CHARLOTTE CAPITAL, LLC
CRD #109467 SEC #801-58093 CHARLOTTE, NC 704-541-1437
SEC Registered
Total AUM
$348.5M
Discretionary
$348.5M
Employees
10
Clients
--
Accounts
16
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 25, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BALL, GEORGE, LESTER | I | MANAGING COMMITTEE MEMBER | NA | Control |
| BALL, GEORGE, LESTER | I | MANAGING COMMITTEE MEMBER | NA | Control |
| BALL, GEORGE, LESTER | I | MANAGING COMMITTEE MEMBER | NA | Control |
| GARRISON, ROBERT, EDWARD | I | MANAGING COMMITTEE MEMBER | NA | Control |
| GARRISON, ROBERT, EDWARD | I | MANAGING COMMITTEE MEMBER | NA | Control |
| GARRISON, ROBERT, EDWARD | I | MANAGING COMMITTEE MEMBER | NA | Control |
| MATHAI, ROBERT, WILLIAM | I | MANAGEMENT COMMITTEE MEMBER - DESIGNEE OF CAP TECH, LLC; CHARLOTTE CAPITAL LLC - CHIEF COMPLIANCE OFFICER | NA | Control |
| MATHAI, ROBERT, WILLIAM | I | MANAGEMENT COMMITTEE MEMBER - DESIGNEE OF CAP TECH, LLC | NA | Control |
| MATHAI, ROBERT, WILLIAM | I | MANAGEMENT COMMITTEE MEMBER - DESIGNEE OF CAP TECH, LLC | NA | Control |
| MATHAI, ROBERT, WILLIAM | I | MANAGEMENT COMMITTEE MEMBER - DESIGNEE OF CAP TECH, LLC | NA | Control |
| MATHAI, ROBERT, WILLIAM | I | MANAGEMENT COMMITTEE MEMBER - DESIGNEE OF CAP TECH, LLC | NA | Control |
| SABA, RONALD, BYRON | I | MANAGEMENT COMMITTEE MEMBER - DESIGNEE OF CAP TECH, LLC | NA | Control |
| SABA, RONALD, BYRON | I | MANAGEMENT COMMITTEE MEMBER - DESIGNEE OF CAP TECH, LLC | NA | Control |
| SABA, RONALD, BYRON | I | MANAGEMENT COMMITTEE MEMBER - DESIGNEE OF CAP TECH, LLC | NA | Control |
| SABA, RONALD, BYRON | I | MANAGEMENT COMMITTEE MEMBER - DESIGNEE OF CAP TECH, LLC | NA | Control |
| SABA, RONALD, BYRON | I | MANAGEMENT COMMITTEE MEMBER - DESIGNEE OF CAP TECH, LLC | NA | Control |
| SHERMAN, ARTHUR, HAAG | I | MANAGING COMMITTEE MEMBER | NA | Control |
| SHERMAN, ARTHUR, HAAG | I | MANAGING COMMITTEE MEMBER | NA | Control |
| SHERMAN, ARTHUR, HAAG | I | MANAGING COMMITTEE MEMBER | NA | Control |
| SILVERA, DAVID, D | I | MANAGEMENT COMMITTEE MEMBER - DESIGNEE OF ROSEMONT PARTNERS, LLC | NA | Control |
| ROSEMONT PARTNERS I, L.P. | DE | SHAREHOLDER | D | Control |
| SANDERS MORRIS HARRIS GROUP INC. | DE | SHAREHOLDER | D | Control |
| SANDERS MORRIS HARRIS GROUP INC. | DE | SHAREHOLDER | D | Control |
| SANDERS MORRIS HARRIS GROUP INC. | DE | SHAREHOLDER | D | Control |
| SANDERS MORRIS HARRIS GROUP INC. | DE | SHAREHOLDER | D | Control |
| CAP TECH LLC | DE | SHAREHOLDER | C | Control |
| CAP TECH LLC | DE | SHAREHOLDER | C | Control |
| CAP TECH LLC | DE | SHAREHOLDER | C | Control |
| CAP TECH LLC | DE | SHAREHOLDER | C | Control |
| CAP TECH LLC | DE | SHAREHOLDER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ROSEMONT PARTNERS, LLC | DE | ROSEMONT PARTNERS, I, L.P. | F | Control |
| KBC BANK AND INSURANCE HOLDING COMPANY NV | FE | KBC BANK NV | E | |
| ALMANIJ NV | FE | KBC BANK AND INSURANCE HOLDING COMPANY NV | D | |
| CERA HOLDING CVBA | FE | ALMANIJ NV | C | |
| KBC BANK NV | FE | ROSEMONT PARTNERS I, L.P. | C | Control |
| MATHAI, ROBERT, WILLIAM | I | CAP TECH LLC | C | Control |
| MATHAI, ROBERT, WILLIAM | I | CAP TECH LLC | C | Control |
| MATHAI, ROBERT, WILLIAM | I | CAP TECH LLC | C | Control |
| MATHAI, ROBERT, WILLIAM | I | CAP TECH LLC | C | Control |
| MATHAI, ROBERT, WILLIAM | I | CAP TECH LLC | C | Control |
| SABA, RONALD, BYRON | I | CAP TECH LLC | C | Control |
| SABA, RONALD, BYRON | I | CAP TECH LLC | C | Control |
| SABA, RONALD, BYRON | I | CAP TECH LLC | C | Control |
| SABA, RONALD, BYRON | I | CAP TECH LLC | C | Control |
| SABA, RONALD, BYRON | I | CAP TECH LLC | C | Control |
Registrations
Federal
IA
Mar 25, 2002 REGISTERED
Notice Filings (1)
TX
Address
8314 PINEVILLE-MATTHEWS ROADSUITE 295
CHARLOTTE, NC 28226-4725
USA
Phone: 704-541-1437