PEGASUS INVESTMENTS INC
CRD #109450 SEC #801-56046 BOSTON, MA 617-367-8500
SEC Registered
Total AUM
$216.2M
Discretionary
$216.2M
Employees
10
Clients
--
Accounts
11
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 25, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ARNOLD, CHRISTOPHER, BROOKE | I | CONTROLLER; VICE PRESIDENT; DIRECTOR | NA | |
| ARNOLD, CHRISTOPHER, BROOKE | I | CONTROLLER; VICE PRESIDENT; DIRECTOR | NA | |
| ARNOLD, CHRISTOPHER, BROOKE | I | CONTROLLER; VICE PRESIDENT; DIRECTOR | NA | |
| FRANCIS, DOUGLAS, ERNEST | I | CO-CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR; DIRECTOR | NA | Control |
| FRANCIS, DOUGLAS, ERNEST | I | CO-CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR; DIRECTOR | NA | Control |
| FRANCIS, DOUGLAS, ERNEST | I | CO-CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR; DIRECTOR | NA | Control |
| KOPPERL, ANDREW, DELDEN | I | PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER, DIRECTOR | NA | Control |
| KOPPERL, ANDREW, DELDEN | I | PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER, DIRECTOR | NA | Control |
| KOPPERL, BRIAN, MATTHEWS OSTAU | I | CO-CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR; DIRECTOR | NA | Control |
| KOPPERL, BRIAN, MATTHEWSOSTAU | I | CO-CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR; DIRECTOR | NA | Control |
| KOPPERL, HENDRIK, D. | I | SECURITY HOLDER | NA | |
| KOPPERL, HENDRIK, D. | I | SECURITY HOLDER | NA | |
| MARKS, HERBERT, JOEL | I | MANAGING DIRECTOR | NA | Control |
| KOPPERL, PAUL, BURGER | I | DIRECTOR | E | Control |
| KOPPERL, PAUL, BURGER | I | DIRECTOR | E | Control |
| KOPPERL, PAUL, BURGER | I | DIRECTOR | D | Control |
| KOPPERL, ANDREW, DELDEN | I | PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER, DIRECTOR | C | Control |
| KOPPERL, ANDREW, DELDEN | I | PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER, DIRECTOR | C | Control |
| KOPPERL, BRIAN, MATTHEWS OSTAU | I | CO-CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR; DIRECTOR | C | Control |
| KOPPERL, BRIAN, MATTHEWS OSTAU | I | CHIEF INTERNAL COUNSEL, MANAGING DIRECTOR; DIRECTOR | C | Control |
| FRANCIS, DOUGLAS, ERNEST | I | CO-CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR; DIRECTOR | B | Control |
| KOPPERL, ANDREW, DELDEN | I | PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER, DIRECTOR | B | Control |
| KOPPERL, BRIAN, MATTHEWS OSTAU | I | CO-CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR; DIRECTOR | B | Control |
| KOPPERL, HENDRIK, D. | I | SECURITY HOLDER | B | Control |
| KOPPERL, PAUL, BURGER | I | SECURITY HOLDER | B | |
| KOPPERL, PAUL, BURGER | I | SECURITY HOLDER | B | |
| ARNOLD, CHRISTOPHER, BROOKE | I | CHIEF FINANCIAL OFFICER; DIRECTOR | A | |
| ARNOLD, CHRISTOPHER, BROOKE | I | CHIEF FINANCIAL OFFICER; DIRECTOR | A |
Registrations
Federal
IA
Apr 25, 2002 REGISTERED
Notice Filings (1)
MA
Address
141 PORTLAND STREETSUITE 300
BOSTON, MA 2114
USA
Phone: 617-367-8500