COMPASS FINANCIAL SERVICES, INC.
Legal name: COMPASS FINANCIAL SERVICES
CRD #109441 SEC #801-118466 WEST DES MOINES, IA 515-327-1020
SEC Registered
Total AUM
$333.7M
Discretionary
$333.7M
Employees
11
Clients
51
Accounts
1,806
Firm Details
- Organization Type
- Corporation
- State of Formation
- Iowa
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 21, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| VAN HOUTEN, JUSTIN, EDWIN | I | SHAREHOLDER | NA | |
| VAN HOUTEN, JUSTIN, EDWIN | I | SHAREHOLDER | NA | |
| VAN HOUTEN, JUSTIN, EDWIN | I | SHAREHOLDER | NA | |
| VAN HOUTEN, JUSTIN, EDWIN | I | SHAREHOLDER | NA | |
| CONARD, STEVEN, ANTHONY | I | SHAREHOLDER | C | Control |
| CONARD, STEVEN, ANTHONY | I | SHAREHOLDER | C | Control |
| CONARD, STEVEN, ANTHONY | I | SHAREHOLDER | C | Control |
| CONARD, STEVEN, ANTHONY | I | SHAREHOLDER | C | Control |
| CONARD, STEVEN, ANTHONY | I | SHAREHOLDER | C | Control |
| CONARD, STEVEN, ANTHONY | I | SHAREHOLDER | C | Control |
| CONARD, STEVEN, ANTHONY | I | SHAREHOLDER | C | Control |
| CONARD, STEVEN, ANTHONY | I | SHAREHOLDER | C | Control |
| CONARD, STEVEN, ANTHONY | I | SHAREHOLDER | C | Control |
| CONARD, STEVEN, ANTHONY | I | SHAREHOLDER | C | Control |
| CONARD, STEVEN, ANTHONY | I | SHAREHOLDER | C | Control |
| CONARD, STEVEN, ANTHONY | I | SHAREHOLDER | C | Control |
| CONARD, STEVEN, ANTHONY | I | SHAREHOLDER | C | Control |
| CONARD, STEVEN, ANTHONY | I | SHAREHOLDER | C | Control |
| CONARD, STEVEN, ANTHONY | I | SHAREHOLDER | C | Control |
| CONARD, STEVEN, ANTHONY | I | SHAREHOLDER | C | Control |
| CONARD, STEVEN, ANTHONY | I | SHAREHOLDER | C | Control |
| PEARSON, KURTIS, SCOTT | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| PEARSON, KURTIS, SCOTT | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| PEARSON, KURTIS, SCOTT | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| PEARSON, KURTIS, SCOTT | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| PEARSON, KURTIS, SCOTT | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| PEARSON, KURTIS, SCOTT | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| PEARSON, KURTIS, SCOTT | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| PEARSON, KURTIS, SCOTT | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| VAN HOUTEN, JUSTIN, EDWIN | I | CHIEF EXECUTIVE OFFICER | C | Control |
| VAN HOUTEN, JUSTIN, EDWIN | I | CHIEF EXECUTIVE OFFICER | C | Control |
| VAN HOUTEN, JUSTIN, EDWIN | I | CHIEF EXECUTIVE OFFICER | C | Control |
| GREER, JULIE, KAY | I | SHAREHOLDER | B | |
| GREER, JULIE, KAY | I | SHAREHOLDER | B | |
| GREER, JULIE, KAY | I | SHAREHOLDER | B | |
| GREER, JULIE, KAY | I | SHAREHOLDER | B | |
| GREER, JULIE, KAY | I | SHAREHOLDER | B | |
| GREER, JULIE, KAY | I | SHAREHOLDER | B | |
| GREER, JULIE, KAY | I | SHAREHOLDER | B | |
| GREER, JULIE, KAY | I | SHAREHOLDER | B | |
| GREER, JULIE, KAY | I | SHAREHOLDER | B | |
| LEMAN, GUY, ALLEN DUANE | I | SHAREHOLDER | B | Control |
| LEMAN, GUY, ALLEN DUANE | I | SHAREHOLDER | B | Control |
| LEMAN, GUY, ALLEN DUANE | I | SHAREHOLDER | B | Control |
| LEMAN, GUY, ALLEN DUANE | I | SHAREHOLDER | B | Control |
| LEMAN, GUY, ALLEN DUANE | I | SHAREHOLDER | B | Control |
| LEMAN, GUY, ALLEN DUANE | I | SHAREHOLDER | B | Control |
| LEMAN, GUY, ALLEN DUANE | I | SHAREHOLDER | B | Control |
| LEMAN, GUY, ALLEN DUANE | I | SHAREHOLDER | B | Control |
| LEMAN, GUY, ALLEN DUANE | I | SHAREHOLDER | B | Control |
| PEARSON, CALEB, WELLINGTON | I | SHAREHOLDER | B | |
| PEARSON, CALEB, WELLINGTON | I | SHAREHOLDER | B | |
| PEARSON, CALEB, WELLINGTON | I | SHAREHOLDER | B | |
| PEARSON, CALEB, WELLINGTON | I | SHAREHOLDER | B | |
| PEARSON, CALEB, WELLINGTON | I | SHAREHOLDER | B | |
| PEARSON, CALEB, WELLINGTON | I | SHAREHOLDER | B | |
| PEARSON, CALEB, WELLINGTON | I | SHAREHOLDER | B | |
| PEARSON, CALEB, WELLINGTON | I | SHAREHOLDER | B | |
| PEARSON, CALEB, WELLINGTON | I | SHAREHOLDER | B | |
| PEARSON, CALEB, WELLINGTON | I | SHAREHOLDER | B | |
| PEARSON, CALEB, WELLINGTON | I | SHAREHOLDER | B | |
| PEARSON, CALEB, WELLINGTON | I | SHAREHOLDER | B | |
| PEARSON, CALEB, WELLINGTON | I | CHIEF COMPLIANCE OFFICER | B | Control |
| PEARSON, CALEB, WELLINGTON | I | SHAREHOLDER | B | |
| PEARSON, CALEB, WELLINGTON | I | CHIEF COMPLIANCE OFFICER | B | Control |
| PEARSON, CALEB, WELLINGTON | I | CHIEF COMPLIANCE OFFICER | B | Control |
| PEARSON, CALEB, WELLINGTON | I | CHIEF COMPLIANCE OFFICER | B | Control |
| PEARSON, KURTIS, SCOTT | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | B | Control |
| PEARSON, KURTIS, SCOTT | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | B | Control |
| PEARSON, KURTIS, SCOTT | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | B | Control |
| PEARSON, KURTIS, SCOTT | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | B | Control |
| PEARSON, KURTIS, SCOTT | I | PRESIDENT | B | Control |
| PEARSON, KURTIS, SCOTT | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | B | Control |
| VAN HOUTEN, JUSTIN, EDWIN | I | SHAREHOLDER | B | |
| VAN HOUTEN, JUSTIN, EDWIN | I | SHAREHOLDER | B | |
| VAN HOUTEN, JUSTIN, EDWIN | I | SHAREHOLDER | B | |
| VAN HOUTEN, JUSTIN, EDWIN | I | SHAREHOLDER | B | |
| VAN HOUTEN, JUSTIN, EDWIN | I | SHAREHOLDER | B | |
| VAN HOUTEN, JUSTIN, EDWIN | I | SHAREHOLDER | B | |
| GREER, JULIE, KAY | I | SHAREHOLDER | A | |
| GREER, JULIE, KAY | I | SHAREHOLDER | A | |
| GREER, JULIE, KAY | I | SHAREHOLDER | A | |
| GREER, JULIE, KAY | I | SHAREHOLDER | A | |
| GREER, JULIE, KAY | I | SHAREHOLDER | A | |
| GREER, JULIE, KAY | I | SHAREHOLDER | A | |
| GREER, JULIE, KAY | I | SHAREHOLDER | A | |
| GREER, JULIE, KAY | I | SHAREHOLDER | A | |
| LEMAN, GUY, ALLEN DUANE | I | SHAREHOLDER | A | Control |
| LEMAN, GUY, ALLEN DUANE | I | SHAREHOLDER | A | Control |
| LEMAN, GUY, ALLEN DUANE | I | SHAREHOLDER | A | Control |
| LEMAN, GUY, ALLEN DUANE | I | SHAREHOLDER | A | Control |
| LEMAN, GUY, ALLEN DUANE | I | SHAREHOLDER | A | Control |
| LEMAN, GUY, ALLEN DUANE | I | SHAREHOLDER | A | Control |
| LEMAN, GUY, ALLEN DUANE | I | SHAREHOLDER | A | Control |
| LEMAN, GUY, ALLEN DUANE | I | SHAREHOLDER | A | Control |
Registrations
Federal
IA
Oct 21, 2025 REGISTERED
Notice Filings (9)
AZ CA CO FL IA MN MO TX WI
Address
4801 WESTOWN PARKWAYWEST DES MOINES, IA 50266
United States
Phone: 515-327-1020