BROADMARK ASSET MANAGEMENT LLC
CRD #109422 SEC #801-57807 DALLAS, TX 2147566900
SEC Registered
Total AUM
$238.5M
Discretionary
$238.5M
Employees
5
Clients
--
Accounts
3
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2025
- Branch Offices
- 1
- LEI
- 549300SOYGSKVHHIIW16
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| APPLETON, MICHAEL, DENNIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| APPLETON, MICHAEL, DENNIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| APPLETON, MICHAEL, DENNIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BACHTOLD, PAUL, AXTELL | I | CHIEF COMPLIANCE OFFICER | NA | |
| BACHTOLD, PAUL, AXTELL | I | CHIEF COMPLIANCE OFFICER | NA | |
| BACHTOLD, PAUL, AXTELL | I | CHIEF COMPLIANCE OFFICER | NA | |
| BACHTOLD, PAUL, AXTELL | I | CHIEF COMPLIANCE OFFICER | NA | |
| BACHTOLD, PAUL, AXTELL | I | CHIEF COMPLIANCE OFFICER | NA | |
| BACHTOLD, PAUL, AXTELL | I | CHIEF COMPLIANCE OFFICER | NA | |
| BACHTOLD, PAUL, AXTELL | I | CHIEF COMPLIANCE OFFICER | NA | |
| BACHTOLD, PAUL, AXTELL | I | CHIEF COMPLIANCE OFFICER | NA | |
| BACHTOLD, PAUL, AXTELL | I | CHIEF COMPLIANCE OFFICER | NA | |
| BACHTOLD, PAUL, AXTELL | I | CHIEF COMPLIANCE OFFICER | NA | |
| BACHTOLD, PAUL, AXTELL | I | CHIEF COMPLIANCE OFFICER | NA | |
| BACHTOLD, PAUL, AXTELL | I | CHIEF COMPLIANCE OFFICER | NA | |
| BACHTOLD, PAUL, AXTELL | I | CHIEF COMPLIANCE OFFICER | NA | |
| BACHTOLD, PAUL, AXTELL | I | CHIEF COMPLIANCE OFFICER | NA | |
| BACHTOLD, PAUL, AXTELL | I | CHIEF COMPLIANCE OFFICER | NA | |
| BACHTOLD, PAUL, AXTELL | I | CHIEF COMPLIANCE OFFICER | NA | |
| BACHTOLD, PAUL, AXTELL | I | CHIEF COMPLIANCE OFFICER | NA | |
| BACHTOLD, PAUL, AXTELL | I | CHIEF COMPLIANCE OFFICER | NA | |
| BACHTOLD, PAUL, AXTELL | I | CHIEF COMPLIANCE OFFICER | NA | |
| BACHTOLD, PAUL, AXTELL | I | CHIEF COMPLIANCE OFFICER | NA | |
| BACHTOLD, PAUL, AXTELL | I | CHIEF COMPLIANCE OFFICER | NA | |
| BACHTOLD, PAUL, AXTELL | I | CHIEF COMPLIANCE OFFICER | NA | |
| BACHTOLD, PAUL, AXTELL | I | CHIEF COMPLIANCE OFFICER | NA | |
| BAYAZITOGLU, KRISTEN, LINDSAY | I | MANAGER | NA | Control |
| BAYAZITOGLU, KRISTEN, LINDSAY | I | MANAGER | NA | Control |
| BLAISDELL, JOHN, ARTHUR | I | MANAGER | NA | Control |
| BLAISDELL, JOHN, ARTHUR | I | MANAGER | NA | Control |
| BLAISDELL, JOHN, ARTHUR | I | MANAGER | NA | Control |
| BLAISDELL, JOHN, ARTHUR | I | MANAGER | NA | Control |
| BLAISDELL, JOHN, ARTHUR | I | MANAGER | NA | Control |
| BLAISDELL, JOHN, ARTHUR | I | MANAGER | NA | Control |
| BLAISDELL, JOHN, ARTHUR | I | MANAGER | NA | Control |
| BLAISDELL, JOHN, ARTHUR | I | MANAGER | NA | Control |
| BLAISDELL, JOHN, ARTHUR | I | MANAGER | NA | Control |
| BLAISDELL, JOHN, ARTHUR | I | MANAGER | NA | Control |
| BLAISDELL, JOHN, ARTHUR | I | MANAGER | NA | Control |
| BLAISDELL, JOHN, ARTHUR | I | MANAGER | NA | Control |
| BLAISDELL, JOHN, ARTHUR | I | MANAGER | NA | Control |
| BLAISDELL, JOHN, ARTHUR | I | CHAIRMAN, MANAGER | NA | Control |
| BLAISDELL, JOHN, ARTHUR | I | CHAIRMAN, MANAGER | NA | Control |
| BLAISDELL, JOHN, ARTHUR | I | CHAIRMAN, MANAGER | NA | Control |
| BLAISDELL, JOHN, ARTHUR | I | CHAIRMAN, MANAGER | NA | Control |
| BLAISDELL, JOHN, ARTHUR | I | CHAIRMAN, MANAGER | NA | Control |
| CHOW, DAVID, HUAIMING | I | MANAGER | NA | Control |
| CHOW, DAVID, HUAIMING | I | MANAGER | NA | Control |
| CHOW, DAVID, HUAIMING | I | MANAGER | NA | Control |
| COOK, EDWARD, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| COOK, EDWARD, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| COOK, EDWARD, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| COOK, EDWARD, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| COOK, EDWARD, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| COOK, EDWARD, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| COOK, EDWARD, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| COOK, EDWARD, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| COOK, EDWARD, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| COOK, EDWARD, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| COOK, EDWARD, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| COOK, EDWARD, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| CORTEZ, RICARDO, LEE | I | CO-CEO, MANAGER AND CLASS A MEMBER | NA | Control |
| CORTEZ, RICARDO, LEE | I | CO-CEO, MANAGER AND CLASS A MEMBER | NA | Control |
| CORTEZ, RICARDO, LEE | I | CO-CEO, MANAGER AND CLASS A MEMBER | NA | Control |
| CORTEZ, RICARDO, LEE | I | CO-CEO, MANAGER AND CLASS A MEMBER | NA | Control |
| CORTEZ, RICARDO, LEE | I | CO-CEO, MANAGER AND CLASS A MEMBER | NA | Control |
| CORTEZ, RICARDO, LEE | I | CO-CEO AND MEMBER | NA | Control |
| CORTEZ, RICARDO, LEE | I | CO-CEO AND CLASS A MEMBER | NA | Control |
| CORTEZ, RICARDO, LEE | I | CO-CEO AND MEMBER | NA | Control |
| CORTEZ, RICARDO, LEE | I | CO-CEO AND MEMBER | NA | Control |
| CORTEZ, RICARDO, LEE | I | CO-CEO AND MEMBER | NA | Control |
| CORTEZ, RICARDO, LEE | I | CO-CEO AND MEMBER | NA | Control |
| CORTEZ, RICARDO, LEE | I | CO-CEO, MANAGER AND MEMBER | NA | Control |
| CORTEZ, RICARDO, LEE | I | CO-CEO AND MEMBER | NA | Control |
| CORTEZ, RICARDO, LEE | I | CO-CEO, MANAGER AND MEMBER | NA | Control |
| CORTEZ, RICARDO, LEE | I | CO-CEO AND MEMBER | NA | Control |
| CORTEZ, RICARDO, LEE | I | CO-CEO, MANAGER AND MEMBER | NA | Control |
| CORTEZ, RICARDO, LEE | I | CO-CEO, MANAGER AND MEMBER | NA | Control |
| CORTEZ, RICARDO, LEE | I | CO-CEO, MANAGER AND MEMBER | NA | Control |
| CORTEZ, RICARDO, LEE | I | CO-CEO, MANAGER AND MEMBER | NA | Control |
| CORTEZ, RICARDO, LEE | I | CO-CEO, MANAGER AND MEMBER | NA | Control |
| CORTEZ, RICARDO, LEE | I | CO-CEO, MANAGER AND MEMBER | NA | Control |
| CORTEZ, RICARDO, LEE | I | CO-CEO, MANAGER AND MEMBER | NA | Control |
| CORTEZ, RICARDO, LEE | I | CO-CEO, MANAGER AND MEMBER | NA | Control |
| CORTEZ, RICARDO, LEE | I | CO-CEO, MANAGER AND MEMBER | NA | Control |
| CORTEZ, RICARDO, LEE | I | CO-CEO, MANAGER AND MEMBER | NA | Control |
| CORTEZ, RICARDO, LEE | I | CO-CEO, MANAGER AND MEMBER | NA | Control |
| CORTEZ, RICARDO, LEE | I | CO-CEO, MANAGER AND MEMBER | NA | Control |
| CORTEZ, RICARDO, LEE | I | CO-CEO, MANAGER AND MEMBER | NA | Control |
| CORTEZ, RICARDO, LEE | I | CO-CEO, MANAGER AND MEMBER | NA | Control |
| CORTEZ, RICARDO, LEE | I | CO-CEO, MANAGER AND MEMBER | NA | Control |
| CORTEZ, RICARDO, LEE | I | CO-CEO, MANAGER AND MEMBER | NA | Control |
| CORTEZ, RICARDO, LEE | I | CO-CEO, MANAGER AND MEMBER | NA | Control |
| CORTEZ, RICARDO, LEE | I | CO-CEO, MANAGER AND MEMBER | NA | Control |
| CORTEZ, RICARDO, LEE | I | CEO, MANAGER AND MEMBER | NA | Control |
| CORTEZ, RICARDO, LEE | I | CO-CEO, MANAGER AND MEMBER | NA | Control |
| CORTEZ, RICARDO, LEE | I | CO-CEO, MANAGER AND MEMBER | NA | Control |
| CORTEZ, RICARDO, LEE | I | CEO, MANAGER AND MEMBER | NA | Control |
| CORTEZ, RICARDO, LEE | I | CEO, MANAGER AND MEMBER | NA | Control |
| CORTEZ, RICARDO, LEE | I | CEO, MANAGER AND MEMBER | NA | Control |
| CROWN, JEROME | I | CHIEF FINANCIAL OFFICER, MANAGER AND CLASS A MEMBER | NA | Control |
| CROWN, JEROME | I | CHIEF FINANCIAL OFFICER AND CLASS A MEMBER | NA | Control |
| CROWN, JEROME | I | CHIEF FINANCIAL OFFICER, MANAGER AND CLASS A MEMBER | NA | Control |
| CROWN, JEROME | I | CHIEF FINANCIAL OFFICER AND CLASS A MEMBER | NA | Control |
| CROWN, JEROME | I | CHIEF FINANCIAL OFFICER AND CLASS A MEMBER | NA | Control |
| CROWN, JEROME | I | CHIEF FINANCIAL OFFICER AND CLASS A MEMBER | NA | Control |
| CROWN, JEROME | I | CHIEF FINANCIAL OFFICER AND CLASS A MEMBER | NA | Control |
| CROWN, JEROME | I | CHIEF FINANCIAL OFFICER, MANAGER AND CLASS A MEMBER | NA | Control |
| CROWN, JEROME | I | CHIEF FINANCIAL OFFICER AND CLASS A MEMBER | NA | Control |
| CROWN, JEROME | I | CHIEF FINANCIAL OFFICER, MANAGER AND CLASS A MEMBER | NA | Control |
| CROWN, JEROME | I | CHIEF FINANCIAL OFFICER, MANAGER AND CLASS A MEMBER | NA | Control |
| CROWN, JEROME | I | CHIEF FINANCIAL OFFICER, MANAGER AND CLASS A MEMBER | NA | Control |
| CROWN, JEROME | I | CHIEF FINANCIAL OFFICER AND CLASS A MEMBER | NA | Control |
| CROWN, JEROME | I | CHIEF FINANCIAL OFFICER, MANAGER AND CLASS A MEMBER | NA | Control |
| CROWN, JEROME | I | CHIEF FINANCIAL OFFICER AND CLASS A MEMBER | NA | Control |
| CROWN, JEROME | I | CHIEF FINANCIAL OFFICER AND CLASS A MEMBER | NA | Control |
| CROWN, JEROME | I | CHIEF FINANCIAL OFFICER, MANAGER AND CLASS A MEMBER | NA | Control |
| CROWN, JEROME | I | CHIEF FINANCIAL OFFICER, MANAGER AND CLASS A MEMBER | NA | Control |
| CROWN, JEROME | I | CHIEF FINANCIAL OFFICER, MANAGER AND CLASS A MEMBER | NA | Control |
| CROWN, JEROME | I | CHIEF FINANCIAL OFFICER, MANAGER AND CLASS A MEMBER | NA | Control |
| CROWN, JEROME | I | CHIEF FINANCIAL OFFICER AND CLASS A MEMBER | NA | Control |
| CROWN, JEROME | I | CHIEF FINANCIAL OFFICER AND CLASS A MEMBER | NA | Control |
| CROWN, JEROME | I | CHIEF FINANCIAL OFFICER, MANAGER AND MEMBER | NA | Control |
| CROWN, JEROME | I | CHIEF FINANCIAL OFFICER, MANAGER AND CLASS A MEMBER | NA | Control |
| CROWN, JEROME | I | MANAGER AND MEMBER | NA | Control |
| CROWN, JEROME | I | MANAGER AND MEMBER | NA | Control |
| CROWN, JEROME | I | MANAGER AND MEMBER | NA | Control |
| CROWN, JEROME | I | MANAGER AND MEMBER | NA | Control |
| CROWN, JEROME | I | MANAGER AND MEMBER | NA | Control |
| CROWN, JEROME | I | MANAGER AND MEMBER | NA | Control |
| CUSACK, JEFFREY, PATRICK | I | MANAGER | NA | Control |
| CUSACK, JEFFREY, PATRICK | I | MANAGER | NA | Control |
| CUSACK, JEFFREY, PATRICK | I | MANAGER | NA | Control |
| CUSACK, JEFFREY, PATRICK | I | MANAGER | NA | Control |
| CUSACK, JEFFREY, PATRICK | I | MANAGER | NA | Control |
| CUSACK, JEFFREY, PATRICK | I | MANAGER | NA | Control |
| CUSACK, JEFFREY, PATRICK | I | MANAGER | NA | Control |
| CUSACK, JEFFREY, PATRICK | I | MANAGER | NA | Control |
| CUSACK, JEFFREY, PATRICK | I | MANAGER | NA | Control |
| DAMICO, RICHARD, PAUL | I | PORTFOLIO MGR, CLASS A MEMBER | NA | |
| DAMICO, RICHARD, PAUL | I | CHIEF INVESTMENT OFFICER AND MEMBER | NA | Control |
| DAMICO, RICHARD, PAUL | I | CHIEF INVESTMENT OFFICER AND MEMBER | NA | Control |
| DAMICO, RICHARD, PAUL | I | CO-CHIEF INVESTMENT OFFICER AND MEMBER | NA | Control |
| DAMICO, RICHARD, PAUL | I | CO-CHIEF INVESTMENT OFFICER AND MEMBER | NA | Control |
| DAMICO, RICHARD, PAUL | I | CHIEF INVESTMENT OFFICER AND MEMBER | NA | Control |
| DAMICO, RICHARD, PAUL | I | CHIEF INVESTMENT OFFICER AND MEMBER | NA | Control |
| DAMICO, RICHARD, PAUL | I | CHIEF INVESTMENT OFFICER AND MEMBER | NA | Control |
| DEGROAT, STEPHEN, JOSEPH | I | CLASS B MANAGER | NA | Control |
| DEGROAT, STEPHEN, JOSEPH | I | CLASS B MANAGER | NA | Control |
| DEGROAT, STEPHEN, JOSEPH | I | CLASS B MANAGER | NA | Control |
| DEPRIEST, JONATHAN, WADE | I | MANAGER | NA | Control |
| DEPRIEST, JONATHAN, WADE | I | MANAGER | NA | Control |
| DEPRIEST, JONATHAN, WADE | I | MANAGER | NA | Control |
| DEPRIEST, JONATHAN, WADE | I | MANAGER | NA | Control |
| DOUGHERTY, EDWARD, ANTHONY | I | EXECUTIVE MANAGING DIRECTOR AND CLASS A MEMBER | NA | Control |
| DOUGHERTY, EDWARD, ANTHONY | I | EXECUTIVE MANAGING DIRECTOR | NA | Control |
| DOUGHERTY, EDWARD, ANTHONY | I | EXECUTIVE MANAGING DIRECTOR AND CLASS A MEMBER | NA | Control |
| DOUGHERTY, EDWARD, ANTHONY | I | EXECUTIVE MANAGING DIRECTOR | NA | Control |
| DOUGHERTY, EDWARD, ANTHONY | I | EXECUTIVE MANAGING DIRECTOR AND CLASS A MEMBER | NA | Control |
| DOUGHERTY, EDWARD, ANTHONY | I | EXECUTIVE MANAGING DIRECTOR AND CLASS A MEMBER | NA | Control |
| DOUGHERTY, EDWARD, ANTHONY | I | EXECUTIVE MANAGING DIRECTOR AND CLASS A MEMBER | NA | Control |
| DOUGHERTY, EDWARD, ANTHONY | I | EXECUTIVE MANAGING DIRECTOR AND CLASS A MEMBER | NA | Control |
| DOUGHERTY, EDWARD, ANTHONY | I | EXECUTIVE MANAGING DIRECTOR AND CLASS A MEMBER | NA | Control |
| DOUGHERTY, EDWARD, ANTHONY | I | EXECUTIVE MANAGING DIRECTOR AND CLASS A MEMBER | NA | Control |
| DOUGHERTY, EDWARD, ANTHONY | I | EXECUTIVE MANAGING DIRECTOR AND CLASS A MEMBER | NA | Control |
| EHINGER, JOHN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EHINGER, JOHN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EHINGER, JOHN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EHINGER, JOHN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EHINGER, JOHN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EHINGER, JOHN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ENSZER, WILLIAM, KANE | I | MANAGER | NA | Control |
| ENSZER, WILLIAM, KANE | I | MANAGER | NA | Control |
| ENSZER, WILLIAM, KANE | I | MANAGER | NA | Control |
| ENSZER, WILLIAM, KANE | I | MANAGER | NA | Control |
| ENSZER, WILLIAM, KANE | I | MANAGER | NA | Control |
| ENSZER, WILLIAM, KANE | I | MANAGER | NA | Control |
| Ehinger, John | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Ehinger, John | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Ehinger, John | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FARRINGTON, JEFFREY, H. | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR OF EUROPEAN OPERATIONS AND MARKETING, AND CLASS A MEMBER | NA | Control |
| GERRON, JULIE, KRAMER | I | SENIOR VICE PRESIDENT - GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| GILDING, DONNA, K. | I | MANAGER | NA | Control |
| GILDING, DONNA, K. | I | MANAGER | NA | Control |
| GILDING, DONNA, K. | I | MANAGER | NA | Control |
| GILDING, DONNA, K. | I | MANAGER | NA | Control |
| GILDING, DONNA, K. | I | MANAGER | NA | Control |
| HARDCASTLE, WILLIAM, RALPH | I | SENIOR VICE PRESIDENT, STRATEGIC PLANNING AND PROGRAM MANAGER | NA | |
| HARDCASTLE, WILLIAM, RALPH | I | MANAGER | NA | |
| HARDCASTLE, WILLIAM, RALPH | I | MANAGER | NA | |
| HARDCASTLE, WILLIAM, RALPH | I | MANAGER | NA | |
| HARDCASTLE, WILLIAM, RALPH | I | MANAGER | NA | |
| HARDCASTLE, WILLIAM, RALPH | I | MANAGER | NA | |
| HARDCASTLE, WILLIAM, RALPH | I | MANAGER | NA | |
| HARDCASTLE, WILLIAM, RALPH | I | MANAGER | NA | |
| HARDCASTLE, WILLIAM, RALPH | I | MANAGER | NA | |
| HARDCASTLE, WILLIAM, RALPH | I | MANAGER | NA | |
| HESPE, LAURA, AN | I | COO | NA | Control |
| HESPE, LAURA, AN | I | COO, CLASS A MEMBER | NA | Control |
| HESPE, LAURA, AN | I | COO, CLASS A MEMBER | NA | Control |
| HESPE, LAURA, AN | I | COO, CLASS A MEMBER | NA | Control |
| HESPE, LAURA, AN | I | COO, CLASS A MEMBER | NA | Control |
| HESPE, LAURA, AN | I | COO, CLASS A MEMBER | NA | Control |
| HESPE, LAURA, AN | I | COO, CLASS A MEMBER | NA | Control |
| HESPE, LAURA, AN | I | COO, CLASS A MEMBER | NA | Control |
| HESPE, LAURA, AN | I | COO, CLASS A MEMBER | NA | Control |
| HESPE, LAURA, AN | I | CHIEF OPERATING OFFICER, CLASS A MEMBER | NA | Control |
| HESPE, LAURA, AN | I | CHIEF OPERATING OFFICER, CLASS A MEMBER | NA | Control |
| HESPE, LAURA, AN | I | COO, CLASS A MEMBER | NA | Control |
| HESPE, LAURA, AN | I | COO, CLASS A MEMBER | NA | Control |
| HESPE, LAURA, AN | I | COO, CLASS A MEMBER | NA | Control |
| HESPE, LAURA, AN | I | COO, CLASS A MEMBER | NA | Control |
| HESPE, LAURA, AN | I | CHIEF OPERATING OFFICER, CLASS A MEMBER | NA | Control |
| HESPE, LAURA, AN | I | CHIEF OPERATING OFFICER, CLASS A MEMBER | NA | Control |
| HESPE, LAURA, AN | I | CHIEF OPERATING OFFICER, MEMBER | NA | Control |
| HESPE, LAURA, AN | I | CHIEF OPERATING OFFICER, CLASS A MEMBER | NA | Control |
| HESPE, LAURA, AN | I | CHIEF OPERATING OFFICER, MEMBER | NA | Control |
| HESPE, LAURA, AN | I | CHIEF OPERATING OFFICER, MEMBER | NA | Control |
| HESPE, LAURA, AN | I | CHIEF OPERATING OFFICER, MEMBER | NA | Control |
| HESPE, LAURA, AN | I | CHIEF OPERATING OFFICER, MEMBER | NA | Control |
| HESPE, LAURA, AN | I | CHIEF OPERATING OFFICER, MEMBER | NA | Control |
| HESPE, LAURA, AN | I | CHIEF OPERATING OFFICER, MEMBER | NA | Control |
| HESPE, LAURA, AN | I | CHIEF OPERATING OFFICER, MEMBER | NA | Control |
| HESPE, LAURA, AN | I | CHIEF OPERATING OFFICER, MEMBER | NA | Control |
| HESPE, LAURA, AN | I | CHIEF OPERATING OFFICER, MEMBER | NA | Control |
| HESPE, LAURA, AN | I | CHIEF OPERATING OFFICER, MEMBER | NA | Control |
| HESPE, LAURA, AN | I | CHIEF OPERATING OFFICER, MEMBER | NA | Control |
| HESPE, LAURA, AN | I | CHIEF OPERATING OFFICER, MEMBER | NA | Control |
| HESPE, LAURA, AN | I | CHIEF OPERATING OFFICER, MEMBER | NA | Control |
| HESPE, LAURA, AN | I | CHIEF OPERATING OFFICER, MEMBER | NA | Control |
| HESPE, LAURA, AN | I | CHIEF OPERATING OFFICER, MEMBER | NA | Control |
| HESPE, LAURA, AN | I | CHIEF OPERATING OFFICER, MEMBER | NA | Control |
| HESPE, LAURA, AN | I | CHIEF OPERATING OFFICER, MEMBER | NA | Control |
| HESPE, LAURA, AN | I | CHIEF OPERATING OFFICER, MEMBER | NA | Control |
| HESPE, LAURA, AN | I | CHIEF OPERATING OFFICER, MEMBER | NA | Control |
| HESPE, LAURA, AN | I | CHIEF OPERATING OFFICER, MEMBER | NA | Control |
| HESPE, LAURA, AN | I | CHIEF OPERATING OFFICER, MEMBER | NA | Control |
| HESPE, LAURA, AN | I | CHIEF OPERATING OFFICER, MEMBER | NA | Control |
| HESPE, LAURA, AN | I | CHIEF OPERATING OFFICER, MEMBER | NA | Control |
| HESPE, LAURA, AN | I | CHIEF OPERATING OFFICER, MEMBER | NA | Control |
| HESPE, LAURA, AN | I | CHIEF OPERATING OFFICER, MEMBER | NA | Control |
| HESPE, LAURA, AN | I | CHIEF OPERATING OFFICER, MEMBER | NA | Control |
| HESPE, LAURA, AN | I | CHIEF OPERATING OFFICER, MEMBER | NA | Control |
| HESPE, LAURA, AN | I | CHIEF OPERATING OFFICER, MEMBER | NA | Control |
| HESPE, LAURA, AN | I | CHIEF OPERATING OFFICER, MEMBER | NA | Control |
| HESPE, LAURA, AN | I | CHIEF OPERATING OFFICER, MEMBER | NA | Control |
| HESPE, LAURA, AN | I | CHIEF OPERATING OFFICER, MEMBER | NA | Control |
| HESPE, LAURA, AN | I | CHIEF OPERATING OFFICER, MEMBER | NA | Control |
| HIBBETTS, MATTHEW, SCOTT | I | MANAGER | NA | Control |
| HIBBETTS, MATTHEW, SCOTT | I | MANAGER | NA | Control |
| HIBBETTS, MATTHEW, SCOTT | I | MANAGER | NA | Control |
| HIBBETTS, MATTHEW, SCOTT | I | MANAGER | NA | Control |
| HIBBETTS, MATTHEW, SCOTT | I | MANAGER | NA | Control |
| HIBBETTS, MATTHEW, SCOTT | I | MANAGER | NA | Control |
| KEELEY, JR, JOHN, LEMUEL | I | MANAGER | NA | Control |
| KEELEY, JR, JOHN, LEMUEL | I | MANAGER, TTEE OF JOHN L KEELEY JR RESTATED REVOCABLE TRUST | NA | Control |
| KEELEY, JR, JOHN, LEMUEL | I | MANAGER | NA | Control |
| KEELEY, JR, JOHN, LEMUEL | I | MANAGER | NA | Control |
| KEELEY, JR, JOHN, LEMUEL | I | MANAGER | NA | Control |
| KEELEY, JR, JOHN, LEMUEL | I | MANAGER | NA | Control |
| KEELEY, JR, JOHN, LEMUEL | I | MANAGER | NA | Control |
| KEELEY, JR, JOHN, LEMUEL | I | MANAGER | NA | Control |
| KEELEY, JR, JOHN, LEMUEL | I | MANAGER, TTEE OF JOHN L KEELEY JR RESTATED REVOCABLE TRUST | NA | Control |
| KEELEY, JR, JOHN, LEMUEL | I | MANAGER, TTEE OF JOHN L KEELEY JR RESTATED REVOCABLE TRUST | NA | Control |
| KEELEY, JR, JOHN, LEMUEL | I | MANAGER | NA | Control |
| KEELEY, MARK, THOMAS | I | MANAGER | NA | Control |
| KEELEY, MARK, THOMAS | I | MANAGER | NA | Control |
| KEELEY, MARK, THOMAS | I | MANAGER | NA | Control |
| KEELEY, MARK, THOMAS | I | MANAGER | NA | Control |
| KEELEY, MARK, THOMAS | I | MANAGER | NA | Control |
| KEELEY, MARK, THOMAS | I | MANAGER | NA | Control |
| KEELEY, MARK, THOMAS | I | MANAGER | NA | Control |
| KEELEY, MARK, THOMAS | I | MANAGER | NA | Control |
| KEELEY, MARK, THOMAS | I | MANAGER | NA | Control |
| KEELEY, MARK, THOMAS | I | MANAGER | NA | Control |
| KEELEY, MARK, THOMAS | I | MANAGER | NA | Control |
| KEELEY, MARK, THOMAS | I | MANAGER | NA | Control |
| KEELEY, MARK, THOMAS | I | MANAGER | NA | Control |
| KEELEY, MARK, THOMAS | I | MANAGER | NA | Control |
| KEELEY, MARK, THOMAS | I | MANAGER | NA | Control |
| KEELEY, MARK, THOMAS | I | MANAGER | NA | Control |
| KEELEY, MARK, THOMAS | I | MANAGER | NA | Control |
| KEELEY, MARK, THOMAS | I | MANAGER | NA | Control |
| KEELEY, MARK, THOMAS | I | MANAGER | NA | Control |
| KEELEY, MARK, THOMAS | I | MANAGER | NA | Control |
| KEELEY, MARK, THOMAS | I | MANAGER | NA | Control |
| KEELEY, MARK, THOMAS | I | MANAGER | NA | Control |
| KEELEY, MARK, THOMAS | I | MANAGER | NA | Control |
| KEELEY, MARK, THOMAS | I | MANAGER | NA | Control |
| KEELEY, MARK, THOMAS | I | MANAGER | NA | Control |
| KEELEY, MARK, THOMAS | I | MANAGER | NA | Control |
| KEELEY, MARK, THOMAS | I | MANAGER | NA | Control |
| KEELEY, MARK, THOMAS | I | MANAGER | NA | Control |
| LINTON, DAVID, ONTHANK | I | MANAGER | NA | |
| LINTON, DAVID, ONTHANK | I | MANAGER | NA | |
| LINTON, DAVID, ONTHANK | I | MANAGER | NA | |
| LINTON, DAVID, ONTHANK | I | MANAGER | NA | |
| LINTON, DAVID, ONTHANK | I | MANAGER | NA | |
| LINTON, DAVID, ONTHANK | I | MANAGER | NA | |
| LINTON, DAVID, ONTHANK | I | MANAGER | NA | |
| MAINS, NORMAN, ELLSWORTH | I | MANAGER | NA | Control |
| MAINS, NORMAN, ELLSWORTH | I | MANAGER | NA | Control |
| MAINS, NORMAN, ELLSWORTH | I | MANAGER | NA | Control |
| MAINS, NORMAN, ELLSWORTH | I | MANAGER | NA | Control |
| MAINS, NORMAN, ELLSWORTH | I | MANAGER | NA | Control |
| MAINS, NORMAN, ELLSWORTH | I | MANAGER | NA | Control |
| MAINS, NORMAN, ELLSWORTH | I | MANAGER | NA | Control |
| MAINS, NORMAN, ELLSWORTH | I | MANAGER | NA | Control |
| MAINS, NORMAN, ELLSWORTH | I | MANAGER | NA | Control |
| MAINS, NORMAN, ELLSWORTH | I | MANAGER | NA | Control |
| MAINS, NORMAN, ELLSWORTH | I | MANAGER | NA | Control |
| MAINS, NORMAN, ELLSWORTH | I | MANAGER | NA | Control |
| MAINS, NORMAN, ELLSWORTH | I | MANAGER | NA | Control |
| MAINS, NORMAN, ELLSWORTH | I | MANAGER | NA | Control |
| MAINS, NORMAN, ELLSWORTH | I | MANAGER | NA | Control |
| MONTGOMERY, JOHN, PORTER | I | CHIEF OPERATING OFFICER | NA | |
| MONTGOMERY, JOHN, PORTER | I | MANAGER | NA | |
| MONTGOMERY, JOHN, PORTER | I | MANAGER | NA | |
| RADCLIFFE, JEREMY, LAWRENCE | I | MANAGER | NA | Control |
| RADCLIFFE, JEREMY, LAWRENCE | I | MANAGER | NA | Control |
| RADCLIFFE, JEREMY, LAWRENCE | I | MANAGER | NA | Control |
| RADCLIFFE, JEREMY, LAWRENCE | I | MANAGER | NA | Control |
| RADCLIFFE, JEREMY, LAWRENCE | I | MANAGER | NA | Control |
| RADCLIFFE, JEREMY, LAWRENCE | I | MANAGER | NA | Control |
| RADCLIFFE, JEREMY, LAWRENCE | I | MANAGER | NA | Control |
| RADCLIFFE, JEREMY, LAWRENCE | I | MANAGER | NA | Control |
| RADCLIFFE, JEREMY, LAWRENCE | I | MANAGER | NA | Control |
| RADCLIFFE, JEREMY, LAWRENCE | I | MANAGER | NA | Control |
| RADCLIFFE, JEREMY, LAWRENCE | I | MANAGER | NA | Control |
| RADCLIFFE, JEREMY, LAWRENCE | I | CHAIRMAN, MANAGER | NA | Control |
| RADCLIFFE, JEREMY, LAWRENCE | I | CHAIRMAN, MANAGER | NA | Control |
| RADCLIFFE, JEREMY, LAWRENCE | I | CHAIRMAN, MANAGER | NA | Control |
| RADCLIFFE, JEREMY, LAWRENCE | I | CHAIRMAN, MANAGER | NA | Control |
| RADCLIFFE, JEREMY, LAWRENCE | I | CHAIRMAN, MANAGER | NA | Control |
| RADCLIFFE, JEREMY, LAWRENCE | I | CHAIRMAN, MANAGER | NA | Control |
| RADCLIFFE, JEREMY, LAWRENCE | I | CHAIRMAN, MANAGER | NA | Control |
| RIVERTRADE LTD. | FE | CLASS R MEMBER | NA | |
| RIVERTRADE LTD. | FE | CLASS R MEMBER | NA | |
| SEIGERMAN, ALAN, ARTHUR | I | MANAGER | NA | Control |
| SWANSON, ANN MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SWANSON, ANN MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SWANSON, ANN MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHITE, LOIRE, LEE | I | MANAGER | NA | Control |
| WHITE, LOIRE, LEE | I | MANAGER | NA | Control |
| WESTWOOD HOLDINGS GROUP, INC. | DE | MEMBER | E | Control |
| WESTWOOD HOLDINGS GROUP, INC. | DE | MEMBER | E | Control |
| WESTWOOD HOLDINGS GROUP, INC. | DE | MEMBER | E | Control |
| WESTWOOD HOLDINGS GROUP, INC. | DE | MEMBER | E | Control |
| WESTWOOD HOLDINGS GROUP, INC. | DE | MEMBER | E | Control |
| WESTWOOD HOLDINGS GROUP, INC. | DE | MEMBER | E | Control |
| WESTWOOD HOLDINGS GROUP, INC. | DE | MEMBER | E | Control |
| WESTWOOD HOLDINGS GROUP, INC. | DE | MEMBER | E | Control |
| FORWARD MANAGEMENT, LLC | DE | MEMBER | C | Control |
| FORWARD MANAGEMENT, LLC | DE | MEMBER | C | Control |
| FORWARD MANAGEMENT, LLC | DE | MEMBER | C | Control |
| FORWARD MANAGEMENT, LLC | DE | MEMBER | C | Control |
| FORWARD MANAGEMENT, LLC | DE | MEMBER | C | Control |
| FORWARD MANAGEMENT, LLC | DE | MEMBER | C | Control |
| FORWARD MANAGEMENT, LLC | DE | MEMBER | C | Control |
| FORWARD MANAGEMENT, LLC | DE | CLASS F-1 MEMBER | C | Control |
| FORWARD MANAGEMENT, LLC | DE | CLASS F-1 MEMBER | C | Control |
| FORWARD MANAGEMENT, LLC | DE | MEMBER | C | Control |
| FORWARD MANAGEMENT, LLC | DE | MEMBER | C | Control |
| FORWARD MANAGEMENT, LLC | DE | MEMBER | C | Control |
| FORWARD MANAGEMENT, LLC | DE | MEMBER | C | Control |
| FORWARD MANAGEMENT, LLC | DE | CLASS F-1 MEMBER | C | Control |
| FORWARD MANAGEMENT, LLC | DE | CLASS F-1 MEMBER | C | Control |
| FORWARD MANAGEMENT, LLC | DE | MEMBER | C | Control |
| FORWARD MANAGEMENT, LLC | DE | CLASS F-1 MEMBER | C | Control |
| FORWARD MANAGEMENT, LLC | DE | MEMBER | C | Control |
| FORWARD MANAGEMENT, LLC | DE | MEMBER | C | Control |
| FORWARD MANAGEMENT, LLC | DE | MEMBER | C | Control |
| FORWARD MANAGEMENT, LLC | DE | MEMBER | C | Control |
| FORWARD MANAGEMENT, LLC | DE | MEMBER | C | Control |
| FORWARD MANAGEMENT, LLC | DE | MEMBER | C | Control |
| FORWARD MANAGEMENT, LLC | DE | MEMBER | C | Control |
| FORWARD MANAGEMENT, LLC | DE | MEMBER | C | Control |
| FORWARD MANAGEMENT, LLC | DE | MEMBER | C | Control |
| FORWARD MANAGEMENT, LLC | DE | MEMBER | C | Control |
| FORWARD MANAGEMENT, LLC | DE | MEMBER | C | Control |
| FORWARD MANAGEMENT, LLC | DE | MEMBER | C | Control |
| FORWARD MANAGEMENT, LLC | DE | MEMBER | C | Control |
| FORWARD MANAGEMENT, LLC | DE | MEMBER | C | Control |
| FORWARD MANAGEMENT, LLC | DE | MEMBER | C | Control |
| FORWARD MANAGEMENT, LLC | DE | MEMBER | C | Control |
| FORWARD MANAGEMENT, LLC | DE | MEMBER | C | Control |
| FORWARD MANAGEMENT, LLC | DE | MEMBER | C | Control |
| FORWARD MANAGEMENT, LLC | DE | MEMBER | C | Control |
| FORWARD MANAGEMENT, LLC | DE | MEMBER | C | Control |
| FORWARD MANAGEMENT, LLC | DE | MEMBER | C | Control |
| FORWARD MANAGEMENT, LLC | DE | MEMBER | C | Control |
| FORWARD MANAGEMENT, LLC | DE | MEMBER | C | Control |
| PROGRESS-PUTNAM LOVELL VENTURES LLC | DE | CLASS D MEMBER | C | Control |
| PROGRESS-PUTNAM LOVELL VENTURES LLC | DE | CLASS D MEMBER | C | Control |
| PROGRESS-PUTNAM LOVELL VENTURES LLC | DE | CLASS D MEMBER | C | Control |
| PROGRESS-PUTNAM LOVELL VENTURES LLC | DE | CLASS D MEMBER | C | Control |
| PROGRESS-PUTNAM LOVELL VENTURES LLC | DE | CLASS D MEMBER | C | Control |
| WESTWOOD HOLDINGS GROUP, INC. | DE | MEMBER | C | Control |
| WESTWOOD HOLDINGS GROUP, INC. | DE | MEMBER | C | Control |
| BARBARA G. KEELEY REVOCABLE TRUST | DE | MEMBER | B | |
| BARBARA G. KEELEY REVOCABLE TRUST | DE | MEMBER | B | |
| BARBARA G. KEELEY REVOCABLE TRUST | DE | MEMBER | B | |
| BARBARA G. KEELEY REVOCABLE TRUST | DE | MEMBER | B | |
| BARBARA G. KEELEY REVOCABLE TRUST | DE | MEMBER | B | |
| BARBARA G. KEELEY REVOCABLE TRUST | DE | MEMBER | B | |
| BARBARA G. KEELEY REVOCABLE TRUST | DE | MEMBER | B | |
| BARBARA G. KEELEY REVOCABLE TRUST | DE | MEMBER | B | |
| BARBARA G. KEELEY REVOCABLE TRUST | DE | MEMBER | B | |
| BARBARA G. KEELEY REVOCABLE TRUST | DE | MEMBER | B | |
| BARBARA G. KEELEY REVOCABLE TRUST | DE | MEMBER | B | |
| BARBARA G. KEELEY REVOCABLE TRUST | DE | MEMBER | B | |
| BARNETT, DANIEL, JOSEPH | I | CHAIRMAN, CEO AND CLASS A MEMBER | B | Control |
| BARNETT, DANIEL, JOSEPH | I | CHAIRMAN, AND CLASS A MEMBER | B | Control |
| BARNETT, DANIEL, JOSEPH | I | CHAIRMAN, AND CLASS A MEMBER | B | Control |
| BARNETT, DANIEL, JOSEPH | I | CHAIRMAN, CEO AND CLASS A MEMBER | B | Control |
| BARNETT, DANIEL, JOSEPH | I | CHAIRMAN, AND CLASS A MEMBER | B | Control |
| BARNETT, DANIEL, JOSEPH | I | CHAIRMAN, CEO AND CLASS A MEMBER | B | Control |
| BARNETT, DANIEL, JOSEPH | I | CHAIRMAN, CEO AND CLASS A MEMBER | B | Control |
| BARNETT, DANIEL, JOSEPH | I | CHAIRMAN, CEO AND CLASS A MEMBER | B | Control |
| BARNETT, DANIEL, JOSEPH | I | CHAIRMAN, CEO AND CLASS A MEMBER | B | Control |
| BARNETT, DANIEL, JOSEPH | I | CHAIRMAN, CEO AND CLASS A MEMBER | B | Control |
| BARNETT, DANIEL, JOSEPH | I | CHAIRMAN, AND CLASS A MEMBER | B | Control |
| BARNETT, DANIEL, JOSEPH | I | CHAIRMAN, CEO AND CLASS A MEMBER | B | Control |
| BARNETT, DANIEL, JOSEPH | I | CHAIRMAN, AND CLASS A MEMBER | B | Control |
| BARNETT, DANIEL, JOSEPH | I | CHAIRMAN, AND CLASS A MEMBER | B | Control |
| BARNETT, DANIEL, JOSEPH | I | CHAIRMAN, MANAGER AND CLASS A MEMBER | B | Control |
| BARNETT, DANIEL, JOSEPH | I | CHAIRMAN, MANAGER AND CLASS A MEMBER | B | Control |
| BARNETT, DANIEL, JOSEPH | I | CHAIRMAN, MANAGER AND CLASS A MEMBER | B | Control |
| BARNETT, DANIEL, JOSEPH | I | CHAIRMAN, MANAGER AND CLASS A MEMBER | B | Control |
| BARNETT, DANIEL, JOSEPH | I | CHAIRMAN, MANAGER AND CLASS A MEMBER | B | Control |
| BARNETT, DANIEL, JOSEPH | I | CHAIRMAN, MANAGER AND CLASS A MEMBER | B | Control |
| BARNETT, DANIEL, JOSEPH | I | CHAIRMAN, AND CLASS A MEMBER | B | Control |
| BARNETT, DANIEL, JOSEPH | I | CHAIRMAN, AND CLASS A MEMBER | B | Control |
| BARNETT, DANIEL, JOSEPH | I | CHAIRMAN, AND CLASS A MEMBER | B | Control |
| BARNETT, DANIEL, JOSEPH | I | CHAIRMAN, MANAGER AND CLASS A MEMBER | B | Control |
| BARNETT, DANIEL, JOSEPH | I | CHAIRMAN, MANAGER AND CLASS A MEMBER | B | Control |
| BARNETT, DANIEL, JOSEPH | I | CHAIRMAN, MANAGER AND MEMBER | B | Control |
| BARNETT, DANIEL, JOSEPH | I | CHAIRMAN, MANAGER AND CLASS A MEMBER | B | Control |
| BARNETT, DANIEL, JOSEPH | I | CHAIRMAN, MANAGER AND MEMBER | B | Control |
| BARNETT, DANIEL, JOSEPH | I | CHAIRMAN, MANAGER AND MEMBER | B | Control |
| BARNETT, DANIEL, JOSEPH | I | CHAIRMAN, MANAGER AND MEMBER | B | Control |
| BARNETT, DANIEL, JOSEPH | I | CHAIRMAN, MANAGER AND MEMBER | B | Control |
| BARNETT, DANIEL, JOSEPH | I | CHAIRMAN, MANAGER AND MEMBER | B | Control |
| BARNETT, DANIEL, JOSEPH | I | CHAIRMAN, MANAGER AND MEMBER | B | Control |
| BARNETT, DANIEL, JOSEPH | I | CHAIRMAN, MANAGER AND MEMBER | B | Control |
| BARNETT, DANIEL, JOSEPH | I | CHAIRMAN, MANAGER AND MEMBER | B | Control |
| BARNETT, DANIEL, JOSEPH | I | CHAIRMAN, MANAGER AND MEMBER | B | Control |
| FORWARD MANAGEMENT, LLC | DE | MEMBER | B | Control |
| FORWARD MANAGEMENT, LLC | DE | MEMBER | B | Control |
| GUPTILL, CHRISTOPHER, JON | I | MANAGER, PRESIDENT, CHIEF INVESTMENT OFFICER AND CLASS A MEMBER | B | Control |
| GUPTILL, CHRISTOPHER, JON | I | CEO, PRESIDENT, CHIEF INVESTMENT OFFICER, MANAGER AND CLASS A MEMBER | B | Control |
| GUPTILL, CHRISTOPHER, JON | I | CEO, PRESIDENT, CHIEF INVESTMENT OFFICER, MANAGER AND CLASS A MEMBER | B | Control |
| GUPTILL, CHRISTOPHER, JON | I | MANAGER, PRESIDENT, CHIEF INVESTMENT OFFICER AND CLASS A MEMBER | B | Control |
| GUPTILL, CHRISTOPHER, JON | I | CEO, PRESIDENT, CHIEF INVESTMENT OFFICER, MANAGER AND CLASS A MEMBER | B | Control |
| GUPTILL, CHRISTOPHER, JON | I | MANAGER, PRESIDENT, CHIEF INVESTMENT OFFICER AND CLASS A MEMBER | B | Control |
| GUPTILL, CHRISTOPHER, JON | I | MANAGER, PRESIDENT, CHIEF INVESTMENT OFFICER AND CLASS A MEMBER | B | Control |
| GUPTILL, CHRISTOPHER, JON | I | MANAGER, PRESIDENT, CHIEF INVESTMENT OFFICER AND CLASS A MEMBER | B | Control |
| GUPTILL, CHRISTOPHER, JON | I | MANAGER, PRESIDENT, CHIEF INVESTMENT OFFICER AND CLASS A MEMBER | B | Control |
| GUPTILL, CHRISTOPHER, JON | I | MANAGER, PRESIDENT, CHIEF INVESTMENT OFFICER AND CLASS A MEMBER | B | Control |
| GUPTILL, CHRISTOPHER, JON | I | CEO, PRESIDENT, CHIEF INVESTMENT OFFICER, MANAGER AND CLASS A MEMBER | B | Control |
| GUPTILL, CHRISTOPHER, JON | I | MANAGER, PRESIDENT, CHIEF INVESTMENT OFFICER AND CLASS A MEMBER | B | Control |
| GUPTILL, CHRISTOPHER, JON | I | CEO, PRESIDENT, CHIEF INVESTMENT OFFICER, MANAGER AND CLASS A MEMBER | B | Control |
| GUPTILL, CHRISTOPHER, JON | I | CEO, PRESIDENT, CHIEF INVESTMENT OFFICER, MANAGER AND CLASS A MEMBER | B | Control |
| GUPTILL, CHRISTOPHER, JON | I | CEO, PRESIDENT, CHIEF INVESTMENT OFFICER, MANAGER AND CLASS A MEMBER | B | Control |
| GUPTILL, CHRISTOPHER, JON | I | CO-CEO, PRESIDENT, CHIEF INVESTMENT OFFICER, MANAGER AND CLASS A MEMBER | B | Control |
| GUPTILL, CHRISTOPHER, JON | I | CEO, PRESIDENT, CHIEF INVESTMENT OFFICER, MANAGER AND CLASS A MEMBER | B | Control |
| GUPTILL, CHRISTOPHER, JON | I | CO-CEO, PRESIDENT, CHIEF INVESTMENT OFFICER, MANAGER AND CLASS A MEMBER | B | Control |
| GUPTILL, CHRISTOPHER, JON | I | CO-CEO, PRESIDENT, CHIEF INVESTMENT OFFICER, MANAGER AND CLASS A MEMBER | B | Control |
| GUPTILL, CHRISTOPHER, JON | I | CEO, PRESIDENT, CHIEF INVESTMENT OFFICER, MANAGER AND CLASS A MEMBER | B | Control |
| GUPTILL, CHRISTOPHER, JON | I | CEO, PRESIDENT, CHIEF INVESTMENT OFFICER, MANAGER AND CLASS A MEMBER | B | Control |
| GUPTILL, CHRISTOPHER, JON | I | CEO, PRESIDENT, CHIEF INVESTMENT OFFICER, MANAGER AND CLASS A MEMBER | B | Control |
| GUPTILL, CHRISTOPHER, JON | I | CEO, PRESIDENT, CHIEF INVESTMENT OFFICER, MANAGER AND CLASS A MEMBER | B | Control |
| GUPTILL, CHRISTOPHER, JON | I | CO-CEO, PRESIDENT, CHIEF INVESTMENT OFFICER, MANAGER AND CLASS A MEMBER | B | Control |
| GUPTILL, CHRISTOPHER, JON | I | CO-CEO, PRESIDENT, CHIEF INVESTMENT OFFICER, MANAGER AND CLASS A MEMBER | B | Control |
| GUPTILL, CHRISTOPHER, JON | I | CO-CEO, PRESIDENT, CHIEF INVESTMENT OFFICER, MANAGER AND MEMBER | B | Control |
| GUPTILL, CHRISTOPHER, JON | I | CO-CEO, PRESIDENT, CHIEF INVESTMENT OFFICER, MANAGER AND CLASS A MEMBER | B | Control |
| GUPTILL, CHRISTOPHER, JON | I | CO-CEO, PRESIDENT, CHIEF INVESTMENT OFFICER, MANAGER AND MEMBER | B | Control |
| GUPTILL, CHRISTOPHER, JON | I | CO-CEO, PRESIDENT, CHIEF INVESTMENT OFFICER, MANAGER AND MEMBER | B | Control |
| GUPTILL, CHRISTOPHER, JON | I | CO-CEO, PRESIDENT, CHIEF INVESTMENT OFFICER, MANAGER AND MEMBER | B | Control |
| GUPTILL, CHRISTOPHER, JON | I | CO-CEO, PRESIDENT, CHIEF INVESTMENT OFFICER, MANAGER AND MEMBER | B | Control |
| GUPTILL, CHRISTOPHER, JON | I | CO-CEO, PRESIDENT, CHIEF INVESTMENT OFFICER, MANAGER AND MEMBER | B | Control |
| GUPTILL, CHRISTOPHER, JON | I | CO-CEO, PRESIDENT, CHIEF INVESTMENT OFFICER, MANAGER AND MEMBER | B | Control |
| GUPTILL, CHRISTOPHER, JON | I | CO-CEO, PRESIDENT, CHIEF INVESTMENT OFFICER, MANAGER AND MEMBER | B | Control |
| GUPTILL, CHRISTOPHER, JON | I | CO-CEO, PRESIDENT, CHIEF INVESTMENT OFFICER, MANAGER AND MEMBER | B | Control |
| GUPTILL, CHRISTOPHER, JON | I | CO-CEO, PRESIDENT, CHIEF INVESTMENT OFFICER, MANAGER AND MEMBER | B | Control |
| GUPTILL, CHRISTOPHER, JON | I | CO-CEO, PRESIDENT, CHIEF INVESTMENT OFFICER, MANAGER AND MEMBER | B | Control |
| GUPTILL, CHRISTOPHER, JON | I | CO-CEO, PRESIDENT, CHIEF INVESTMENT OFFICER, MANAGER AND MEMBER | B | Control |
| GUPTILL, CHRISTOPHER, JON | I | CO-CEO, PRESIDENT, CHIEF INVESTMENT OFFICER, MANAGER AND MEMBER | B | Control |
| GUPTILL, CHRISTOPHER, JON | I | CO-CEO, PRESIDENT, CHIEF INVESTMENT OFFICER, MANAGER AND MEMBER | B | Control |
| GUPTILL, CHRISTOPHER, JON | I | CO-CEO, PRESIDENT, CHIEF INVESTMENT OFFICER, MANAGER AND MEMBER | B | Control |
| GUPTILL, CHRISTOPHER, JON | I | CO-CEO, PRESIDENT, CHIEF INVESTMENT OFFICER, MANAGER AND MEMBER | B | Control |
| GUPTILL, CHRISTOPHER, JON | I | CO-CEO, PRESIDENT, CHIEF INVESTMENT OFFICER, MANAGER AND MEMBER | B | Control |
| GUPTILL, CHRISTOPHER, JON | I | CO-CEO, PRESIDENT, CHIEF INVESTMENT OFFICER, MANAGER AND MEMBER | B | Control |
| GUPTILL, CHRISTOPHER, JON | I | CO-CEO, PRESIDENT, CHIEF INVESTMENT OFFICER, MANAGER AND MEMBER | B | Control |
| GUPTILL, CHRISTOPHER, JON | I | CO-CEO, PRESIDENT, CHIEF INVESTMENT OFFICER, MANAGER AND MEMBER | B | Control |
| GUPTILL, CHRISTOPHER, JON | I | CO-CEO, PRESIDENT, CHIEF INVESTMENT OFFICER, MANAGER AND MEMBER | B | Control |
| GUPTILL, CHRISTOPHER, JON | I | CO-CEO, PRESIDENT, CHIEF INVESTMENT OFFICER, MANAGER AND MEMBER | B | Control |
| GUPTILL, CHRISTOPHER, JON | I | CO-CEO, PRESIDENT, CHIEF INVESTMENT OFFICER, MANAGER AND MEMBER | B | Control |
| GUPTILL, CHRISTOPHER, JON | I | CO-CEO, PRESIDENT, CHIEF INVESTMENT OFFICER, MANAGER AND MEMBER | B | Control |
| GUPTILL, CHRISTOPHER, JON | I | CO-CEO, PRESIDENT, CHIEF INVESTMENT OFFICER, MANAGER AND MEMBER | B | Control |
| GUPTILL, CHRISTOPHER, JON | I | CO-CEO, PRESIDENT, CHIEF INVESTMENT OFFICER, MANAGER AND MEMBER | B | Control |
| JOHN L KEELEY JR RESTATED REVOCABLE TRUST | DE | CLASS K MEMBER | B | Control |
| JOHN L KEELEY JR RESTATED REVOCABLE TRUST | DE | CLASS K MEMBER | B | |
| JOHN L KEELEY JR RESTATED REVOCABLE TRUST | DE | CLASS K MEMBER | B | |
| JOHN L KEELEY JR RESTATED REVOCABLE TRUST | DE | CLASS K MEMBER | B | |
| JOHN L KEELEY JR RESTATED REVOCABLE TRUST | DE | CLASS K MEMBER | B | |
| JOHN L KEELEY JR RESTATED REVOCABLE TRUST | DE | CLASS K MEMBER | B | |
| JOHN L KEELEY JR RESTATED REVOCABLE TRUST | DE | CLASS K MEMBER | B | |
| JOHN L KEELEY JR RESTATED REVOCABLE TRUST | DE | CLASS K MEMBER | B | |
| JOHN L KEELEY JR RESTATED REVOCABLE TRUST | DE | CLASS K MEMBER | B | |
| JOHN L KEELEY JR RESTATED REVOCABLE TRUST | DE | CLASS K MEMBER | B | |
| JOHN L KEELEY JR RESTATED REVOCABLE TRUST | DE | CLASS K MEMBER | B | |
| JOHN L KEELEY JR RESTATED REVOCABLE TRUST | DE | CLASS K MEMBER | B | |
| JOHN L KEELEY JR RESTATED REVOCABLE TRUST | DE | CLASS K MEMBER | B | |
| KEELEY, JR, JOHN, LEMUEL | I | CLASS K MEMBER, MANAGER | B | Control |
| KEELEY, JR, JOHN, LEMUEL | I | CLASS K MEMBER, MANAGER | B | Control |
| KEELEY, JR, JOHN, LEMUEL | I | CLASS K MEMBER, MANAGER | B | Control |
| KINDER, JOHN | I | CLASS B MANAGER | B | Control |
| KINDER, JOHN | I | CLASS B MEMBER, MANAGER | B | Control |
| KINDER, JOHN | I | CLASS B MANAGER | B | Control |
| KINDER, JOHN | I | CLASS B MANAGER | B | Control |
| KINDER, JOHN | I | CLASS B MANAGER | B | Control |
| KINDER, JOHN | I | CLASS B MANAGER | B | Control |
| MARITAL TRUST U/A JOHN L KEELEY JR RESTATED REVOCABLE TRUST | DE | MEMBER | B | |
| MARITAL TRUST U/A JOHN L KEELEY JR RESTATED REVOCABLE TRUST | DE | CLASS K MEMBER | B | |
| MARITAL TRUST U/A JOHN L KEELEY JR RESTATED REVOCABLE TRUST | DE | MEMBER | B | |
| MARITAL TRUST U/A JOHN L KEELEY JR RESTATED REVOCABLE TRUST | DE | MEMBER | B | |
| MARITAL TRUST U/A JOHN L KEELEY JR RESTATED REVOCABLE TRUST | DE | MEMBER | B | |
| MARITAL TRUST U/A JOHN L KEELEY JR RESTATED REVOCABLE TRUST | DE | MEMBER | B | |
| MARITAL TRUST U/A JOHN L KEELEY JR RESTATED REVOCABLE TRUST | DE | MEMBER | B | |
| MARITAL TRUST U/A JOHN L KEELEY JR RESTATED REVOCABLE TRUST | DE | MEMBER | B | |
| MARITAL TRUST U/A JOHN L KEELEY JR RESTATED REVOCABLE TRUST | DE | MEMBER | B | |
| MARITAL TRUST U/A JOHN L KEELEY JR RESTATED REVOCABLE TRUST | DE | MEMBER | B | |
| MARITAL TRUST U/A JOHN L KEELEY JR RESTATED REVOCABLE TRUST | DE | MEMBER | B | |
| MARITAL TRUST U/A JOHN L KEELEY JR RESTATED REVOCABLE TRUST | DE | MEMBER | B | |
| MARITAL TRUST U/A JOHN L KEELEY JR RESTATED REVOCABLE TRUST | DE | MEMBER | B | |
| MARITAL TRUST U/A JOHN L KEELEY JR RESTATED REVOCABLE TRUST | DE | MEMBER | B | |
| REVERE CAPITAL ADVISORS LLC | DE | MEMBER | B | Control |
| REVERE CAPITAL ADVISORS LLC | DE | MEMBER | B | Control |
| REVERE CAPITAL ADVISORS LLC | DE | MEMBER | B | Control |
| REVERE CAPITAL ADVISORS LLC | DE | MEMBER | B | Control |
| REVERE CAPITAL ADVISORS LLC | DE | MEMBER | B | Control |
| REVERE CAPITAL ADVISORS LLC | DE | MEMBER | B | Control |
| REVERE CAPITAL ADVISORS LLC | DE | MEMBER | B | Control |
| REVERE CAPITAL ADVISORS LLC | DE | MEMBER | B | Control |
| REVERE CAPITAL ADVISORS LLC | DE | MEMBER | B | Control |
| REVERE CAPITAL ADVISORS LLC | DE | MEMBER | B | Control |
| REVERE CAPITAL ADVISORS LLC | DE | MEMBER | B | Control |
| SMILEY, DONALD, GORDON | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR OF OF QUANTITATIVE RESEARCH, DEVELOPMENT AND TECHNOLOGY AND CLASS A MEMBER | B | Control |
| SMILEY, DONALD, GORDON | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR OF OF QUANTITATIVE RESEARCH, DEVELOPMENT AND TECHNOLOGY AND CLASS A MEMBER | B | Control |
| SMILEY, DONALD, GORDON | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR OF OF QUANTITATIVE RESEARCH, DEVELOPMENT AND TECHNOLOGY AND CLASS A MEMBER | B | Control |
| SMILEY, DONALD, GORDON | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR OF OF QUANTITATIVE RESEARCH, DEVELOPMENT AND TECHNOLOGY AND CLASS A MEMBER | B | Control |
| SMILEY, DONALD, GORDON | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR OF OF QUANTITATIVE RESEARCH, DEVELOPMENT AND TECHNOLOGY AND CLASS A MEMBER | B | Control |
| SMILEY, DONALD, GORDON | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR OF OF QUANTITATIVE RESEARCH, DEVELOPMENT AND TECHNOLOGY AND CLASS A MEMBER | B | Control |
| SMILEY, DONALD, GORDON | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR OF OF QUANTITATIVE RESEARCH, DEVELOPMENT AND TECHNOLOGY AND CLASS A MEMBER | B | Control |
| CROWN, JEROME | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, MANAGER AND CLASS A MEMBER | A | Control |
| CROWN, JEROME | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, MANAGER AND CLASS A MEMBER | A | Control |
| CROWN, JEROME | I | CHIEF FINANCIAL OFFICER, COMPLIANCE OFFICER AND CLASS A MEMBER | A | Control |
| DAMICO, RICHARD, PAUL | I | PORTFOLIO MGR, CLASS A MEMBER | A | |
| DAMICO, RICHARD, PAUL | I | PORTFOLIO MGR, CLASS A MEMBER | A | |
| DAMICO, RICHARD, PAUL | I | PORTFOLIO MGR, CLASS A MEMBER | A | |
| DAMICO, RICHARD, PAUL | I | PORTFOLIO MGR, CLASS A MEMBER | A | |
| DAMICO, RICHARD, PAUL | I | PORTFOLIO MGR, CLASS A MEMBER | A | |
| DAMICO, RICHARD, PAUL | I | PORTFOLIO MGR, CLASS A MEMBER | A | |
| DAMICO, RICHARD, PAUL | I | PORTFOLIO MGR, CLASS A MEMBER | A | |
| DAMICO, RICHARD, PAUL | I | PORTFOLIO MGR, CLASS A MEMBER | A | |
| DAMICO, RICHARD, PAUL | I | PORTFOLIO MGR, CLASS A MEMBER | A | |
| DAMICO, RICHARD, PAUL | I | PORTFOLIO MGR, CLASS A MEMBER | A | |
| DAMICO, RICHARD, PAUL | I | PORTFOLIO MGR, CLASS A MEMBER | A | |
| DAMICO, RICHARD, PAUL | I | PORTFOLIO MGR, CLASS A MEMBER | A | |
| DAMICO, RICHARD, PAUL | I | PORTFOLIO MGR, CLASS A MEMBER | A | |
| DAMICO, RICHARD, PAUL | I | PORTFOLIO MGR, CLASS A MEMBER | A | |
| DAMICO, RICHARD, PAUL | I | PORTFOLIO MGR, CLASS A MEMBER | A | |
| DAMICO, RICHARD, PAUL | I | PORTFOLIO MGR, CLASS A MEMBER | A | |
| DAMICO, RICHARD, PAUL | I | PORTFOLIO MGR, CLASS A MEMBER | A | |
| FARRINGTON, JEFFREY | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR OF EUROPEAN OPERATIONS AND MARKETING, AND CLASS A MEMBER | A | Control |
| FARRINGTON, JEFFREY | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR OF EUROPEAN OPERATIONS AND MARKETING, AND CLASS A MEMBER | A | Control |
| FARRINGTON, JEFFREY | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR OF EUROPEAN OPERATIONS AND MARKETING, AND CLASS A MEMBER | A | Control |
| GUPTILL, CHRISTOPHER, JON | I | CO-CEO, PRESIDENT, CHIEF INVESTMENT OFFICER, MANAGER AND MEMBER | A | Control |
| GUPTILL, CHRISTOPHER, JON | I | CO-CEO, PRESIDENT, CO-CHIEF INVESTMENT OFFICER, MANAGER AND MEMBER | A | Control |
| GUPTILL, CHRISTOPHER, JON | I | CO-CEO, PRESIDENT, CO-CHIEF INVESTMENT OFFICER, MANAGER AND MEMBER | A | Control |
| GUPTILL, CHRISTOPHER, JON | I | CO-CEO, PRESIDENT, CO-CHIEF INVESTMENT OFFICER, MANAGER AND MEMBER | A | Control |
| KINDER, JOHN | I | CLASS B MEMBER, MANAGER | A | Control |
| KINDER, JOHN | I | CLASS B MEMBER, MANAGER | A | Control |
| KINDER, JOHN | I | CLASS B MEMBER, MANAGER | A | Control |
| KINDER, JOHN | I | CLASS B MEMBER, MANAGER | A | Control |
| KINDER, JOHN | I | CLASS B MEMBER, MANAGER | A | Control |
| KINDER, JOHN | I | CLASS B MEMBER, MANAGER | A | Control |
| KINDER, JOHN | I | CLASS B MEMBER, MANAGER | A | Control |
| KINDER, JOHN | I | CLASS B MEMBER, MANAGER | A | Control |
| KINDER, JOHN | I | CLASS B MEMBER, MANAGER | A | Control |
| KINDER, JOHN | I | CLASS B MEMBER, MANAGER | A | Control |
| KINDER, JOHN | I | CLASS B MEMBER, MANAGER | A | Control |
| KINDER, JOHN | I | CLASS B MEMBER, MANAGER | A | Control |
| KINDER, JOHN | I | CLASS B MEMBER, MANAGER | A | Control |
| KINDER, JOHN | I | CLASS B MEMBER, MANAGER | A | Control |
| KINDER, JOHN | I | CLASS B MEMBER, MANAGER | A | Control |
| KINDER, JOHN | I | CLASS B MEMBER, MANAGER | A | Control |
| KINDER, JOHN | I | MEMBER, MANAGER | A | Control |
| KINDER, JOHN | I | CLASS B MEMBER, MANAGER | A | Control |
| KINDER, JOHN | I | MEMBER, MANAGER | A | Control |
| KINDER, JOHN | I | MEMBER, MANAGER | A | Control |
| KINDER, JOHN | I | MEMBER, MANAGER | A | Control |
| KINDER, JOHN | I | MEMBER, MANAGER | A | Control |
| KINDER, JOHN | I | MEMBER, MANAGER | A | Control |
| KINDER, JOHN | I | MEMBER, MANAGER | A | Control |
| KINDER, JOHN | I | MEMBER, MANAGER | A | Control |
| KINDER, JOHN | I | MEMBER, MANAGER | A | Control |
| KINDER, JOHN | I | MEMBER, MANAGER | A | Control |
| MULLEN, FRANCIS, THOMAS | I | MARKETING DIRECTOR, CLASS A MEMBER | A | |
| RIVERTRADE LTD. | FE | CLASS R MEMBER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BARNETT, DANIEL, JOSEPH | I | REVERE CAPITAL ADVISORS LLC | F | Control |
| BARNETT, DANIEL, JOSEPH | I | REVERE CAPITAL ADVISORS LLC | F | Control |
| BARNETT, DANIEL, JOSEPH | I | REVERE CAPITAL ADVISORS LLC | F | Control |
| BARNETT, DANIEL, JOSEPH | I | REVERE CAPITAL ADVISORS LLC | F | Control |
| BARNETT, DANIEL, JOSEPH | I | REVERE CAPITAL ADVISORS LLC | F | Control |
| BARNETT, DANIEL, JOSEPH | I | REVERE CAPITAL ADVISORS LLC | F | Control |
| BARNETT, DANIEL, JOSEPH | I | REVERE CAPITAL ADVISORS LLC | F | Control |
| BARNETT, DANIEL, JOSEPH | I | REVERE CAPITAL ADVISORS LLC | F | Control |
| BARNETT, DANIEL, JOSEPH | I | REVERE CAPITAL ADVISORS LLC | F | Control |
| BARNETT, DANIEL, JOSEPH | I | REVERE CAPITAL ADVISORS LLC | F | Control |
| BLAISDELL, JOHN, ARTHUR | I | SALIENT CAPITAL MANAGEMENT, LLC | F | Control |
| BLAISDELL, JOHN, ARTHUR | I | SALIENT CAPITAL MANAGEMENT, LLC | F | Control |
| BLAISDELL, JOHN, ARTHUR | I | SALIENT CAPITAL MANAGEMENT, LLC | F | Control |
| BLAISDELL, JOHN, ARTHUR | I | SALIENT CAPITAL MANAGEMENT, LLC | F | Control |
| BLAISDELL, JOHN, ARTHUR | I | SALIENT CAPITAL MANAGEMENT, LLC | F | Control |
| BLAISDELL, JOHN, ARTHUR | I | SALIENT CAPITAL MANAGEMENT, LLC | F | Control |
| BLAISDELL, JOHN, ARTHUR | I | SALIENT CAPITAL MANAGEMENT, LLC | F | Control |
| BLAISDELL, JOHN, ARTHUR | I | SALIENT CAPITAL MANAGEMENT, LLC | F | Control |
| BLAISDELL, JOHN, ARTHUR | I | SALIENT CAPITAL MANAGEMENT, LLC | F | Control |
| BLAISDELL, JOHN, ARTHUR | I | SALIENT CAPITAL MANAGEMENT, LLC | F | Control |
| BLAISDELL, JOHN, ARTHUR | I | SALIENT CAPITAL MANAGEMENT, LLC | F | Control |
| BLAISDELL, JOHN, ARTHUR | I | SALIENT CAPITAL MANAGEMENT, LLC | F | Control |
| BLAISDELL, JOHN, ARTHUR | I | SALIENT CAPITAL MANAGEMENT, LLC | F | Control |
| BLAISDELL, JOHN, ARTHUR | I | SALIENT CAPITAL MANAGEMENT, LLC | F | Control |
| BLAISDELL, JOHN, ARTHUR | I | SALIENT CAPITAL MANAGEMENT, LLC | F | Control |
| BLAISDELL, JOHN, ARTHUR | I | SALIENT CAPITAL MANAGEMENT, LLC | F | Control |
| BLAISDELL, JOHN, ARTHUR | I | SALIENT CAPITAL MANAGEMENT, LLC | F | Control |
| BLAISDELL, JOHN, ARTHUR | I | SALIENT CAPITAL MANAGEMENT, LLC | F | Control |
| CHOW, DAVID, HUAIMING | I | FORWARD MANAGEMENT LLC | F | Control |
| CHOW, DAVID, HUAIMING | I | FORWARD MANAGEMENT LLC | F | Control |
| CHOW, DAVID, HUAIMING | I | FORWARD MANAGEMENT LLC | F | Control |
| CHOW, DAVID, HUAIMING | I | FORWARD MANAGEMENT LLC | F | Control |
| CLEMENTS, SEAN, CHRISTOPHER | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| CLEMENTS, SEAN, CHRISTOPHER | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| CROWN, JEROME | I | REVERE CAPITAL ADVISORS LLC | F | Control |
| CROWN, JEROME | I | REVERE CAPITAL ADVISORS LLC | F | Control |
| CROWN, JEROME | I | REVERE CAPITAL ADVISORS LLC | F | Control |
| CROWN, JEROME | I | REVERE CAPITAL ADVISORS LLC | F | Control |
| CROWN, JEROME | I | REVERE CAPITAL ADVISORS LLC | F | Control |
| CROWN, JEROME | I | REVERE CAPITAL ADVISORS LLC | F | Control |
| CROWN, JEROME | I | REVERE CAPITAL ADVISORS LLC | F | Control |
| CROWN, JEROME | I | REVERE CAPITAL ADVISORS LLC | F | Control |
| CROWN, JEROME | I | REVERE CAPITAL ADVISORS LLC | F | Control |
| CROWN, JEROME | I | REVERE CAPITAL ADVISORS LLC | F | Control |
| DEAN, CHRISTOPHER, JOHN | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| DEAN, CHRISTOPHER, JOHN | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| DEAN, CHRISTOPHER, JOHN | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| DEAN, CHRISTOPHER, JOHN | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| DEAN, CHRISTOPHER, JOHN | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| DEAN, CHRISTOPHER, JOHN | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| DEAN, CHRISTOPHER, JOHN | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| DEAN, CHRISTOPHER, JOHN | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| DEAN, CHRISTOPHER, JOHN | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| DEAN, CHRISTOPHER, JOHN | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| DEAN, CHRISTOPHER, JOHN | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| DEAN, CHRISTOPHER, JOHN | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| DEAN, CHRISTOPHER, JOHN | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| DEAN, CHRISTOPHER, JOHN | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| DEAN, CHRISTOPHER, JOHN | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| DEAN, CHRISTOPHER, JOHN | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| DEAN, CHRISTOPHER, JOHN | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| DEAN, CHRISTOPHER, JOHN | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| DEAN, CHRISTOPHER, JOHN | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| DEAN, CHRISTOPHER, JOHN | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| DEAN, CHRISTOPHER, JOHN | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| DEAN, CHRISTOPHER, JOHN | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| DEAN, CHRISTOPHER, JOHN | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| DEAN, CHRISTOPHER, JOHN | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| DEAN, CHRISTOPHER, JOHN | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| DEAN, CHRISTOPHER, JOHN | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| DEAN, CHRISTOPHER, JOHN | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| ENSZER, WILLIAM, KANE | I | SALIENT CAPITAL MANAGEMENT, LLC | F | Control |
| ENSZER, WILLIAM, KANE | I | SALIENT CAPITAL MANAGEMENT, LLC | F | Control |
| FERGUSON, JOHN, PHILIP | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| FERGUSON, JOHN, PHILIP | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| FERGUSON, JOHN, PHILIP | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| FERGUSON, JOHN, PHILIP | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| FERGUSON, JOHN, PHILIP | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| FERGUSON, JOHN, PHILIP | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| FERGUSON, JOHN, PHILIP | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| FERGUSON, JOHN, PHILIP | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| FERGUSON, JOHN, PHILIP | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| FERGUSON, JOHN, PHILIP | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| FERGUSON, JOHN, PHILIP | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| FERGUSON, JOHN, PHILIP | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| FERGUSON, JOHN, PHILIP | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| FERGUSON, JOHN, PHILIP | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| FERGUSON, JOHN, PHILIP | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| FERGUSON, JOHN, PHILIP | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| FERGUSON, JOHN, PHILIP | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| FERGUSON, JOHN, PHILIP | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| FERGUSON, JOHN, PHILIP | I | SALIENT CAPITAL MANAGEMENT, LLC | F | Control |
| FERGUSON, JOHN, PHILIP | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| FERGUSON, JOHN, PHILIP | I | SALIENT CAPITAL MANAGEMENT, LLC | F | Control |
| FERGUSON, JOHN, PHILIP | I | SALIENT CAPITAL MANAGEMENT, LLC | F | Control |
| FERGUSON, JOHN, PHILIP | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| FERGUSON, JOHN, PHILIP | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| FERGUSON, JOHN, PHILIP | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| FERGUSON, JOHN, PHILIP | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| FERGUSON, JOHN, PHILIP | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| FRIZZLEY, JILL, KATHLEEN | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| FRIZZLEY, JILL, KATHLEEN | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| GETTY, GORDON, PETER | I | REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | F | Control |
| GETTY, GORDON, PETER | I | REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | F | Control |
| GETTY, GORDON, PETER | I | REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | F | Control |
| GETTY, GORDON, PETER | I | FORWARD MANAGEMENT LLC | F | Control |
| GETTY, GORDON, PETER | I | REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | F | Control |
| GETTY, GORDON, PETER | I | FORWARD MANAGEMENT LLC | F | Control |
| GETTY, GORDON, PETER | I | REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | F | Control |
| GETTY, GORDON, PETER | I | REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | F | Control |
| GETTY, GORDON, PETER | I | FORWARD MANAGEMENT LLC | F | Control |
| GETTY, GORDON, PETER | I | REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | F | Control |
| GETTY, GORDON, PETER | I | REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | F | Control |
| GETTY, GORDON, PETER | I | REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | F | Control |
| GETTY, GORDON, PETER | I | FORWARD MANAGEMENT LLC | F | Control |
| GETTY, GORDON, PETER | I | REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | F | Control |
| GETTY, GORDON, PETER | I | FORWARD MANAGEMENT LLC | F | Control |
| GETTY, GORDON, PETER | I | REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | F | Control |
| GETTY, GORDON, PETER | I | FORWARD MANAGEMENT LLC | F | Control |
| GETTY, GORDON, PETER | I | REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | F | Control |
| GETTY, GORDON, PETER | I | REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | F | Control |
| GUINN, WILLIAM, RUSSELL | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| GUINN, WILLIAM, RUSSELL | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| GUINN, WILLIAM, RUSSELL | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| GUINN, WILLIAM, RUSSELL | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| HALLIGAN, JAMES, JOSEPH | I | FORWARD MANAGEMENT LLC | F | Control |
| HALLIGAN, JAMES, JOSEPH | I | FORWARD MANAGEMENT LLC | F | Control |
| HALLIGAN, JAMES, JOSEPH | I | FORWARD MANAGEMENT LLC | F | Control |
| HALLIGAN, JAMES, JOSEPH | I | FORWARD MANAGEMENT LLC | F | Control |
| KEELEY, BARBARA, GEARY | I | JOHN L KEELEY JR RESTATED REVOCABLE TRUST | F | Control |
| KEELEY, BARBARA, GEARY | I | JOHN L KEELEY JR RESTATED REVOCABLE TRUST | F | Control |
| KEELEY, BARBARA, GEARY | I | MARITAL TRUST U/A JOHN L KEELEY JR RESTATED REVOCABLE TRUST | F | Control |
| KEELEY, BARBARA, GEARY | I | MARITAL TRUST U/A JOHN L KEELEY JR RESTATED REVOCABLE TRUST | F | Control |
| KEELEY, BARBARA, GEARY | I | MARITAL TRUST U/A JOHN L KEELEY JR RESTATED REVOCABLE TRUST | F | Control |
| KEELEY, BARBARA, GEARY | I | MARITAL TRUST U/A JOHN L KEELEY JR RESTATED REVOCABLE TRUST | F | Control |
| KEELEY, BARBARA, GEARY | I | MARITAL TRUST U/A JOHN L KEELEY JR RESTATED REVOCABLE TRUST | F | Control |
| KEELEY, BARBARA, GEARY | I | MARITAL TRUST U/A JOHN L KEELEY JR RESTATED REVOCABLE TRUST | F | Control |
| KEELEY, BARBARA, GEARY | I | MARITAL TRUST U/A JOHN L KEELEY JR RESTATED REVOCABLE TRUST | F | Control |
| KEELEY, BARBARA, GEARY | I | MARITAL TRUST U/A JOHN L KEELEY JR RESTATED REVOCABLE TRUST | F | Control |
| KEELEY, BARBARA, GEARY | I | MARITAL TRUST U/A JOHN L KEELEY JR RESTATED REVOCABLE TRUST | F | Control |
| KEELEY, BARBARA, GEARY | I | MARITAL TRUST U/A JOHN L KEELEY JR RESTATED REVOCABLE TRUST | F | Control |
| KEELEY, BARBARA, GEARY | I | MARITAL TRUST U/A JOHN L KEELEY JR RESTATED REVOCABLE TRUST | F | Control |
| KEELEY, BARBARA, GEARY | I | BARBARA G. KEELEY REVOCABLE TRUST | F | Control |
| KEELEY, BARBARA, GEARY | I | MARITAL TRUST U/A JOHN L KEELEY JR RESTATED REVOCABLE TRUST | F | Control |
| KEELEY, BARBARA, GEARY | I | MARITAL TRUST U/A JOHN L KEELEY JR RESTATED REVOCABLE TRUST | F | Control |
| KEELEY, BARBARA, GEARY | I | BARBARA G. KEELEY REVOCABLE TRUST | F | Control |
| KEELEY, BARBARA, GEARY | I | MARITAL TRUST U/A JOHN L KEELEY JR RESTATED REVOCABLE TRUST | F | Control |
| KEELEY, BARBARA, GEARY | I | BARBARA G. KEELEY REVOCABLE TRUST | F | Control |
| KEELEY, BARBARA, GEARY | I | BARBARA G. KEELEY REVOCABLE TRUST | F | Control |
| KEELEY, BARBARA, GEARY | I | BARBARA G. KEELEY REVOCABLE TRUST | F | Control |
| KEELEY, BARBARA, GEARY | I | BARBARA G. KEELEY REVOCABLE TRUST | F | Control |
| KEELEY, BARBARA, GEARY | I | BARBARA G. KEELEY REVOCABLE TRUST | F | Control |
| KEELEY, BARBARA, GEARY | I | BARBARA G. KEELEY REVOCABLE TRUST | F | Control |
| KEELEY, BARBARA, GEARY | I | BARBARA G. KEELEY REVOCABLE TRUST | F | Control |
| KEELEY, BARBARA, GEARY | I | BARBARA G. KEELEY REVOCABLE TRUST | F | Control |
| KEELEY, BARBARA, GEARY | I | BARBARA G. KEELEY REVOCABLE TRUST | F | Control |
| KEELEY, BARBARA, GEARY | I | BARBARA G. KEELEY REVOCABLE TRUST | F | Control |
| KEELEY, JR, JOHN, LEMUEL | I | JOHN L KEELEY JR RESTATED REVOCABLE TRUST | F | Control |
| KEELEY, JR, JOHN, LEMUEL | I | JOHN L KEELEY JR RESTATED REVOCABLE TRUST | F | Control |
| KEELEY, JR, JOHN, LEMUEL | I | JOHN L KEELEY JR RESTATED REVOCABLE TRUST | F | Control |
| KEELEY, JR, JOHN, LEMUEL | I | JOHN L KEELEY JR RESTATED REVOCABLE TRUST | F | Control |
| KEELEY, JR, JOHN, LEMUEL | I | JOHN L KEELEY JR RESTATED REVOCABLE TRUST | F | Control |
| KEELEY, JR, JOHN, LEMUEL | I | JOHN L KEELEY JR RESTATED REVOCABLE TRUST | F | Control |
| KEELEY, JR, JOHN, LEMUEL | I | JOHN L KEELEY JR RESTATED REVOCABLE TRUST | F | Control |
| KEELEY, KEVIN, MATTHEW | I | JOHN L KEELEY JR RESTATED REVOCABLE TRUST | F | Control |
| KEELEY, KEVIN, MATTHEW | I | JOHN L KEELEY JR RESTATED REVOCABLE TRUST | F | Control |
| KEELEY, KEVIN, MATTHEW | I | MARITAL TRUST U/A JOHN L KEELEY JR RESTATED REVOCABLE TRUST | F | Control |
| KEELEY, KEVIN, MATTHEW | I | MARITAL TRUST U/A JOHN L KEELEY JR RESTATED REVOCABLE TRUST | F | Control |
| KEELEY, KEVIN, MATTHEW | I | MARITAL TRUST U/A JOHN L KEELEY JR RESTATED REVOCABLE TRUST | F | Control |
| KEELEY, KEVIN, MATTHEW | I | MARITAL TRUST U/A JOHN L KEELEY JR RESTATED REVOCABLE TRUST | F | Control |
| KEELEY, KEVIN, MATTHEW | I | MARITAL TRUST U/A JOHN L KEELEY JR RESTATED REVOCABLE TRUST | F | Control |
| KEELEY, KEVIN, MATTHEW | I | MARITAL TRUST U/A JOHN L KEELEY JR RESTATED REVOCABLE TRUST | F | Control |
| KEELEY, KEVIN, MATTHEW | I | MARITAL TRUST U/A JOHN L KEELEY JR RESTATED REVOCABLE TRUST | F | Control |
| KEELEY, KEVIN, MATTHEW | I | MARITAL TRUST U/A JOHN L KEELEY JR RESTATED REVOCABLE TRUST | F | Control |
| KEELEY, KEVIN, MATTHEW | I | MARITAL TRUST U/A JOHN L KEELEY JR RESTATED REVOCABLE TRUST | F | Control |
| KEELEY, KEVIN, MATTHEW | I | MARITAL TRUST U/A JOHN L KEELEY JR RESTATED REVOCABLE TRUST | F | Control |
| KEELEY, KEVIN, MATTHEW | I | MARITAL TRUST U/A JOHN L KEELEY JR RESTATED REVOCABLE TRUST | F | Control |
| KEELEY, KEVIN, MATTHEW | I | BARBARA G. KEELEY REVOCABLE TRUST | F | Control |
| KEELEY, KEVIN, MATTHEW | I | MARITAL TRUST U/A JOHN L KEELEY JR RESTATED REVOCABLE TRUST | F | Control |
| KEELEY, KEVIN, MATTHEW | I | MARITAL TRUST U/A JOHN L KEELEY JR RESTATED REVOCABLE TRUST | F | Control |
| KEELEY, KEVIN, MATTHEW | I | BARBARA G. KEELEY REVOCABLE TRUST | F | Control |
| KEELEY, KEVIN, MATTHEW | I | MARITAL TRUST U/A JOHN L KEELEY JR RESTATED REVOCABLE TRUST | F | Control |
| KEELEY, KEVIN, MATTHEW | I | BARBARA G. KEELEY REVOCABLE TRUST | F | Control |
| KEELEY, KEVIN, MATTHEW | I | BARBARA G. KEELEY REVOCABLE TRUST | F | Control |
| KEELEY, KEVIN, MATTHEW | I | BARBARA G. KEELEY REVOCABLE TRUST | F | Control |
| KEELEY, KEVIN, MATTHEW | I | BARBARA G. KEELEY REVOCABLE TRUST | F | Control |
| KEELEY, KEVIN, MATTHEW | I | BARBARA G. KEELEY REVOCABLE TRUST | F | Control |
| KEELEY, KEVIN, MATTHEW | I | BARBARA G. KEELEY REVOCABLE TRUST | F | Control |
| KEELEY, KEVIN, MATTHEW | I | BARBARA G. KEELEY REVOCABLE TRUST | F | Control |
| KEELEY, KEVIN, MATTHEW | I | BARBARA G. KEELEY REVOCABLE TRUST | F | Control |
| KEELEY, KEVIN, MATTHEW | I | BARBARA G. KEELEY REVOCABLE TRUST | F | Control |
| KEELEY, KEVIN, MATTHEW | I | BARBARA G. KEELEY REVOCABLE TRUST | F | Control |
| KELLY, WILLIAM, JOHN | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| KELLY, WILLIAM, JOHN | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| LEBERMAN, ROBERT, LEO | I | FORWARD MANAGEMENT LLC | F | Control |
| LEBERMAN, ROBERT, LEO | I | FORWARD MANAGEMENT LLC | F | Control |
| LEBERMAN, ROBERT, LEO | I | REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | F | Control |
| LEBERMAN, ROBERT, LEO | I | FORWARD MANAGEMENT LLC | F | Control |
| LEBERMAN, ROBERT, LEO | I | FORWARD MANAGEMENT LLC | F | Control |
| LEBERMAN, ROBERT, LEO | I | REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | F | Control |
| LINBECK, ANDREW, BAIRD | I | SALIENT CAPITAL MANAGEMENT, LLC | F | Control |
| LINBECK, ANDREW, BAIRD | I | SALIENT CAPITAL MANAGEMENT, LLC | F | Control |
| LINBECK, ANDREW, BAIRD | I | SALIENT CAPITAL MANAGEMENT, LLC | F | Control |
| LINBECK, ANDREW, BAIRD | I | SALIENT CAPITAL MANAGEMENT, LLC | F | Control |
| LINBECK, ANDREW, BAIRD | I | SALIENT CAPITAL MANAGEMENT, LLC | F | Control |
| LINBECK, ANDREW, BAIRD | I | SALIENT CAPITAL MANAGEMENT, LLC | F | Control |
| LINBECK, ANDREW, BAIRD | I | SALIENT CAPITAL MANAGEMENT, LLC | F | Control |
| LINBECK, ANDREW, BAIRD | I | SALIENT CAPITAL MANAGEMENT, LLC | F | Control |
| LOVELL MINNICK HOLDINGS LLC | DE | LOVELL MINNICK PARTNERS LLC | F | Control |
| LOVELL MINNICK PARTNERS LLC | DE | HIGHCREST CALIFORNIA PARTNERS LLC | F | Control |
| NEWSOM, WILLIAM, ALFRED | I | GETTY FAMILY I 2006 REVOCABLE TRUST, GETTY FAMILY II 2006 REVOCABLE TRUST | F | Control |
| NEWSOM, WILLIAM, ALFRED | I | GETTY FAMILY I 2006 IRREVOCABLE TRUST, GETTY FAMILY II 2006 IRREVOCABLE TRUST | F | Control |
| NEWSOM, WILLIAM, ALFRED | I | GETTY FAMILY I 2006 REVOCABLE TRUST, GETTY FAMILY II 2006 REVOCABLE TRUST | F | Control |
| NEWSOM, WILLIAM, ALFRED | I | GETTY FAMILY I 2006 IRREVOCABLE TRUST, GETTY FAMILY II 2006 IRREVOCABLE TRUST | F | Control |
| NEWSOM, WILLIAM, ALFRED | I | GETTY FAMILY I 2006 IRREVOCABLE TRUST, GETTY FAMILY II 2006 IRREVOCABLE TRUST | F | Control |
| NEWSOM, WILLIAM, ALFRED | I | GETTY FAMILY I 2006 IRREVOCABLE TRUST, GETTY FAMILY II 2006 IRREVOCABLE TRUST | F | Control |
| NEWSOM, WILLIAM, ALFRED | I | GETTY FAMILY I 2006 IRREVOCABLE TRUST, GETTY FAMILY II 2006 IRREVOCABLE TRUST | F | Control |
| NEWSOM, WILLIAM, ALFRED | I | GETTY FAMILY I 2006 IRREVOCABLE TRUST, GETTY FAMILY II 2006 IRREVOCABLE TRUST | F | Control |
| NEWSOM, WILLIAM, ALFRED | I | GETTY FAMILY I 2006 IRREVOCABLE TRUST, GETTY FAMILY II 2006 IRREVOCABLE TRUST | F | Control |
| NEWSOM, WILLIAM, ALFRED | I | GETTY FAMILY I 2006 IRREVOCABLE TRUST, GETTY FAMILY II 2006 IRREVOCABLE TRUST | F | Control |
| NEWSOM, WILLIAM, ALFRED | I | GETTY FAMILY I 2006 IRREVOCABLE TRUST, GETTY FAMILY II 2006 IRREVOCABLE TRUST | F | Control |
| NEWSOM, WILLIAM, ALFRED | I | GETTY FAMILY I 2006 IRREVOCABLE TRUST, GETTY FAMILY II 2006 IRREVOCABLE TRUST | F | Control |
| NEWSOM, WILLIAM, ALFRED | I | GETTY FAMILY I 2006 IRREVOCABLE TRUST, GETTY FAMILY II 2006 IRREVOCABLE TRUST | F | Control |
| NEWSOM, WILLIAM, ALFRED | I | GETTY FAMILY I 2006 IRREVOCABLE TRUST, GETTY FAMILY II 2006 IRREVOCABLE TRUST | F | Control |
| NEWSOM, WILLIAM, ALFRED | I | GETTY FAMILY I 2006 IRREVOCABLE TRUST, GETTY FAMILY II 2006 IRREVOCABLE TRUST | F | Control |
| PREZANT, WILLIAM | I | GETTY FAMILY I 2006 REVOCABLE TRUST, GETTY FAMILY II 2006 REVOCABLE TUST | F | Control |
| PREZANT, WILLIAM | I | GETTY FAMILY I 2006 IRREVOCABLE TRUST, GETTY FAMILY II 2006 IRREVOCABLE TUST | F | Control |
| PREZANT, WILLIAM | I | GETTY FAMILY I 2006 REVOCABLE TRUST, GETTY FAMILY II 2006 REVOCABLE TUST | F | Control |
| PREZANT, WILLIAM | I | GETTY FAMILY I 2006 IRREVOCABLE TRUST, GETTY FAMILY II 2006 IRREVOCABLE TUST | F | Control |
| PREZANT, WILLIAM | I | GETTY FAMILY I 2006 IRREVOCABLE TRUST, GETTY FAMILY II 2006 IRREVOCABLE TUST | F | Control |
| PREZANT, WILLIAM | I | GETTY FAMILY I 2006 IRREVOCABLE TRUST, GETTY FAMILY II 2006 IRREVOCABLE TUST | F | Control |
| PREZANT, WILLIAM | I | GETTY FAMILY I 2006 IRREVOCABLE TRUST, GETTY FAMILY II 2006 IRREVOCABLE TUST | F | Control |
| PREZANT, WILLIAM | I | GETTY FAMILY I 2006 IRREVOCABLE TRUST, GETTY FAMILY II 2006 IRREVOCABLE TUST | F | Control |
| PREZANT, WILLIAM | I | FORWARD MANAGEMENT LLC | F | Control |
| PREZANT, WILLIAM | I | GETTY FAMILY I 2006 IRREVOCABLE TRUST, GETTY FAMILY II 2006 IRREVOCABLE TUST | F | Control |
| PREZANT, WILLIAM | I | GETTY FAMILY I 2006 IRREVOCABLE TRUST, GETTY FAMILY II 2006 IRREVOCABLE TUST | F | Control |
| PREZANT, WILLIAM | I | FORWARD MANAGEMENT LLC | F | Control |
| PREZANT, WILLIAM | I | GETTY FAMILY I 2006 IRREVOCABLE TRUST, GETTY FAMILY II 2006 IRREVOCABLE TUST | F | Control |
| PREZANT, WILLIAM | I | FORWARD MANAGEMENT LLC | F | Control |
| PREZANT, WILLIAM | I | GETTY FAMILY I 2006 IRREVOCABLE TRUST, GETTY FAMILY II 2006 IRREVOCABLE TUST | F | Control |
| PREZANT, WILLIAM | I | GETTY FAMILY I 2006 IRREVOCABLE TRUST, GETTY FAMILY II 2006 IRREVOCABLE TUST | F | Control |
| PREZANT, WILLIAM | I | GETTY FAMILY I 2006 IRREVOCABLE TRUST, GETTY FAMILY II 2006 IRREVOCABLE TUST | F | Control |
| PREZANT, WILLIAM | I | GETTY FAMILY I 2006 IRREVOCABLE TRUST, GETTY FAMILY II 2006 IRREVOCABLE TUST | F | Control |
| PREZANT, WILLIAM | I | FORWARD MANAGEMENT LLC | F | Control |
| PROGRESS-PUTNAM LOVELL ADVISORS LLC | DE | PROGRESS-PUTNAM LOVELL VENTURES LLC | F | |
| PROGRESS-PUTNAM LOVELL ADVISORS LLC | DE | PROGRESS-PUTNAM LOVELL VENTURES LLC | F | |
| PROGRESS-PUTNAM LOVELL ADVISORS LLC | DE | PROGRESS-PUTNAM LOVELL VENTURES LLC | F | |
| PROGRESS-PUTNAM LOVELL ADVISORS LLC | DE | PROGRESS-PUTNAM LOVELL VENTURES LLC | F | |
| PROGRESS-PUTNAM LOVELL ADVISORS LLC | DE | PROGRESS-PUTNAM LOVELL VENTURES LLC | F | |
| PUTNAM LOVELL CAPITAL PARTNERS, INC. | DE | PROGRESS-PUTNAM LOVELL VENTURES LLC | F | |
| PUTNAM LOVELL CAPITAL PARTNERS, INC. | DE | PROGRESS-PUTNAM LOVELL VENTURES LLC | F | |
| PUTNAM LOVELL CAPITAL PARTNERS, INC. | DE | PROGRESS-PUTNAM LOVELL VENTURES LLC | F | |
| PUTNAM LOVELL CAPITAL PARTNERS, INC. | DE | PROGRESS-PUTNAM LOVELL VENTURES LLC | F | |
| RADCLIFFE, JEREMY, LAWRENCE | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| RADCLIFFE, JEREMY, LAWRENCE | I | SALIENT CAPITAL MANAGEMENT, LLC | F | Control |
| RADCLIFFE, JEREMY, LAWRENCE | I | SALIENT CAPITAL MANAGEMENT, LLC | F | Control |
| RADCLIFFE, JEREMY, LAWRENCE | I | SALIENT CAPITAL MANAGEMENT, LLC | F | Control |
| RADCLIFFE, JEREMY, LAWRENCE | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| RADCLIFFE, JEREMY, LAWRENCE | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| RADCLIFFE, JEREMY, LAWRENCE | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| RADCLIFFE, JEREMY, LAWRENCE | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| RADCLIFFE, JEREMY, LAWRENCE | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| RADCLIFFE, JEREMY, LAWRENCE | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| RADCLIFFE, JEREMY, LAWRENCE | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| RADCLIFFE, JEREMY, LAWRENCE | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| RADCLIFFE, JEREMY, LAWRENCE | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| RADCLIFFE, JEREMY, LAWRENCE | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| RADCLIFFE, JEREMY, LAWRENCE | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| RADCLIFFE, JEREMY, LAWRENCE | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| RADCLIFFE, JEREMY, LAWRENCE | I | SALIENT CAPITAL MANAGEMENT, LLC | F | |
| REID, GREGORY, ALLEN | I | SALIENT CAPITAL MANAGEMENT, LLC | F | Control |
| REID, GREGORY, ALLEN | I | SALIENT CAPITAL MANAGEMENT, LLC | F | Control |
| REID, GREGORY, ALLEN | I | SALIENT CAPITAL MANAGEMENT, LLC | F | Control |
| REID, GREGORY, ALLEN | I | SALIENT CAPITAL MANAGEMENT, LLC | F | Control |
| REID, GREGORY, ALLEN | I | SALIENT CAPITAL MANAGEMENT, LLC | F | Control |
| REID, GREGORY, ALLEN | I | SALIENT CAPITAL MANAGEMENT, LLC | F | Control |
| REID, GREGORY, ALLEN | I | SALIENT CAPITAL MANAGEMENT, LLC | F | Control |
| REID, GREGORY, ALLEN | I | SALIENT CAPITAL MANAGEMENT, LLC | F | Control |
| REID, GREGORY, ALLEN | I | SALIENT CAPITAL MANAGEMENT, LLC | F | Control |
| REID, GREGORY, ALLEN | I | SALIENT CAPITAL MANAGEMENT, LLC | F | Control |
| REID, GREGORY, ALLEN | I | SALIENT CAPITAL MANAGEMENT, LLC | F | Control |
| REID, GREGORY, ALLEN | I | SALIENT CAPITAL MANAGEMENT, LLC | F | Control |
| REID, GREGORY, ALLEN | I | SALIENT CAPITAL MANAGEMENT, LLC | F | Control |
| REID, GREGORY, ALLEN | I | SALIENT CAPITAL MANAGEMENT, LLC | F | Control |
| REID, GREGORY, ALLEN | I | SALIENT CAPITAL MANAGEMENT, LLC | F | Control |
| REID, GREGORY, ALLEN | I | SALIENT CAPITAL MANAGEMENT, LLC | F | Control |
| REID, GREGORY, ALLEN | I | SALIENT CAPITAL MANAGEMENT, LLC | F | Control |
| REID, GREGORY, ALLEN | I | SALIENT CAPITAL MANAGEMENT, LLC | F | Control |
| REID, GREGORY, ALLEN | I | SALIENT CAPITAL MANAGEMENT, LLC | F | Control |
| REID, JEROME, ALAN | I | FORWARD MANAGEMENT LLC | F | Control |
| REID, JEROME, ALAN | I | FORWARD MANAGEMENT LLC | F | Control |
| REID, JEROME, ALAN | I | FORWARD MANAGEMENT LLC | F | Control |
| REID, JEROME, ALAN | I | FORWARD MANAGEMENT LLC | F | Control |
| ROSENBLATT, TOBY | I | FORWARD MANAGEMENT LLC | F | Control |
| ROSENBLATT, TOBY | I | FORWARD MANAGEMENT LLC | F | Control |
| ROSENBLATT, TOBY | I | FORWARD MANAGEMENT LLC | F | Control |
| ROSENBLATT, TOBY | I | FORWARD MANAGEMENT LLC | F | Control |
| SALIENT CAPITAL MANAGEMENT, LLC | DE | SALIENT PARTENERS, L.P. | F | Control |
| SALIENT CAPITAL MANAGEMENT, LLC | DE | SALIENT PARTENERS, L.P. | F | Control |
| SALIENT CAPITAL MANAGEMENT, LLC | DE | SALIENT PARTENERS, L.P. | F | Control |
| SALIENT CAPITAL MANAGEMENT, LLC | DE | SALIENT PARTENERS, L.P. | F | Control |
| SALIENT CAPITAL MANAGEMENT, LLC | DE | SALIENT PARTENERS, L.P. | F | Control |
| SALIENT CAPITAL MANAGEMENT, LLC | DE | SALIENT PARTNERS, L.P. | F | Control |
| SALIENT CAPITAL MANAGEMENT, LLC | DE | SALIENT PARTNERS, L.P. | F | Control |
| SALIENT CAPITAL MANAGEMENT, LLC | DE | SALIENT PARTNERS, L.P. | F | Control |
| SALIENT CAPITAL MANAGEMENT, LLC | DE | SALIENT PARTNERS, L.P. | F | Control |
| SALIENT CAPITAL MANAGEMENT, LLC | DE | SALIENT PARTNERS, L.P. | F | Control |
| SALIENT CAPITAL MANAGEMENT, LLC | DE | SALIENT PARTNERS, L.P. | F | Control |
| SALIENT CAPITAL MANAGEMENT, LLC | DE | SALIENT PARTNERS, L.P. | F | Control |
| SALIENT CAPITAL MANAGEMENT, LLC | DE | SALIENT PARTNERS, L.P. | F | Control |
| SALIENT CAPITAL MANAGEMENT, LLC | DE | SALIENT PARTNERS, L.P. | F | Control |
| SALIENT CAPITAL MANAGEMENT, LLC | DE | SALIENT PARTNERS, L.P. | F | Control |
| SALIENT CAPITAL MANAGEMENT, LLC | DE | SALIENT PARTNERS, L.P. | F | Control |
| SALIENT CAPITAL MANAGEMENT, LLC | DE | SALIENT PARTNERS, L.P. | F | Control |
| SALIENT CAPITAL MANAGEMENT, LLC | DE | SALIENT PARTNERS, L.P. | F | Control |
| SALIENT CAPITAL MANAGEMENT, LLC | DE | SALIENT PARTNERS, L.P. | F | Control |
| SALIENT CAPITAL MANAGEMENT, LLC | DE | SALIENT PARTNERS, L.P. | F | Control |
| SALIENT CAPITAL MANAGEMENT, LLC | DE | SALIENT PARTNERS, L.P. | F | Control |
| SALIENT CAPITAL MANAGEMENT, LLC | DE | SALIENT PARTNERS, L.P. | F | Control |
| SALIENT CAPITAL MANAGEMENT, LLC | DE | SALIENT PARTNERS, L.P. | F | Control |
| SALIENT CAPITAL MANAGEMENT, LLC | DE | SALIENT PARTNERS, L.P. | F | Control |
| SALIENT CAPITAL MANAGEMENT, LLC | DE | SALIENT PARTNERS, L.P. | F | Control |
| SALIENT CAPITAL MANAGEMENT, LLC | DE | SALIENT PARTNERS, L.P. | F | Control |
| SALIENT CAPITAL MANAGEMENT, LLC | DE | SALIENT PARTNERS, L.P. | F | Control |
| WOODHOUSE, THOMAS | I | GETTY FAMILY I 2006 REVOCABLE TRUST, GETTY FAMILY II 2006 REVOCABLE TRUST | F | Control |
| WOODHOUSE, THOMAS | I | GETTY FAMILY I 2006 IRREVOCABLE TRUST, GETTY FAMILY II 2006 IRREVOCABLE TRUST | F | Control |
| WOODHOUSE, THOMAS | I | GETTY FAMILY I 2006 REVOCABLE TRUST, GETTY FAMILY II 2006 REVOCABLE TRUST | F | Control |
| WOODHOUSE, THOMAS | I | GETTY FAMILY I 2006 IRREVOCABLE TRUST, GETTY FAMILY II 2006 IRREVOCABLE TRUST | F | Control |
| WOODHOUSE, THOMAS | I | GETTY FAMILY I 2006 IRREVOCABLE TRUST, GETTY FAMILY II 2006 IRREVOCABLE TRUST | F | Control |
| WOODHOUSE, THOMAS | I | GETTY FAMILY I 2006 IRREVOCABLE TRUST, GETTY FAMILY II 2006 IRREVOCABLE TRUST | F | Control |
| WOODHOUSE, THOMAS | I | GETTY FAMILY I 2006 IRREVOCABLE TRUST, GETTY FAMILY II 2006 IRREVOCABLE TRUST | F | Control |
| WOODHOUSE, THOMAS | I | GETTY FAMILY I 2006 IRREVOCABLE TRUST, GETTY FAMILY II 2006 IRREVOCABLE TRUST | F | Control |
| WOODHOUSE, THOMAS | I | FORWARD MANAGEMENT LLC | F | Control |
| WOODHOUSE, THOMAS | I | GETTY FAMILY I 2006 IRREVOCABLE TRUST, GETTY FAMILY II 2006 IRREVOCABLE TRUST | F | Control |
| WOODHOUSE, THOMAS | I | GETTY FAMILY I 2006 IRREVOCABLE TRUST, GETTY FAMILY II 2006 IRREVOCABLE TRUST | F | Control |
| WOODHOUSE, THOMAS | I | FORWARD MANAGEMENT LLC | F | Control |
| WOODHOUSE, THOMAS | I | GETTY FAMILY I 2006 IRREVOCABLE TRUST, GETTY FAMILY II 2006 IRREVOCABLE TRUST | F | Control |
| WOODHOUSE, THOMAS | I | FORWARD MANAGEMENT LLC | F | Control |
| WOODHOUSE, THOMAS | I | GETTY FAMILY I 2006 IRREVOCABLE TRUST, GETTY FAMILY II 2006 IRREVOCABLE TRUST | F | Control |
| WOODHOUSE, THOMAS | I | GETTY FAMILY I 2006 IRREVOCABLE TRUST, GETTY FAMILY II 2006 IRREVOCABLE TRUST | F | Control |
| WOODHOUSE, THOMAS | I | GETTY FAMILY I 2006 IRREVOCABLE TRUST, GETTY FAMILY II 2006 IRREVOCABLE TRUST | F | Control |
| WOODHOUSE, THOMAS | I | GETTY FAMILY I 2006 IRREVOCABLE TRUST, GETTY FAMILY II 2006 IRREVOCABLE TRUST | F | Control |
| WOODHOUSE, THOMAS | I | FORWARD MANAGEMENT LLC | F | Control |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | DE | PROGRESS-PUTNAM LOVELL VENTURES LLC | E | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | DE | PROGRESS-PUTNAM LOVELL VENTURES LLC | E | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | DE | PROGRESS-PUTNAM LOVELL VENTURES LLC | E | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | DE | PROGRESS-PUTNAM LOVELL VENTURES LLC | E | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | DE | PROGRESS-PUTNAM LOVELL VENTURES LLC | E | |
| COLUMBIA MANAGEMENT GROUP INC. | DE | PROGRESS INVESTMENT MANAGEMENT COMPANY | E | |
| COLUMBIA MANAGEMENT GROUP INC. | DE | PROGRESS-PUTNAM LOVELL VENTURES LLC | E | |
| COLUMBIA MANAGEMENT GROUP INC. | DE | PROGRESS-PUTNAM LOVELL VENTURES LLC | E | |
| COLUMBIA MANAGEMENT GROUP INC. | DE | PROGRESS-PUTNAM LOVELL VENTURES LLC | E | |
| COLUMBIA MANAGEMENT GROUP INC. | DE | PROGRESS-PUTNAM LOVELL VENTURES LLC | E | |
| FLEET BOSTON FINANCIAL CORPORATION | DE | FLEET NATIONAL BANK | E | Control |
| FLEET BOSTON FINANCIAL CORPORATION | DE | PROGRESS-PUTNAM LOVELL VENTURES LLC | E | |
| FLEET BOSTON FINANCIAL CORPORATION | DE | PROGRESS-PUTNAM LOVELL VENTURES LLC | E | |
| FLEET BOSTON FINANCIAL CORPORATION | DE | PROGRESS-PUTNAM LOVELL VENTURES LLC | E | |
| FLEET NATIONAL BANK | DE | COLUMBIA MANAGEMENT GROUP INC. | E | Control |
| FLEET NATIONAL BANK | DE | PROGRESS-PUTNAM LOVELL VENTURES LLC | E | |
| FLEET NATIONAL BANK | DE | PROGRESS-PUTNAM LOVELL VENTURES LLC | E | |
| FLEET NATIONAL BANK | DE | PROGRESS-PUTNAM LOVELL VENTURES LLC | E | |
| NATIONAL BANK FINANCIAL, INC. | FE | PUTNAM LOVELL NBF GROUP, INC. | E | |
| NATIONAL BANK OF CANADA | FE | NATIONAL BANK FINANCIAL, INC. | E | |
| PUTNAM LOVELL GROUP INC. | DE | PROGRESS-PUTNAM LOVELL VENTURES LLC | E | |
| PUTNAM LOVELL GROUP INC. | DE | PROGRESS-PUTNAM LOVELL VENTURES LLC | E | |
| PUTNAM LOVELL GROUP INC. | DE | PROGRESS-PUTNAM LOVELL VENTURES LLC | E | |
| PUTNAM LOVELL NBF GROUP, INC. | DE | PUTNAM LOVELL CAPITAL PARTNERS, INC. | E | |
| SALIENT PARTNERS, L.P. | DE | FORWARD MANAGEMENT. LLC | E | Control |
| SALIENT PARTNERS, L.P. | DE | FORWARD MANAGEMENT. LLC | E | Control |
| SALIENT PARTNERS, L.P. | DE | FORWARD MANAGEMENT. LLC | E | Control |
| SALIENT PARTNERS, L.P. | DE | FORWARD MANAGEMENT. LLC | E | Control |
| SALIENT PARTNERS, L.P. | DE | FORWARD MANAGEMENT. LLC | E | Control |
| SALIENT PARTNERS, L.P. | DE | FORWARD MANAGEMENT. LLC | E | Control |
| SALIENT PARTNERS, L.P. | DE | FORWARD MANAGEMENT. LLC | E | Control |
| SALIENT PARTNERS, L.P. | DE | FORWARD MANAGEMENT. LLC | E | Control |
| SALIENT PARTNERS, L.P. | DE | FORWARD MANAGEMENT, LLC | E | Control |
| SALIENT PARTNERS, L.P. | DE | FORWARD MANAGEMENT, LLC | E | Control |
| SALIENT PARTNERS, L.P. | DE | FORWARD MANAGEMENT, LLC | E | Control |
| SALIENT PARTNERS, L.P. | DE | FORWARD MANAGEMENT, LLC | E | Control |
| SALIENT PARTNERS, L.P. | DE | FORWARD MANAGEMENT, LLC | E | Control |
| SALIENT PARTNERS, L.P. | DE | FORWARD MANAGEMENT, LLC | E | Control |
| SALIENT PARTNERS, L.P. | DE | FORWARD MANAGEMENT, LLC | E | Control |
| SALIENT PARTNERS, L.P. | DE | FORWARD MANAGEMENT, LLC | E | Control |
| SALIENT PARTNERS, L.P. | DE | FORWARD MANAGEMENT, LLC | E | Control |
| SALIENT PARTNERS, L.P. | DE | FORWARD MANAGEMENT, LLC | E | Control |
| SALIENT PARTNERS, L.P. | DE | FORWARD MANAGEMENT, LLC | E | Control |
| SALIENT PARTNERS, L.P. | DE | FORWARD MANAGEMENT, LLC | E | Control |
| SALIENT PARTNERS, L.P. | DE | FORWARD MANAGEMENT, LLC | E | Control |
| SALIENT PARTNERS, L.P. | DE | FORWARD MANAGEMENT, LLC | E | Control |
| SALIENT PARTNERS, L.P. | DE | FORWARD MANAGEMENT, LLC | E | Control |
| SALIENT PARTNERS, L.P. | DE | FORWARD MANAGEMENT, LLC | E | Control |
| SALIENT PARTNERS, L.P. | DE | FORWARD MANAGEMENT, LLC | E | Control |
| SALIENT PARTNERS, L.P. | DE | FORWARD MANAGEMENT, LLC | E | Control |
| SALIENT PARTNERS, L.P. | DE | FORWARD MANAGEMENT, LLC | E | Control |
| GETTY FAMILY I 2006 IRREVOCABLE TRUST | DE | REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | D | Control |
| GETTY FAMILY I 2006 IRREVOCABLE TRUST | DE | REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | D | Control |
| GETTY FAMILY I 2006 IRREVOCABLE TRUST | DE | REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | D | Control |
| GETTY FAMILY I 2006 IRREVOCABLE TRUST | DE | REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | D | Control |
| GETTY FAMILY I 2006 IRREVOCABLE TRUST | DE | REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | D | Control |
| GETTY FAMILY I 2006 IRREVOCABLE TRUST | DE | REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | D | Control |
| GETTY FAMILY I 2006 IRREVOCABLE TRUST | DE | REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | D | Control |
| GETTY FAMILY I 2006 IRREVOCABLE TRUST | DE | REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | D | Control |
| GETTY FAMILY I 2006 IRREVOCABLE TRUST | DE | REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | D | Control |
| GETTY FAMILY I 2006 IRREVOCABLE TRUST | DE | REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | D | Control |
| GETTY FAMILY I 2006 IRREVOCABLE TRUST | DE | REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | D | Control |
| GETTY FAMILY I 2006 IRREVOCABLE TRUST | DE | REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | D | Control |
| GETTY FAMILY I 2006 IRREVOCABLE TRUST | DE | REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | D | Control |
| GETTY FAMILY I 2006 REVOCABLE TRUST | DE | REFOW FORWARD FAMILY HOLDING COMPANY, LLC | D | Control |
| GETTY FAMILY I 2006 REVOCABLE TRUST | DE | REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | D | Control |
| GETTY FAMILY II 2006 IRREVOCABLE TRUST | DE | REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | D | Control |
| GETTY FAMILY II 2006 IRREVOCABLE TRUST | DE | REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | D | Control |
| GETTY FAMILY II 2006 IRREVOCABLE TRUST | DE | REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | D | Control |
| GETTY FAMILY II 2006 IRREVOCABLE TRUST | DE | REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | D | Control |
| GETTY FAMILY II 2006 IRREVOCABLE TRUST | DE | REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | D | Control |
| GETTY FAMILY II 2006 IRREVOCABLE TRUST | DE | REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | D | Control |
| GETTY FAMILY II 2006 IRREVOCABLE TRUST | DE | REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | D | Control |
| GETTY FAMILY II 2006 IRREVOCABLE TRUST | DE | REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | D | Control |
| GETTY FAMILY II 2006 IRREVOCABLE TRUST | DE | REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | D | Control |
| GETTY FAMILY II 2006 IRREVOCABLE TRUST | DE | REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | D | Control |
| GETTY FAMILY II 2006 IRREVOCABLE TRUST | DE | REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | D | Control |
| GETTY FAMILY II 2006 IRREVOCABLE TRUST | DE | REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | D | Control |
| GETTY FAMILY II 2006 REVOCABLE TRUST | DE | REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | D | Control |
| GETTY FAMILY II 2006 REVOCABLE TRUST | DE | REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | D | Control |
| HIGHCREST CALIFORNIA PARTNERS LLC | DE | PROGRESS-PUTNAM LOVELL ADVISORS LLC | D | |
| HIGHCREST CALIFORNIA PARTNERS LLC | DE | PROGRESS-PUTNAM LOVELL ADVISORS LLC | D | |
| HIGHCREST CALIFORNIA PARTNERS LLC | DE | PROGRESS-PUTNAM LOVELL ADVISORS LLC | D | |
| HIGHCREST CALIFORNIA PARTNERS LLC | DE | PROGRESS-PUTNAM LOVELL ADVISORS LLC | D | |
| HIGHCREST CALIFORNIA PARTNERS LLC | DE | PROGRESS-PUTNAM LOVELL ADVISORS LLC | D | |
| LOVELL, JEFFREY, DALE | I | LOVELL MINNICK HOLDINGS LLC | D | |
| PROGRESS INVESTMENT MANAGEMENT COMPANY | DE | PROGRESS-PUTNAM LOVELL VENTURES LLC | D | |
| PROGRESS INVESTMENT MANAGEMENT COMPANY | DE | PROGRESS-PUTNAM LOVELL VENTURES LLC | D | |
| PROGRESS INVESTMENT MANAGEMENT COMPANY | DE | PROGRESS-PUTNAM LOVELL VENTURES LLC | D | |
| PROGRESS INVESTMENT MANAGEMENT COMPANY | DE | PROGRESS-PUTNAM LOVELL VENTURES LLC | D | |
| PROGRESS INVESTMENT MANAGEMENT COMPANY | DE | PROGRESS-PUTNAM LOVELL VENTURES LLC | D | |
| GETTY FAMILY II 2006 IRREVOCABLE TRUST | DE | REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | C | Control |
| GETTY, GORDON, PETER | I | FORWARD MANAGEMENT LLC | C | Control |
| GETTY, GORDON, PETER | I | FORWARD MANAGEMENT LLC | C | Control |
| GETTY, GORDON, PETER | I | FORWARD MANAGEMENT LLC | C | Control |
| GETTY, GORDON, PETER | I | FORWARD MANAGEMENT LLC | C | Control |
| GETTY, GORDON, PETER | I | FORWARD MANAGEMENT LLC | C | Control |
| GETTY, GORDON, PETER | I | FORWARD MANAGEMENT LLC | C | Control |
| GETTY, GORDON, PETER | I | FORWARD MANAGEMENT LLC | C | Control |
| GETTY, GORDON, PETER | I | FORWARD MANAGEMENT LLC | C | Control |
| GETTY, GORDON, PETER | I | FORWARD MANAGEMENT LLC | C | Control |
| MCGRATH, HARVEY, ANDREW | I | REVERE CAPITAL ADVISORS LLC | C | Control |
| MCGRATH, HARVEY, ANDREW | I | REVERE CAPITAL ADVISORS LLC | C | Control |
| MCGRATH, HARVEY, ANDREW | I | REVERE CAPITAL ADVISORS LLC | C | Control |
| MCGRATH, HARVEY, ANDREW | I | REVERE CAPITAL ADVISORS LLC | C | Control |
| MCGRATH, HARVEY, ANDREW | I | REVERE CAPITAL ADVISORS LLC | C | Control |
| MCGRATH, HARVEY, ANDREW | I | REVERE CAPITAL ADVISORS LLC | C | Control |
| MCGRATH, HARVEY, ANDREW | I | REVERE CAPITAL ADVISORS LLC | C | Control |
| MCGRATH, HARVEY, ANDREW | I | REVERE CAPITAL ADVISORS LLC | C | Control |
| MCGRATH, HARVEY, ANDREW | I | REVERE CAPITAL ADVISORS LLC | C | Control |
| MCGRATH, HARVEY, ANDREW | I | REVERE CAPITAL ADVISORS LLC | C | Control |
| MINNICK, JAMES, EDWARD | I | LOVELL MINNICK HOLDINGS LLC | C | |
| REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | DE | FORWARD MANAGEMENT LLC | C | Control |
| REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | DE | FORWARD MANAGEMENT LLC | C | Control |
| REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | DE | FORWARD MANAGEMENT LLC | C | Control |
| REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | DE | FORWARD MANAGEMENT LLC | C | Control |
| REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | DE | FORWARD MANAGEMENT LLC | C | Control |
| REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | DE | FORWARD MANAGEMENT LLC | C | Control |
| REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | DE | FORWARD MANAGEMENT LLC | C | Control |
| REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | DE | FORWARD MANAGEMENT LLC | C | Control |
| REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | DE | FORWARD MANAGEMENT LLC | C | Control |
| REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | DE | FORWARD MANAGEMENT LLC | C | Control |
| REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | DE | FORWARD MANAGEMENT LLC | C | Control |
| REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | DE | FORWARD MANAGEMENT LLC | C | Control |
| REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | DE | FORWARD MANAGEMENT LLC | C | Control |
| REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | DE | FORWARD MANAGEMENT LLC | C | Control |
| REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | DE | FORWARD MANAGEMENT LLC | C | Control |
Registrations
Federal
IA
Mar 31, 2025 REGISTERED
Notice Filings (2)
CA TX
Address
200 CRESCENT COURTSUITE 1200
DALLAS, TX 75201
United States
Phone: 2147566900