TREES INVESTMENT COUNSEL LLC
CRD #109427 SEC #801-56565 CHICAGO, IL 312-368-1200
SEC Registered
Total AUM
$221.2M
Discretionary
$217.5M
Employees
4
Clients
0
Accounts
79
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Illinois
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 20, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| TREES, MERLE, JAY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| TREES, MERLE, JAY | I | PRESIDENT/CCL | E | Control |
| TREES, MERLE, JAY | I | PRESIDENT/CCO | E | Control |
| TREES, MERLE, JAY | I | PRESIDENT | E | Control |
| TREES, MERLE, JAY | I | CHAIRMAN | E | Control |
| TREES, MERLE, JAY | I | PRESIDENT | E | Control |
| TREES, MERLE, JAY | I | CHAIRMAN | D | Control |
| TREES, MERLE, JAY | I | CHAIRMAN | D | Control |
| TREES, MERLE, JAY | I | CHAIRMAN | D | Control |
| TREES, MERLE, JAY | I | CHAIRMAN | D | Control |
| NEWHALL, SCOTT, HAVENS | I | CHIEF COMPLIANCE OFFICER & CHIEF INVESTMENT OFFICER | C | |
| NEWHALL, SCOTT, HAVENS | I | CHIEF COMPLIANCE OFFICER & CHIEF INVESTMENT OFFICER & PRESIDENT | C | |
| NEWHALL, SCOTT, HAVENS | I | CHIEF COMPLIANCE OFFICER & CHIEF INVESTMENT OFFICER & PRESIDENT | C | |
| NEWHALL, SCOTT, HAVENS | I | CHIEF COMPLIANCE OFFICER & CHIEF INVESTMENT OFFICER | C | |
| TREES, MERLE, JAY | I | CHAIRMAN | C | Control |
| MOSS, JACQUELINE, ELIZABETH | I | PRESIDENT & CHIEF OPERATING OFFICER | B | |
| NEWHALL, SCOTT, HAVENS | I | CHIEF COMPLIANCE OFFICER & CHIEF INVESTMENT OFFICER | B | |
| MOSS, JACQUELINE, ELIZABETH | I | VICE PRESIDENT | A | |
| NEWHALL, SCOTT, HAVENS | I | CHIEF COMPLIANCE OFFICER & CHIEF INVESTMENT OFFICER | A |
Registrations
Federal
IA
Feb 20, 2013 REGISTERED
Notice Filings (1)
IL
Address
70 W. MADISON STREETSUITE 640
CHICAGO, IL 60602
United States
Phone: 312-368-1200