUIS, PYLEIPRINCIPALNA Control
CROSIER, LOUIS, PYLEIPRINCIPALNA Control
CROSIER, LOUIS, PYLEIPRINCIPALNA Control
CROSIER, LOUIS, PYLEIPRINCIPALNA Control
CROSIER, LOUIS, PYLEIPRINCIPALNA Control
CROSIER, LOUIS, PYLEIPRINCIPALNA Control
CROSIER, LOUIS, PYLEIPRINCIPALNA Control
CROSIER, LOUIS, PYLEIPRINCIPALNA Control
CROSIER, LOUIS, PYLEIPRINCIPALNA Control
CROSIER, LOUIS, PYLEIPRINCIPALNA Control
CROSIER, LOUIS, PYLEIPRINCIPALNA Control
CROSIER, LOUIS, PYLEIPRINCIPALNA Control
CROSIER, LOUIS, PYLEIMANAGING PRINCIPALNA Control
CROSIER, LOUIS, PYLEIPRINCIPALNA Control
CROSIER, LOUIS, PYLEIPRINCIPALNA Control
CROSIER, LOUIS, PYLEIMANAGING PRINCIPALNA Control
CROSIER, LOUIS, PYLEIMANAGING PRINCIPALNA Control
CROSIER, LOUIS, PYLEIMANAGING PRINCIPALNA Control
CROSIER, LOUIS, PYLEIPRINCIPALNA Control
CROSIER, LOUIS, PYLEIPRINCIPALNA Control
CROSIER, LOUIS, PYLEIPRINCIPALNA Control
CROSIER, LOUIS, PYLEIPRINCIPALNA Control
CROSIER, LOUIS, PYLEIPRINCIPALNA Control
CROSIER, LOUIS, PYLEIMANAGING PRINCIPALNA Control
KAMPF, DENISE, LYNNIDIR OF OPS & CLIENT SVC/CHIEF COMPLIANCE OFFICERNA Control
KAMPF, DENISE, LYNNIDIR OF OPS & CLIENT SVC/CHIEF COMPLIANCE OFFICERNA Control
KAMPF, DENISE, LYNNIDIR OF OPS & CLIENT SVC/CHIEF COMPLIANCE OFFICERNA Control
KAMPF, DENISE, LYNNIDIR OF OPS & CLIENT SVC/CHIEF COMPLIANCE OFFICERNA Control
KAMPF, DENISE, LYNNIDIR OF OPS & CLIENT SVC/CHIEF COMPLIANCE OFFICERNA Control
KAMPF, DENISE, LYNNIDIRECTOR OF OPERATIONS AND CLIENT SERVICENA Control
KAMPF, DENISE, LYNNIDIR OF OPS & CLIENT SVC/CHIEF COMPLIANCE OFFICERNA Control
KAMPF, DENISE, LYNNIDIR OF OPS & CLIENT SVC/CHIEF COMPLIANCE OFFICERNA Control
KAMPF, DENISE, LYNNIDIR OF OPS & CLIENT SVC/CHIEF COMPLIANCE OFFICERNA Control
KAMPF, DENISE, LYNNIDIR OF OPS & CLIENT SVC/CHIEF COMPLIANCE OFFICERNA Control
KAMPF, DENISE, LYNNIDIR OF OPS & CLIENT SVC/CHIEF COMPLIANCE OFFICERNA Control
KAMPF, DENISE, LYNNIDIR OF OPS & CLIENT SVC/CHIEF COMPLIANCE OFFICERNA Control
KAMPF, DENISE, LYNNIDIR OF OPS & CLIENT SVC/CHIEF COMPLIANCE OFFICERNA Control
KAMPF, DENISE, LYNNIDIR OF OPS & CLIENT SVC/CHIEF COMPLIANCE OFFICERNA Control
KAMPF, DENISE, LYNNIDIR OF OPS & CLIENT SVC/CHIEF COMPLIANCE OFFICERNA Control
KAMPF, DENISE, LYNNIDIR OF OPS & CLIENT SVC/CHIEF COMPLIANCE OFFICERNA Control
KAMPF, DENISE, LYNNIDIR OF OPS & CLIENT SVC/CHIEF COMPLIANCE OFFICERNA Control
KAMPF, DENISE, LYNNIMANAGING DIRECTOR OF OPS & CLIENT SVC/CHIEF COMPLIANCE OFFICERNA Control
KAMPF, DENISE, LYNNIMANAGING DIRECTOR OF OPS & CLIENT SVC/CHIEF COMPLIANCE OFFICERNA Control
KAMPF, DENISE, LYNNIDIR OF OPS & CLIENT SVC/CHIEF COMPLIANCE OFFICERNA Control
KAMPF, DENISE, LYNNIDIR OF OPS & CLIENT SVC/CHIEF COMPLIANCE OFFICERNA Control
KAMPF, DENISE, LYNNIDIRECTOR OF OPERATIONS AND CLIENT SERVICENA Control
KAMPF, DENISE, LYNNIDIRECTOR OF OPERATIONS AND CLIENT SERVICENA Control
KAMPF, DENISE, LYNNIDIRECTOR OF OPERATIONS AND CLIENT SERVICENA Control
KAMPF, DENISE, LYNNIDIRECTOR OF OPERATIONS AND CLIENT SERVICENA Control
KAMPF, DENISE, LYNNIDIR OF OPS & CLIENT SVC/CHIEF COMPLIANCE OFFICERNA Control
PHILLIPS, ROBERTIEXECUTIVE VICE PRESIDENT & CHIEF TECHNOLOGY OFFICERNA Control
PHILLIPS, ROBERTIEXECUTIVE VICE PRESIDENT & CHIEF TECHNOLOGY OFFICERNA Control
CUCCHIARO, STEPHENIPRESIDENTE Control
CUCCHIARO, STEPHENIPRESIDENTE Control
CUCCHIARO, STEPHEN, JOSEPHIPRESIDENTE Control
CUCCHIARO, STEPHEN, JOSEPHIPRESIDENTE Control
CUCCHIARO, STEPHEN, JOSEPHIPRESIDENTE Control
CUCCHIARO, STEPHEN, JOSEPHIPRESIDENTE Control
CUCCHIARO, STEPHEN, JOSEPHIPRESIDENTE Control
CUCCHIARO, STEPHEN, JOSEPHIPRESIDENTE Control
CUCCHIARO, STEPHEN, JOSEPHIPRESIDENTE Control
CUCCHIARO, STEPHEN, JOSEPHIPRESIDENTE Control
CUCCHIARO, STEPHEN, JOSEPHIPRESIDENTE Control
CUCCHIARO, STEPHEN, JOSEPHIPRESIDENTE Control
CUCCHIARO, STEPHEN, JOSEPHIPRESIDENTE Control
CUCCHIARO, STEPHEN, JOSEPHIPRESIDENTE Control
CUCCHIARO, STEPHEN, JOSEPHIPRESIDENTE Control
CUCCHIARO, STEPHEN, JOSEPHIPRESIDENTE Control
CUCCHIARO, STEPHEN, JOSEPHIPRESIDENTE Control
CUCCHIARO, STEPHEN, JOSEPHIPRESIDENTE Control
CUCCHIARO, STEPHEN, JOSEPHIPRESIDENTE Control
CUCCHIARO, STEPHEN, JOSEPHIPRESIDENTE Control
CUCCHIARO, STEPHEN, JOSEPHIPRESIDENTE Control
CUCCHIARO, STEPHEN, JOSEPHIPRESIDENTE Control
CUCCHIARO, STEPHEN, JOSEPHIPRESIDENTE Control
CUCCHIARO, STEPHEN, JOSEPHIPRESIDENTE Control
CUCCHIARO, STEPHEN, JOSEPHIPRESIDENTE Control
CUCCHIARO, STEPHEN, JOSEPHIPRESIDENTE Control
CUCCHIARO, STEPHEN, JOSEPHIPRESIDENTE Control
CUCCHIARO, STEPHEN, JOSEPHIPRESIDENTE Control

Registrations

Federal

IA
Mar 31, 2009 REGISTERED

Notice Filings (44)

AK AL AR AZ CA CO CT DC FL GA HI IA ID IL IN KY MA MD ME MI MN MO MT NC NH NJ NM NV NY OH OK OR PA PR RI SC TN TX UT VA VT WA WI WV

Address

60 STATE STREET, SUITE 3600
BOSTON, MA 2109
United States
Phone: 617-241-8600