LIGHTHOUSE INVESTMENT ADVISORS,INC.
CRD #109428 SEC #801-54509 BLUFFTON, SC 843-815-9600
SEC Registered
Total AUM
$88.6M
Discretionary
$55.1M
Employees
10
Clients
26
Accounts
495
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- SEPTEMBER
- Registration Date
- --
- Latest Filing
- Apr 30, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CHIACCHIERO, JOHN, C | I | VICE PRESIDENT | NA | Control |
| CHIACCHIERO, JOHN, C | I | VICE PRESIDENT | NA | Control |
| CHIACCHIERO, JOHN, C | I | VICE PRESIDENT | NA | Control |
| FAIRCHILD, BRUCE | I | V.P., SR. INVESTMENT ADVISOR, & COMPLIANCE OFFICER | NA | Control |
| FAIRCHILD, BRUCE | I | V.P., SR. INVESTMENT ADVISOR, & COMPLIANCE OFFICER | NA | Control |
| FAIRCHILD, BRUCE | I | V.P., SR. INVESTMENT ADVISOR, & COMPLIANCE OFFICER | NA | Control |
| LIGHTHOUSE FINANCIAL SERVICES, INC. | DE | OWNER | E | Control |
| LIGHTHOUSE FINANCIAL SERVICES, INC. | DE | OWNER | E | Control |
| LIGHTHOUSE FINANCIAL SERVICES, INC. | DE | OWNER | E | Control |
| CALDWELL, JERRY, T | I | PRESIDENT, C.O.O., & DIRECTOR | A | Control |
| CALDWELL, JERRY, T | I | PRESIDENT, C.O.O., & DIRECTOR | A | Control |
| CALDWELL, JERRY, T | I | PRESIDENT, C.O.O., & DIRECTOR | A | Control |
| ROHLFING, TERRY, LANE | I | C.E.O. & CHAIRMAN OF THE BOARD | A | Control |
| ROHLFING, TERRY, LANE | I | C.E.O. & CHAIRMAN OF THE BOARD | A | Control |
| ROHLFING, TERRY, LANE | I | C.E.O. & CHAIRMAN OF THE BOARD | A | Control |
Registrations
Federal
IA
Apr 30, 2002 REGISTERED
Notice Filings (3)
GA OH SC
Address
2 WESTBURY PARK WAYBLUFFTON, SC 29910
USA
Phone: 843-815-9600