RIA Intelligence

SWENSON JACK WENDELL

Legal name: J.W. SWENSON INVESTMENT COUNSEL

CRD #109465 SEC #801-10330 WESTON, MA 781-899-4853
SEC Registered Disclosures
Total AUM
$55M
Discretionary
$55M
Employees
1
Clients
--
Accounts
134
This firm has regulatory disclosures on file. View disclosures

Firm Details

Organization Type
Sole Proprietorship
State of Formation
Massachusetts
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Sep 27, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
SWENSON, JACK, WENDELLISOLE OWNER/MANAGER;CHIEF COMPLIANCE OFFICERE Control
SWENSON, JACK, WENDELLISOLE OWNER/MANAGER;CHIEF COMPLIANCE OFFICERE Control
SWENSON, JACK, WENDELLISOLE OWNER/MANAGER;CHIEF COMPLIANCE OFFICERE Control
SWENSON, JACK, WENDELLISOLE OWNER/MANAGER;CHIEF COMPLIANCE OFFICERE Control
SWENSON, JACK, WENDELLISOLE OWNER/MANAGER;CHIEF COMPLIANCE OFFICERE Control
SWENSON, JACK, WENDELLISOLE OWNER/ MANAGERE Control
SWENSON, JACK, WENDELLISOLE OWNER/ MANAGERE Control
SWENSON, JACK, WENDELLISOLE OWNER/MANAGER;CHIEF COMPLIANCE OFFICERE Control
SWENSON, JACK, WENDELLISOLE OWNER/MANAGER;CHIEF COMPLIANCE OFFICERE Control
SWENSON, JACK, WENDELLISOLE OWNER/MANAGER;CHIEF COMPLIANCE OFFICERE Control
SWENSON, JACK, WENDELLISOLE OWNER/MANAGER;CHIEF COMPLIANCE OFFICERE Control

Registrations

Federal

IA
Sep 27, 2012 REGISTERED

Notice Filings (1)

MA

Address

30 COLPITTS RD
WESTON, MA 02493
United States
Phone: 781-899-4853