RIA Intelligence

NORTHERN TRUST BANK FSB

CRD #109443 SEC #801-56270 BLOOMFIELD HILLS, MI 248-593-9300
SEC Registered
Total AUM
$3.9B
Discretionary
$2.8B
Employees
51
Clients
--
Accounts
2,162

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 28, 2002
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ANDERSON, CATHERINE, ROSEIINVESTMENT COMPLIANCE OFFICER, VPNA Control
ANDERSON, CATHERINE, ROSEISVP, INVESTMENT COMPLIANCE OFFICERNA Control
BARRAT, SHERRY, MAEIDIRECTOR, VICE CHAIRMANNA Control
BARRAT, SHERRY, MAEIDIRECTOR, VICE CHAIRMANNA Control
BARRAT, SHERRY, MAEIDIRECTOR, VICE CHAIRMANNA Control
BARRAT, SHERRY, MAEIDIRECTOR, VICE CHAIRMANNA Control
CHAPMAN, DANIEL, HICHAIRMAN, DIRECTORNA Control
CHAPMAN, DANIEL, HICHAIRMAN, DIRECTORNA Control
CROW, TIMOTHY, MATTHEWIDIRECTORNA Control
CROW, TIMOTHY, MATTHEWIDIRECTORNA Control
CROW, TIMOTHY, MATTHEWIDIRECTORNA Control
CROW, TIMOTHY, MATTHEWIDIRECTORNA Control
DELAIN, GARY, AICHIEF OPERATING OFFICER, SVPNA Control
DELAIN, GARY, AIPRESIDENT AND CHIEF OPERATING OFFICER, SVPNA Control
DELAIN, GARY, AICHIEF OPERATING OFFICER, SVPNA Control
DELAIN, GARY, AIPRESIDENT AND CHIEF OPERATING OFFICER, SVPNA Control
HOFMANN, BRIAN, JICHIEF FINANCIAL OFFICER, VPNA Control
HOFMANN, BRIAN, JICHIEF FINANCIAL OFFICER, VPNA Control
HOFMANN, BRIAN, JICHIEF FINANCIAL OFFICER, VPNA Control
HOFMANN, BRIAN, JICHIEF FINANCIAL OFFICER, VPNA Control
JOHNSON, QUENTIN, CIPRESIDENT, DIRECTORNA Control
JOHNSON, QUENTIN, CICHAIRMAN AND CHIEF EXECUTIVE OFFICERNA Control
JOHNSON, QUENTIN, CIPRESIDENT, DIRECTORNA Control
JOHNSON, QUENTIN, CICHAIRMAN AND CHIEF EXECUTIVE OFFICERNA Control
KAPLAN, JAMES, IISECRETARY, DIRECTORNA Control
KAPLAN, JAMES, IISECRETARY, DIRECTORNA Control
KAPLAN, JAMES, IISECRETARY, DIRECTORNA Control
KAPLAN, JAMES, IISECRETARY, DIRECTORNA Control
LAMOTTE, KENNETH, JIDIRECTORNA Control
LAMOTTE, KENNETH, JIDIRECTORNA Control
LAMOTTE, KENNETH, JIDIRECTORNA Control
LAMOTTE, KENNETH, JIDIRECTORNA Control
MITCHELL, DENNIS, BIDIRECTORNA Control
MITCHELL, DENNIS, BIDIRECTORNA Control
MURRAY, JOHN, TERRENCEIVICE CHAIRMAN, DIRECTORNA Control
SPIVEY, DONNA, RICHIEF FIDUCIARY OFFICER, SVP, DIRECTORNA Control
SPIVEY, DONNA, RISVP, INVESTMENT COMPLIANCE OFFICERNA Control
SPIVEY, DONNA, RISVP, DIRECTOR, INVESTMENT COMPLIANCE OFFICERNA Control
WINTER, ALISON, AIVICE CHAIRMAN, DIRECTORNA Control
WINTER, ALISON, AIVICE CHAIRMAN, DIRECTORNA Control
WINTER, ALISON, AIVICE CHAIRMAN, DIRECTORNA Control
WINTER, ALISON, AIVICE CHAIRMAN, DIRECTORNA Control
NORTHERN TRUST CORPORATIONDEPARENTE Control
NORTHERN TRUST CORPORATIONDEPARENTE Control
NORTHERN TRUST CORPORATIONDEPARENTE Control
NORTHERN TRUST CORPORATIONDEPARENTE Control

Registrations

Federal

IA
Mar 28, 2002 REGISTERED

Notice Filings (10)

CT GA MA MI MO NV NY OH WA WI

Address

40701 WOODWARD AVE, SUITE 110
BLOOMFIELD HILLS, MI 48304-5078
USA
Phone: 248-593-9300