INVESTEC ADVISORY GROUP, L.P.
Legal name: INVESTEC WEALTH STRATEGIES
CRD #109417 SEC #801-57761 HOUSTON, TX 713-622-9111
SEC Registered
Total AUM
$700.6M
Discretionary
$628.8M
Employees
11
Clients
101
Accounts
1,117
Firm Details
- Organization Type
- Limited Partnership
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 1, 2021
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BLACKMAN, CLARK, MONROE | I | MANAGING DIRECTOR | NA | Control |
| GOOTT, DANIEL, RYAN | I | SPECIAL PARTNER | NA | Control |
| GOOTT, DANIEL, RYAN | I | SPECIAL PARTNER | NA | Control |
| GOOTT, DANIEL, RYAN | I | PARTNER | NA | Control |
| GOOTT, DANIEL, RYAN | I | CHIEF COMPLIANCE OFFICER, PARTNER | NA | Control |
| GOOTT, DANIEL, RYAN | I | CHIEF COMPLIANCE OFFICER, PRINCIPAL | NA | Control |
| GOOTT, DANIEL, RYAN | I | CHIEF COMPLIANCE OFFICER, PRINCIPAL | NA | Control |
| GOOTT, DANIEL, RYAN | I | CHIEF COMPLIANCE OFFICER, PRINCIPAL | NA | Control |
| GOOTT, DANIEL, RYAN | I | CHIEF COMPLIANCE OFFICER, PRINCIPAL | NA | Control |
| GOOTT, DANIEL, RYAN | I | CHIEF COMPLIANCE OFFICER, PRINCIPAL | NA | Control |
| GOOTT, DANIEL, RYAN | I | CHIEF COMPLIANCE OFFICER, PRINCIPAL | NA | Control |
| GOOTT, DANIEL, RYAN | I | CHIEF COMPLIANCE OFFICER, PRINCIPAL | NA | Control |
| GOOTT, JOHN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| GOOTT, JOHN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| GOOTT, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOOTT, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOOTT, JOHN | I | CHIEF COMPLIANCE OFFICER, PARTNER | NA | Control |
| GOOTT, JOHN | I | PARTNER | NA | Control |
| GOOTT, JOHN | I | FOUNDING PRINCIPAL | NA | Control |
| GOOTT, JOHN | I | FOUNDING PRINCIPAL | NA | Control |
| GOOTT, JOHN | I | FOUNDING PRINCIPAL | NA | Control |
| GOOTT, JOHN | I | FOUNDING PRINCIPAL | NA | Control |
| GOOTT, JOHN | I | FOUNDING PRINCIPAL | NA | Control |
| GOOTT, JOHN | I | FOUNDING PRINCIPAL | NA | Control |
| GOOTT, JOHN | I | FOUNDING PRINCIPAL | NA | Control |
| INVESTEC GROUP HOLDINGS, LLC | DE | GENERAL PARTNER | NA | Control |
| INVESTEC GROUP HOLDINGS, LLC | DE | GENERAL PARTNER | NA | Control |
| INVESTEC GROUP HOLDINGS, LLC | DE | GENERAL PARTNER | NA | Control |
| INVESTEC GROUP HOLDINGS, LLC | DE | GENERAL PARTNER | NA | Control |
| INVESTEC GROUP HOLDINGS, LLC | DE | GENERAL PARTNER | NA | Control |
| INVESTEC GROUP HOLDINGS, LLC | DE | GENERAL PARTNER | NA | Control |
| INVESTEC GROUP HOLDINGS, LLC | DE | GENERAL PARTNER | NA | Control |
| INVESTEC GROUP HOLDINGS, LLC | DE | GENERAL PARTNER | NA | Control |
| INVESTEC GROUP HOLDINGS, LLC | DE | GENERAL PARTNER | NA | Control |
| INVESTEC GROUP HOLDINGS, LLC | DE | GENERAL PARTNER | NA | Control |
| INVESTEC GROUP HOLDINGS, LLC | DE | GENERAL PARTNER | NA | Control |
| INVESTEC GROUP HOLDINGS, LLC | DE | GENERAL PARTNER | NA | Control |
| INVESTEC GROUP HOLDINGS, LLC | DE | GENERAL PARTNER | NA | Control |
| INVESTEC GROUP HOLDINGS, LLC | DE | GENERAL PARTNER | NA | Control |
| INVESTEC GROUP HOLDINGS, LLC | DE | GENERAL PARTNER | NA | Control |
| INVESTEC GROUP HOLDINGS, LLC | DE | GENERAL PARTNER | NA | Control |
| INVESTEC GROUP HOLDINGS, LLC | DE | GENERAL PARTNER | NA | Control |
| INVESTEC GROUP HOLDINGS, LLC | DE | GENERAL PARTNER | NA | Control |
| INVESTEC GROUP HOLDINGS, LLC | DE | GENERAL PARTNER | NA | Control |
| INVESTEC GROUP HOLDINGS, LLC | DE | GENERAL PARTNER | NA | Control |
| INVESTEC GROUP HOLDINGS, LLC | DE | GENERAL PARTNER | NA | Control |
| INVESTEC GROUP HOLDINGS, LLC | DE | GENERAL PARTNER | NA | Control |
| INVESTEC GROUP HOLDINGS, LLC | DE | GENERAL PARTNER | NA | Control |
| INVESTEC GROUP HOLDINGS, LLC | DE | GENERAL PARTNER | NA | Control |
| INVESTEC GROUP HOLDINGS, LLC | DE | GENERAL PARTNER | NA | Control |
| POST OAK CAPITAL HOLDINGS, LLC | DE | GENERAL PARTNER | NA | Control |
| GOOTT, JOHN | I | PRESIDENT/LTD. PARTNER/CCO | E | Control |
| GOOTT, JOHN | I | PRESIDENT/LTD. PARTNER/CHIEF COMPLIANCE OFFICER | E | Control |
| GOOTT, JOHN | I | PRESIDENT/LTD. PARTNER/CHIEF COMPLIANCE OFFICER | E | Control |
| GOOTT, JOHN | I | PRESIDENT/LTD. PARTNER/CHIEF COMPLIANCE OFFICER | E | Control |
| GOOTT, JOHN | I | PRESIDENT/LTD. PARTNER/CHIEF COMPLIANCE OFFICER | E | Control |
| GOOTT, JOHN | I | PRESIDENT/LTD. PARTNER | E | Control |
| GOOTT, JOHN | I | PRESIDENT/LTD. PARTNER/CHIEF COMPLIANCE OFFICER | E | Control |
| GOOTT, JOHN | I | PRESIDENT/LTD. PARTNER/CHIEF COMPLIANCE OFFICER | E | Control |
| GOOTT, JOHN | I | PRESIDENT/LTD. PARTNER/CHIEF COMPLIANCE OFFICER | E | Control |
| GOOTT, JOHN | I | PRESIDENT/LTD. PARTNER/CHIEF COMPLIANCE OFFICER | E | Control |
| GOOTT, JOHN | I | PRESIDENT/LTD. PARTNER/CHIEF COMPLIANCE OFFICER | E | Control |
| GOOTT, JOHN | I | PRESIDENT/LTD. PARTNER/CHIEF COMPLIANCE OFFICER | E | Control |
| JHB HOLDINGS, LLC | DE | OWNER | E | Control |
| JHB HOLDINGS, LLC | DE | OWNER | E | Control |
| JHB HOLDINGS, LLC | DE | OWNER | E | Control |
| JHB HOLDINGS, LLC | DE | OWNER | E | Control |
| JHB HOLDINGS, LLC | DE | OWNER | E | Control |
| JHB HOLDINGS, LLC | DE | OWNER | E | Control |
| JHB HOLDINGS, LLC | DE | OWNER | E | Control |
| JHB HOLDINGS, LLC | DE | OWNER | E | Control |
| JHB HOLDINGS, LLC | DE | OWNER | E | Control |
| JHB HOLDINGS, LLC | DE | OWNER | E | Control |
| JHB HOLDINGS, LLC | DE | OWNER | E | Control |
| JHB HOLDINGS, LLC | DE | OWNER | E | Control |
| JHB HOLDINGS, LLC | DE | OWNER | E | Control |
| GOOTT, JOHN | I | LIMITED PARTNER | C | Control |
| GRAUBART, DONALD, MARSHALL | I | LIMITED PARTNER | C | Control |
| BLACKMAN, CLARK, MONROE | I | EXEC V.P./MANAGING DIRECTOR | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GOOTT, JOHN | I | INVESTEC GROUP HOLDINGS, LLC | E | Control |
| GOOTT, JOHN | I | INVESTEC GROUP HOLDINGS, LLC | E | Control |
| GOOTT, JOHN | I | INVESTEC GROUP HOLDINGS, LLC | E | Control |
| GOOTT, JOHN | I | INVESTEC GROUP HOLDINGS, LLC | E | Control |
| GOOTT, JOHN | I | INVESTEC GROUP HOLDINGS, LLC | E | Control |
| GOOTT, JOHN | I | INVESTEC GROUP HOLDINGS, LLC | E | Control |
| GOOTT, JOHN | I | INVESTEC GROUP HOLDINGS, LLC | E | Control |
| GOOTT, JOHN | I | INVESTEC GROUP HOLDINGS, LLC | E | Control |
| GOOTT, JOHN | I | INVESTEC GROUP HOLDINGS, LLC | E | Control |
| GOOTT, JOHN | I | INVESTEC GROUP HOLDINGS, LLC | E | Control |
| GOOTT, JOHN | I | JHB HOLDINGS, LLC | E | Control |
| GOOTT, JOHN | I | INVESTEC GROUP HOLDINGS, LLC | E | Control |
| GOOTT, JOHN | I | INVESTEC GROUP HOLDINGS, LLC | E | Control |
| GOOTT, JOHN | I | JHB HOLDINGS, LLC | E | Control |
| GOOTT, JOHN | I | JHB HOLDINGS, LLC | E | Control |
| GOOTT, JOHN | I | JHB HOLDINGS, LLC | E | Control |
| GOOTT, JOHN | I | JHB HOLDINGS, LLC | E | Control |
| GOOTT, JOHN | I | JHB HOLDINGS, LLC | E | Control |
| GOOTT, JOHN | I | JHB HOLDINGS, LLC | E | Control |
| GOOTT, JOHN | I | JHB HOLDINGS, LLC | E | Control |
| GOOTT, JOHN | I | JHB HOLDINGS, LLC | E | Control |
| GOOTT, JOHN | I | JHB HOLDINGS, LLC | E | Control |
| GOOTT, JOHN | I | JHB HOLDINGS, LLC | E | Control |
| GOOTT, JOHN | I | JHB HOLDINGS, LLC | E | Control |
| GOOTT, JOHN | I | JHB HOLDINGS, LLC | E | Control |
| JHB HOLDINGS, LLC | DE | INVESTEC GROUP HOLDINGS, LLC | E | Control |
| JHB HOLDINGS, LLC | DE | INVESTEC GROUP HOLDINGS, LLC | E | Control |
| JHB HOLDINGS, LLC | DE | INVESTEC GROUP HOLDINGS, LLC | E | Control |
| JHB HOLDINGS, LLC | DE | INVESTEC GROUP HOLDINGS, LLC | E | Control |
| JHB HOLDINGS, LLC | DE | INVESTEC GROUP HOLDINGS, LLC | E | Control |
| JHB HOLDINGS, LLC | DE | INVESTEC GROUP HOLDINGS, LLC | E | Control |
| JHB HOLDINGS, LLC | DE | INVESTEC GROUP HOLDINGS, LLC | E | Control |
| JHB HOLDINGS, LLC | DE | INVESTEC GROUP HOLDINGS, LLC | E | Control |
| JHB HOLDINGS, LLC | DE | INVESTEC GROUP HOLDINGS, LLC | E | Control |
| JHB HOLDINGS, LLC | DE | INVESTEC GROUP HOLDINGS, LLC | E | Control |
| JHB HOLDINGS, LLC | DE | INVESTEC GROUP HOLDINGS, LLC | E | Control |
| JHB HOLDINGS, LLC | DE | INVESTEC GROUP HOLDINGS, LLC | E | Control |
| JHB HOLDINGS, LLC | DE | INVESTEC GROUP HOLDINGS, LLC | E | Control |
| GOOTT, JOHN | I | POST OAK CAPITAL HOLDINGS, LLC | D | Control |
| GRAUBART, DONALD, MARSHALL | I | POST OAK CAPITAL HOLDINGS, LLC | D | Control |
Registrations
Federal
IA
Apr 1, 2021 REGISTERED
Notice Filings (6)
CA HI LA NY PA TX
Address
4900 WOODWAYSUITE 550
HOUSTON, TX 77056
United States
Phone: 713-622-9111