TODD ASSET MANAGEMENT LLC
CRD #109473 SEC #801-55565 LOUISVILLE, KY (502)-585-3121
SEC Registered
Total AUM
$5.1B
Discretionary
$5.1B
Employees
18
Clients
--
Accounts
106
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Kentucky
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 20, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANDERSON, KENNETH, CRAIG | I | DIRECTOR | NA | Control |
| ANDERSON, KENNETH, CRAIG | I | DIRECTOR | NA | Control |
| ANDERSON, KENNETH, CRAIG | I | DIRECTOR | NA | Control |
| ANDERSON, KENNETH, CRAIG | I | DIRECTOR | NA | Control |
| BENNETT, CHRISTOPHER, ABBOTT | I | MARKETING DIRECTOR | NA | |
| BENNETT, CHRISTOPHER, ABBOTT | I | MARKETING DIRECTOR | NA | |
| BENNETT, CHRISTOPHER, ABBOTT | I | MARKETING DIRECTOR | NA | |
| BENNETT, CHRISTOPHER, ABBOTT | I | MARKETING DIRECTOR | NA | |
| BENNETT, CHRISTOPHER, ABBOTT | I | MARKETING DIRECTOR | NA | |
| BENNETT, CHRISTOPHER, ABBOTT | I | MARKETING DIRECTOR | NA | |
| BENNETT, CHRISTOPHER, ABBOTT | I | MARKETING DIRECTOR | NA | |
| BENNETT, CHRISTOPHER, ABBOTT | I | MARKETING DIRECTOR | NA | |
| BENNETT, CHRISTOPHER, ABBOTT | I | MARKETING DIRECTOR | NA | |
| BENNETT, CHRISTOPHER, ABBOTT | I | MARKETING DIRECTOR | NA | |
| BENNETT, CHRISTOPHER, ABBOTT | I | MARKETING DIRECTOR | NA | |
| BENNETT, CHRISTOPHER, ABBOTT | I | MARKETING DIRECTOR | NA | |
| BENNETT, CHRISTOPHER, ABBOTT | I | MARKETING DIRECTOR | NA | |
| BENNETT, CHRISTOPHER, ABBOTT | I | MARKETING DIRECTOR | NA | |
| BENNETT, CHRISTOPHER, ABBOTT | I | MARKETING DIRECTOR | NA | |
| BENNETT, CHRISTOPHER, ABBOTT | I | MARKETING DIRECTOR | NA | |
| BENNETT, CHRISTOPHER, ABBOTT | I | MARKETING DIRECTOR | NA | |
| BENNETT, CHRISTOPHER, ABBOTT | I | MARKETING DIRECTOR | NA | |
| BILTON, STUART, DOUGLAS | I | DIRECTOR | NA | Control |
| BILTON, STUART, DOUGLAS | I | DIRECTOR | NA | Control |
| BILTON, STUART, DOUGLAS | I | DIRECTOR | NA | Control |
| BILTON, STUART, DOUGLAS | I | DIRECTOR | NA | Control |
| BORDOGNA, ROBERT, PHILIP | I | CHAIRMAN | NA | Control |
| BORDOGNA, ROBERT, PHILIP | I | CHAIRMAN | NA | Control |
| BORDOGNA, ROBERT, PHILIP | I | CHAIRMAN | NA | Control |
| BORDOGNA, ROBERT, PHILIP | I | CHAIRMAN | NA | Control |
| BORDOGNA, ROBERT, PHILIP | I | CHAIRMAN | NA | Control |
| BORDOGNA, ROBERT, PHILIP | I | CHAIRMAN | NA | Control |
| BORDOGNA, ROBERT, PHILIP | I | CHAIRMAN | NA | Control |
| BORDOGNA, ROBERT, PHILIP | I | CHAIRMAN | NA | Control |
| BORDOGNA, ROBERT, PHILIP | I | CHAIRMAN | NA | Control |
| BORDOGNA, ROBERT, PHILIP | I | CHAIRMAN | NA | Control |
| BORDOGNA, ROBERT, PHILIP | I | SENIOR PORTFOLIO MANAGER, CHAIRMAN EMERITUS | NA | Control |
| DOSS, JENNIFER, JANE | I | SECRETARY, COO | NA | Control |
| DOSS, JENNIFER, JANE | I | SECRETARY, COO | NA | Control |
| DOSS, JENNIFER, JANE | I | SECRETARY, COO | NA | Control |
| DOSS, JENNIFER, JANE | I | SECRETARY, COO | NA | Control |
| DOSS, JENNIFER, JANE | I | SECRETARY, COO | NA | Control |
| DOSS, JENNIFER, JANE | I | SECRETARY, COO | NA | Control |
| DOSS, JENNIFER, JANE | I | SECRETARY, COO | NA | Control |
| DOSS, JENNIFER, JANE | I | SECRETARY, COO | NA | Control |
| DOSS, JENNIFER, JANE | I | SECRETARY, COO | NA | Control |
| DOSS, JENNIFER, JANE | I | SECRETARY, COO | NA | Control |
| DOSS, JENNIFER, JANE | I | SECRETARY, COO | NA | Control |
| DOSS, JENNIFER, JANE | I | SECRETARY, COO | NA | Control |
| DOSS, JENNIFER, JANE | I | SECRETARY, COO | NA | Control |
| DOSS, JENNIFER, JANE | I | SECRETARY, COO | NA | Control |
| DOSS, JENNIFER, JANE | I | SECRETARY, COO | NA | Control |
| DOSS, JENNIFER, JANE | I | SECRETARY, COO | NA | Control |
| DOSS, JENNIFER, JANE | I | SECRETARY, COO | NA | Control |
| DOSS, JENNIFER, JANE | I | SECRETARY, COO | NA | Control |
| DOSS, JENNIFER, JANE | I | SECRETARY, COO | NA | Control |
| DOSS, JENNIFER, JANE | I | SECRETARY, COO | NA | Control |
| DOSS, JENNIFER, JANE | I | SECRETARY, COO | NA | Control |
| DOSS, JENNIFER, JANE | I | SECRETARY, COO | NA | Control |
| DOSS, JENNIFER, JANE | I | SECRETARY, COO | NA | Control |
| DOSS, JENNIFER, JANE | I | SECRETARY, COO | NA | Control |
| DOSS, JENNIFER, JANE | I | SECRETARY, COO | NA | Control |
| DOSS, JENNIFER, JANE | I | SECRETARY, COO | NA | Control |
| JENKINS, JAMES, RAYMOND | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND COO | NA | Control |
| JENKINS, JAMES, RAYMOND | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, CFO, DIRECTOR | NA | Control |
| JENKINS, JAMES, RAYMOND | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, CFO, DIRECTOR | NA | Control |
| JENKINS, JAMES, RAYMOND | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, CFO, DIRECTOR | NA | Control |
| JENKINS, JAMES, RAYMOND | I | VICE PRESIDENT, CCO, COO, DIRECTOR | NA | Control |
| JENKINS, JAMES, RAYMOND | I | VICE PRESIDENT, COO, DIRECTOR | NA | Control |
| JENKINS, JAMES, RAYMOND | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND COO | NA | Control |
| JENKINS, JAMES, RAYMOND | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND COO | NA | Control |
| JENKINS, JAMES, RAYMOND | I | VICE PRESIDENT, COO, DIRECTOR | NA | Control |
| JENKINS, JAMES, RAYMOND | I | VICE PRESIDENT, COO, DIRECTOR | NA | Control |
| JENKINS, JAMES, RAYMOND | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, CFO, DIRECTOR | NA | Control |
| JOHNSON, MICHAEL, EVERETT | I | V.P. PORTFOLIO MANAGER | NA | Control |
| JOHNSON, MICHAEL, EVERETT | I | V.P. PORTFOLIO MANAGER | NA | Control |
| JOHNSON, MICHAEL, EVERETT | I | V.P. PORTFOLIO MANAGER | NA | Control |
| JOHNSON, MICHAEL, EVERETT | I | V.P. PORTFOLIO MANAGER | NA | Control |
| KING, ANDREW, ALISTER | I | DIRECTOR | NA | Control |
| KING, ANDREW, ALISTER | I | DIRECTOR | NA | Control |
| KING, ANDREW, ALISTER | I | DIRECTOR | NA | Control |
| LEAVITT, THOMAS | I | DIRECTOR | NA | Control |
| LEAVITT, THOMAS | I | DIRECTOR | NA | Control |
| LEAVITT, THOMAS | I | DIRECTOR | NA | Control |
| MARINKO, SCOTT | I | DIRECTOR | NA | Control |
| MARINKO, SCOTT | I | DIRECTOR | NA | Control |
| MARINKO, SCOTT | I | DIRECTOR | NA | Control |
| MERCER, CHARLES, FRANCIS | I | EXEC. VICE PRESIDENT PORTFOLIO MANAGER, DIRECTOR | NA | Control |
| MERCER, CHARLES, FRANCIS | I | EXEC. VICE PRESIDENT PORTFOLIO MANAGER, DIRECTOR | NA | Control |
| MERCER, CHARLES, FRANCIS | I | EXEC. VICE PRESIDENT PORTFOLIO MANAGER, DIRECTOR | NA | Control |
| MERCER, CHARLES, FRANCIS | I | EXEC. VICE PRESIDENT PORTFOLIO MANAGER, DIRECTOR | NA | Control |
| POOLE, JOHN, STEPHEN | I | MANAGING DIRECTOR, MARKETING | NA | Control |
| Siers, Shaun, Christopher | I | SENIOR PORTFOLIO MANAGER, DIRECTOR | NA | Control |
| Siers, Shaun, Christopher | I | SENIOR PORTFOLIO MANAGER, DIRECTOR | NA | Control |
| Siers, Shaun, Christopher | I | SENIOR PORTFOLIO MANAGER, DIRECTOR | NA | Control |
| Siers, Shaun, Christopher | I | SENIOR PORTFOLIO MANAGER, DIRECTOR | NA | Control |
| TODD, BOSWORTH, MOSS | I | CHAIRMAN EMERITUS | NA | Control |
| TODD, BOSWORTH, MOSS | I | CHAIRMAN EMERITUS | NA | Control |
| TODD, BOSWORTH, MOSS | I | CHAIRMAN EMERITUS | NA | Control |
| TODD, BOSWORTH, MOSS | I | CHAIRMAN EMERITUS | NA | Control |
| TODD, BOSWORTH, MOSS | I | CHAIRMAN EMERITUS | NA | Control |
| TODD, BOSWORTH, MOSS | I | CHAIRMAN EMERITUS | NA | Control |
| TODD, BOSWORTH, MOSS | I | CHAIRMAN EMERITUS | NA | Control |
| TODD, BOSWORTH, MOSS | I | CHAIRMAN EMERITUS | NA | Control |
| TODD, BOSWORTH, MOSS | I | CHAIRMAN EMERITUS | NA | Control |
| TODD, BOSWORTH, MOSS | I | CHAIRMAN EMERITUS | NA | Control |
| TODD, BOSWORTH, MOSS | I | SENIOR PORTFOLIO MANAGER, CHAIRMAN EMERITUS | NA | |
| TODD, BOSWORTH, MOSS | I | SENIOR PORTFOLIO MANAGER, CHAIRMAN EMERITUS | NA | Control |
| ABN AMRO ASSET MANAGEMENT HOLDINGS, INC. | DE | 50% OWNER VEREDUS ASSET MANAGEMENT LLC | D | Control |
| ABN AMRO ASSET MANAGEMENT HOLDINGS, INC. | DE | 50% OWNER VEREDUS ASSET MANAGEMENT LLC | D | Control |
| ABN AMRO ASSET MANAGEMENT HOLDINGS, INC. | DE | 50% OWNER VEREDUS ASSET MANAGEMENT LLC | D | Control |
| ABN AMRO ASSET MANAGEMENT HOLDINGS, INC. | DE | 50% OWNER VEREDUS ASSET MANAGEMENT LLC | D | Control |
| ABN AMRO ASSET MANAGEMENT HOLDINGS, INC. | DE | 50% OWNER VEREDUS ASSET MANAGEMENT LLC | D | Control |
| WEBER, BRUCE, ANTHONY | I | PRESIDENT, CEO, | D | Control |
| ABN AMRO ASSET MANAGEMENT HOLDINGS, INC. | DE | 40% OWNER VEREDUS ASSET MANAGEMENT LLC | C | Control |
| ABN AMRO ASSET MANAGEMENT HOLDINGS, INC. | DE | 40% OWNER VEREDUS ASSET MANAGEMENT LLC | C | Control |
| SCOTT, CURTISS, MILLER | I | PRESIDENT, CIO, DIRECTOR | C | Control |
| SCOTT, CURTISS, MILLER | I | PRESIDENT, CIO, DIRECTOR | C | Control |
| SCOTT, CURTISS, MILLER | I | PRESIDENT, CIO, DIRECTOR | C | Control |
| SCOTT, CURTISS, MILLER | I | PRESIDENT, CIO, DIRECTOR | C | Control |
| SCOTT, CURTISS, MILLER | I | PRESIDENT, CIO, DIRECTOR | C | Control |
| SCOTT, CURTISS, MILLER | I | PRESIDENT, CIO, DIRECTOR | C | Control |
| SCOTT, CURTISS, MILLER | I | PRESIDENT, CIO, DIRECTOR | C | Control |
| SCOTT, CURTISS, MILLER | I | PRESIDENT, CIO, DIRECTOR | C | Control |
| SCOTT, CURTISS, MILLER | I | PRESIDENT, CIO, DIRECTOR | C | Control |
| SCOTT, CURTISS, MILLER | I | PRESIDENT, CIO, DIRECTOR | C | Control |
| SCOTT, CURTISS, MILLER | I | PRESIDENT, CIO, DIRECTOR | C | Control |
| SCOTT, CURTISS, MILLER | I | PRESIDENT, CIO, DIRECTOR | C | Control |
| SCOTT, CURTISS, MILLER | I | PRESIDENT, CIO, DIRECTOR | C | Control |
| SCOTT, CURTISS, MILLER | I | PRESIDENT, CIO, DIRECTOR | C | Control |
| SCOTT, CURTISS, MILLER | I | PRESIDENT, CIO, DIRECTOR | C | Control |
| SCOTT, CURTISS, MILLER | I | PRESIDENT, CIO, DIRECTOR | C | Control |
| SCOTT, CURTISS, MILLER | I | PRESIDENT, CIO, DIRECTOR | C | Control |
| SCOTT, CURTISS, MILLER | I | PRESIDENT, CIO, DIRECTOR | C | Control |
| SCOTT, CURTISS, MILLER | I | PRESIDENT, CIO, DIRECTOR | C | Control |
| SCOTT, CURTISS, MILLER | I | PRESIDENT, CIO, DIRECTOR | C | Control |
| SCOTT, CURTISS, MILLER | I | PRESIDENT, CIO, DIRECTOR | C | Control |
| SCOTT, CURTISS, MILLER | I | PRESIDENT, CIO, DIRECTOR | C | Control |
| WEBER, BRUCE, ANTHONY | I | PRESIDENT, CEO, DIRECTOR | C | Control |
| WEBER, BRUCE, ANTHONY | I | PRESIDENT, CEO, DIRECTOR | C | Control |
| WEBER, BRUCE, ANTHONY | I | PRESIDENT, CEO, DIRECTOR | C | Control |
| WEBER, BRUCE, ANTHONY | I | PRESIDENT, CEO, DIRECTOR | C | Control |
| WEBER, BRUCE, ANTHONY | I | PRESIDENT, CEO, DIRECTOR | C | Control |
| WEBER, BRUCE, ANTHONY | I | PRESIDENT, CEO, DIRECTOR | C | Control |
| WEBER, BRUCE, ANTHONY | I | PRESIDENT, CEO, DIRECTOR | C | Control |
| CASSEROLE LLC | DE | MEMBER OF LLC | B | |
| CASSEROLE LLC | DE | MEMBER OF LLC | B | |
| CASSEROLE LLC | DE | MEMBER OF LLC | B | |
| CASSEROLE LLC | DE | MEMBER OF LLC | B | |
| CASSEROLE LLC | DE | MEMBER OF LLC | B | |
| CASSEROLE LLC | DE | MEMBER OF LLC | B | |
| CASSEROLE LLC | DE | MEMBER OF LLC | B | |
| CASSEROLE LLC | DE | MEMBER OF LLC | B | |
| CASSEROLE LLC | DE | MEMBER OF LLC | B | |
| CASSEROLE LLC | DE | MEMBER OF LLC | B | |
| CASSEROLE LLC | DE | MEMBER OF LLC | B | |
| CASSEROLE LLC | DE | MEMBER OF LLC | B | |
| CASSEROLE LLC | DE | MEMBER OF LLC | B | |
| CASSEROLE LLC | DE | MEMBER OF LLC | B | |
| CASSEROLE LLC | DE | MEMBER OF LLC | B | |
| CASSEROLE LLC | DE | MEMBER OF LLC | B | |
| CASSEROLE LLC | DE | MEMBER OF LLC | B | |
| CASSEROLE LLC | DE | MEMBER OF LLC | B | |
| CASSEROLE LLC | DE | MEMBER OF LLC | B | |
| CASSEROLE LLC | DE | MEMBER OF LLC | B | |
| CASSEROLE LLC | DE | MEMBER OF LLC | B | |
| CASSEROLE LLC | DE | MEMBER OF LLC | B | |
| HOLDEN, JOHN, CLETUS | I | SENIOR PORTFOLIO MANAGER, DIRECTOR | B | Control |
| HOLDEN, JOHN, CLETUS | I | SENIOR PORTFOLIO MANAGER, DIRECTOR | B | Control |
| HOLDEN, JOHN, CLETUS | I | SENIOR PORTFOLIO MANAGER, DIRECTOR | B | Control |
| HOLDEN, JOHN, CLETUS | I | SENIOR PORTFOLIO MANAGER, DIRECTOR | B | Control |
| HOLDEN, JOHN, CLETUS | I | SENIOR PORTFOLIO MANAGER, DIRECTOR | B | Control |
| HOLDEN, JOHN, CLETUS | I | SENIOR PORTFOLIO MANAGER, DIRECTOR | B | Control |
| HOLDEN, JOHN, CLETUS | I | SENIOR PORTFOLIO MANAGER, DIRECTOR | B | Control |
| HOLDEN, JOHN, CLETUS | I | SENIOR PORTFOLIO MANAGER, DIRECTOR | B | Control |
| HOLDEN, JOHN, CLETUS | I | SENIOR PORTFOLIO MANAGER, DIRECTOR | B | Control |
| HOLDEN, JOHN, CLETUS | I | SENIOR PORTFOLIO MANAGER, DIRECTOR | B | Control |
| HOLDEN, JOHN, CLETUS | I | SENIOR PORTFOLIO MANAGER, DIRECTOR | B | Control |
| HOLDEN, JOHN, CLETUS | I | SENIOR PORTFOLIO MANAGER, DIRECTOR | B | Control |
| HOLDEN, JOHN, CLETUS | I | SENIOR PORTFOLIO MANAGER, DIRECTOR | B | Control |
| HOLDEN, JOHN, CLETUS | I | SENIOR PORTFOLIO MANAGER, DIRECTOR | B | Control |
| HOLDEN, JOHN, CLETUS | I | SENIOR PORTFOLIO MANAGER, DIRECTOR | B | Control |
| HOLDEN, JOHN, CLETUS | I | SENIOR PORTFOLIO MANAGER, DIRECTOR | B | Control |
| HOLDEN, JOHN, CLETUS | I | SENIOR PORTFOLIO MANAGER, DIRECTOR | B | Control |
| HOLDEN, JOHN, CLETUS | I | SENIOR PORTFOLIO MANAGER, DIRECTOR | B | Control |
| HOLDEN, JOHN, CLETUS | I | SENIOR PORTFOLIO MANAGER, DIRECTOR | B | Control |
| HOLDEN, JOHN, CLETUS | I | SENIOR PORTFOLIO MANAGER, DIRECTOR | B | Control |
| HOLDEN, JOHN, CLETUS | I | SENIOR PORTFOLIO MANAGER, DIRECTOR | B | Control |
| HOLDEN, JOHN, CLETUS | I | SENIOR PORTFOLIO MANAGER, DIRECTOR | B | Control |
| MERCER, CHARLES, FRANCIS | I | EXEC. VICE PRESIDENT PORTFOLIO MANAGER | B | Control |
| SCOTT, CURTISS, MILLER | I | CO-PRESIDENT, CIO, DIRECTOR | B | Control |
| SCOTT, CURTISS, MILLER | I | CO-PRESIDENT, CIO, DIRECTOR | B | Control |
| SCOTT, CURTISS, MILLER | I | PRESIDENT, CIO, DIRECTOR | B | Control |
| SCOTT, CURTISS, MILLER | I | CO-PRESIDENT, CIO, DIRECTOR | B | Control |
| WEBER, BRUCE, ANTHONY | I | CO-PRESIDENT, CIO, DIRECTOR | B | Control |
| WEBER, BRUCE, ANTHONY | I | CO-PRESIDENT, CIO, DIRECTOR | B | Control |
| WEBER, BRUCE, ANTHONY | I | PRESIDENT, CIO, DIRECTOR | B | Control |
| WEBER, BRUCE, ANTHONY | I | CO-PRESIDENT, CIO, DIRECTOR | B | Control |
| WHITE, JOHN, JAMES | I | SENIOR PORTFOLIO MANAGER, DIRECTOR OF RESEARCH, DIRECTOR | B | Control |
| WHITE, JOHN, JAMES | I | SENIOR PORTFOLIO MANAGER, DIRECTOR OF RESEARCH, DIRECTOR | B | Control |
| WHITE, JOHN, JAMES | I | SENIOR PORTFOLIO MANAGER, DIRECTOR OF RESEARCH, DIRECTOR | B | Control |
| WHITE, JOHN, JAMES | I | SENIOR PORTFOLIO MANAGER, DIRECTOR OF RESEARCH, DIRECTOR | B | Control |
| WHITE, JOHN, JAMES | I | SENIOR PORTFOLIO MANAGER, DIRECTOR OF RESEARCH, DIRECTOR | B | Control |
| WHITE, JOHN, JAMES | I | SENIOR PORTFOLIO MANAGER, DIRECTOR OF RESEARCH, DIRECTOR | B | Control |
| WHITE, JOHN, JAMES | I | SENIOR PORTFOLIO MANAGER, DIRECTOR OF RESEARCH, DIRECTOR | B | Control |
| WHITE, JOHN, JAMES | I | SENIOR PORTFOLIO MANAGER, DIRECTOR OF RESEARCH, DIRECTOR | B | Control |
| WHITE, JOHN, JAMES | I | SENIOR PORTFOLIO MANAGER, DIRECTOR OF RESEARCH, DIRECTOR | B | Control |
| WHITE, JOHN, JAMES | I | SENIOR PORTFOLIO MANAGER, DIRECTOR OF RESEARCH, DIRECTOR | B | Control |
| WHITE, JOHN, JAMES | I | SENIOR PORTFOLIO MANAGER, DIRECTOR OF RESEARCH, DIRECTOR | B | Control |
| WHITE, JOHN, JAMES | I | SENIOR PORTFOLIO MANAGER, DIRECTOR OF RESEARCH, DIRECTOR | B | Control |
| WHITE, JOHN, JAMES | I | SENIOR PORTFOLIO MANAGER, DIRECTOR OF RESEARCH, DIRECTOR | B | Control |
| WHITE, JOHN, JAMES | I | SENIOR PORTFOLIO MANAGER, DIRECTOR OF RESEARCH, DIRECTOR | B | Control |
| WHITE, JOHN, JAMES | I | SENIOR PORTFOLIO MANAGER, DIRECTOR OF RESEARCH, DIRECTOR | B | Control |
| WHITE, JOHN, JAMES | I | SENIOR PORTFOLIO MANAGER, DIRECTOR OF RESEARCH, DIRECTOR | B | Control |
| WHITE, JOHN, JAMES | I | SENIOR PORTFOLIO MANAGER, DIRECTOR OF RESEARCH, DIRECTOR | B | Control |
| WHITE, JOHN, JAMES | I | SENIOR PORTFOLIO MANAGER, DIRECTOR OF RESEARCH, DIRECTOR | B | Control |
| WHITE, JOHN, JAMES | I | SENIOR PORTFOLIO MANAGER, DIRECTOR OF RESEARCH, DIRECTOR | B | Control |
| WHITE, JOHN, JAMES | I | SENIOR PORTFOLIO MANAGER, DIRECTOR OF RESEARCH, DIRECTOR | B | Control |
| WHITE, JOHN, JAMES | I | SENIOR PORTFOLIO MANAGER, DIRECTOR OF RESEARCH, DIRECTOR | B | Control |
| WHITE, JOHN, JAMES | I | SENIOR PORTFOLIO MANAGER, DIRECTOR OF RESEARCH, DIRECTOR | B | Control |
| WHITE, JOHN, JAMES | I | SENIOR PORTFOLIO MANAGER, DIRECTOR OF RESEARCH, DIRECTOR | B | Control |
| WHITE, JOHN, JAMES | I | SENIOR PORTFOLIO MANAGER, DIRECTOR OF RESEARCH, DIRECTOR | B | Control |
| WHITE, JOHN, JAMES | I | SENIOR PORTFOLIO MANAGER, DIRECTOR OF RESEARCH, DIRECTOR | B | Control |
| WHITE, JOHN, JAMES | I | SENIOR PORTFOLIO MANAGER, DIRECTOR OF RESEARCH, DIRECTOR | B | Control |
| CASSEROLE LLC | DE | MEMBER OF LLC | A | |
| CASSEROLE LLC | DE | MEMBER OF LLC | A | |
| CASSEROLE LLC | DE | MEMBER OF LLC | A | |
| CASSEROLE LLC | DE | MEMBER OF LLC | A | |
| FEDUCHAK, JOHN, CHRISTIAN | I | DIRECTOR OF MANAGED ACCOUNT PROGRAMS | A | |
| HOLDEN, JOHN, CLETUS | I | SENIOR PORTFOLIO MANAGER, DIRECTOR | A | Control |
| HOLDEN, JOHN, CLETUS | I | SENIOR PORTFOLIO MANAGER, DIRECTOR | A | Control |
| HOLDEN, JOHN, CLETUS | I | SENIOR PORTFOLIO MANAGER, DIRECTOR | A | Control |
| HOLDEN, JOHN, CLETUS | I | SENIOR PORTFOLIO MANAGER, DIRECTOR | A | Control |
| JENKINS, JAMES, RAYMOND | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND COO | A | Control |
| JENKINS, JAMES, RAYMOND | I | CHIEF COMPLIANCE OFFICER, CFO, DIRECTOR | A | Control |
| JENKINS, JAMES, RAYMOND | I | CHIEF COMPLIANCE OFFICER, CFO, DIRECTOR | A | Control |
| JENKINS, JAMES, RAYMOND | I | CHIEF COMPLIANCE OFFICER, CFO, DIRECTOR | A | Control |
| JENKINS, JAMES, RAYMOND | I | CHIEF COMPLIANCE OFFICER, CFO, DIRECTOR | A | Control |
| JENKINS, JAMES, RAYMOND | I | CHIEF COMPLIANCE OFFICER, CFO, DIRECTOR | A | Control |
| JENKINS, JAMES, RAYMOND | I | CHIEF COMPLIANCE OFFICER, CFO, DIRECTOR | A | Control |
| JENKINS, JAMES, RAYMOND | I | CHIEF COMPLIANCE OFFICER, CFO, DIRECTOR | A | Control |
| JENKINS, JAMES, RAYMOND | I | CHIEF COMPLIANCE OFFICER, CFO, DIRECTOR | A | Control |
| JENKINS, JAMES, RAYMOND | I | CHIEF COMPLIANCE OFFICER, CFO, DIRECTOR | A | Control |
| JENKINS, JAMES, RAYMOND | I | CHIEF COMPLIANCE OFFICER, CFO, DIRECTOR | A | Control |
| JENKINS, JAMES, RAYMOND | I | CHIEF COMPLIANCE OFFICER, CFO, DIRECTOR | A | Control |
| JENKINS, JAMES, RAYMOND | I | CHIEF COMPLIANCE OFFICER, CFO, DIRECTOR | A | Control |
| JENKINS, JAMES, RAYMOND | I | CHIEF COMPLIANCE OFFICER, CFO, DIRECTOR | A | Control |
| JENKINS, JAMES, RAYMOND | I | CHIEF COMPLIANCE OFFICER, CFO, DIRECTOR | A | Control |
| JENKINS, JAMES, RAYMOND | I | CHIEF COMPLIANCE OFFICER, CFO, DIRECTOR | A | Control |
| JENKINS, JAMES, RAYMOND | I | CHIEF COMPLIANCE OFFICER, CFO, DIRECTOR | A | Control |
| JENKINS, JAMES, RAYMOND | I | CHIEF COMPLIANCE OFFICER, CFO, DIRECTOR | A | Control |
| JENKINS, JAMES, RAYMOND | I | CHIEF COMPLIANCE OFFICER, CFO, DIRECTOR | A | Control |
| JENKINS, JAMES, RAYMOND | I | CHIEF COMPLIANCE OFFICER, CFO, DIRECTOR | A | Control |
| JENKINS, JAMES, RAYMOND | I | CHIEF COMPLIANCE OFFICER, CFO, DIRECTOR | A | Control |
| JENKINS, JAMES, RAYMOND | I | CHIEF COMPLIANCE OFFICER, CFO, DIRECTOR | A | Control |
| JENKINS, JAMES, RAYMOND | I | CHIEF COMPLIANCE OFFICER, CFO, DIRECTOR | A | Control |
| JOHNSON, MICHAEL, EVERETT | I | V.P. PORTFOLIO MANAGER | A | Control |
| MCCURDY, CHARLES, PATRICK | I | EXEC. VP, PORTFOLIO MANGER, DIRECTOR | A | Control |
| MCCURDY, CHARLES, PATRICK | I | EXEC. VP, PORTFOLIO MANGER, DIRECTOR | A | Control |
| MCCURDY, CHARLES, PATRICK | I | EXEC. VP, PORTFOLIO MANGER, DIRECTOR | A | Control |
| MCCURDY, CHARLES, PATRICK | I | EXEC. VP, PORTFOLIO MANGER, DIRECTOR | A | Control |
| MCCURDY, CHARLES, PATRICK | I | EXEC. VP, PORTFOLIO MANGER, DIRECTOR | A | Control |
| MCCURDY, CHARLES, PATRICK | I | EXEC. VP, PORTFOLIO MANGER, DIRECTOR | A | Control |
| MCCURDY, CHARLES, PATRICK | I | EXEC. VP, PORTFOLIO MANGER, DIRECTOR | A | Control |
| POOLE, JOHN, STEPHEN | I | MANAGING DIRECTOR, MARKETING | A | Control |
| POOLE, JOHN, STEPHEN | I | MANAGING DIRECTOR, MARKETING | A | Control |
| POOLE, JOHN, STEPHEN | I | MANAGING DIRECTOR, MARKETING | A | Control |
| POOLE, JOHN, STEPHEN | I | MANAGING DIRECTOR, MARKETING | A | Control |
| POOLE, JOHN, STEPHEN | I | MANAGING DIRECTOR, MARKETING | A | Control |
| POOLE, JOHN, STEPHEN | I | MANAGING DIRECTOR, MARKETING | A | Control |
| POOLE, JOHN, STEPHEN | I | MANAGING DIRECTOR, MARKETING | A | Control |
| POOLE, JOHN, STEPHEN | I | MANAGING DIRECTOR, MARKETING | A | Control |
| POOLE, JOHN, STEPHEN | I | MANAGING DIRECTOR, MARKETING | A | Control |
| POOLE, JOHN, STEPHEN | I | MANAGING DIRECTOR, MARKETING | A | Control |
| POOLE, JOHN, STEPHEN | I | MANAGING DIRECTOR, MARKETING | A | Control |
| POOLE, JOHN, STEPHEN | I | MANAGING DIRECTOR, MARKETING | A | Control |
| POOLE, JOHN, STEPHEN | I | MANAGING DIRECTOR, MARKETING | A | Control |
| POOLE, JOHN, STEPHEN | I | MANAGING DIRECTOR, MARKETING | A | Control |
| POOLE, JOHN, STEPHEN | I | MANAGING DIRECTOR, MARKETING | A | Control |
| POOLE, JOHN, STEPHEN | I | MANAGING DIRECTOR, MARKETING | A | Control |
| POOLE, JOHN, STEPHEN | I | MANAGING DIRECTOR, MARKETING | A | Control |
| POOLE, JOHN, STEPHEN | I | MANAGING DIRECTOR, MARKETING | A | Control |
| POOLE, JOHN, STEPHEN | I | MANAGING DIRECTOR, MARKETING | A | Control |
| POOLE, JOHN, STEPHEN | I | MANAGING DIRECTOR, MARKETING | A | Control |
| POOLE, JOHN, STEPHEN | I | MANAGING DIRECTOR, MARKETING | A | Control |
| POOLE, JOHN, STEPHEN | I | MANAGING DIRECTOR, MARKETING | A | Control |
| Siers, Shaun, Christopher | I | SENIOR PORTFOLIO MANAGER, DIRECTOR | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ABN AMRO ASSET MANAGEMENT HOLDING N.V. | FE | ABN AMRO ASSET MANAGEMENT HOLDINGS, INC | E | Control |
| ABN AMRO ASSET MANAGEMENT HOLDING N.V. | FE | ABN AMRO ASSET MANAGEMENT HOLDINGS, INC | E | Control |
| ABN AMRO ASSET MANAGEMENT HOLDING N.V. | FE | ABN AMRO ASSET MANAGEMENT HOLDINGS, INC | E | Control |
| ABN AMRO ASSET MANAGEMENT HOLDING N.V. | FE | ABN AMRO ASSET MANAGEMENT HOLDINGS, INC | E | Control |
| ABN AMRO BANK NV | FE | ABN AMRO ASSET MANAGEMENT HOLDING N.V. | E | Control |
| ABN AMRO BANK NV | FE | ABN AMRO ASSET MANAGEMENT HOLDING N.V. | E | Control |
| ABN AMRO BANK NV | DE | ABN AMRO NORTH AMERICA HOLDING COMPANY | E | Control |
| ABN AMRO BANK NV | FE | ABN AMRO ASSET MANAGEMENT HOLDING N.V. | E | Control |
| ABN AMRO BANK NV | FE | ABN AMRO ASSET MANAGEMENT HOLDING N.V. | E | Control |
| ABN AMRO BANK NV | DE | ABN AMRO NORTH AMERICA HOLDING COMPANY | E | Control |
| ABN AMRO BANK NV | DE | ABN AMRO NORTH AMERICA HOLDING COMPANY | E | Control |
| ABN AMRO HOLDING N.V. | FE | ABN AMRO BANK NV | E | Control |
| ABN AMRO HOLDING N.V. | FE | ABN AMRO BANK NV | E | Control |
| ABN AMRO NORTH AMERICA HOLDING COMPANY | DE | ABN AMRO ASSET MANAGEMENT HOLDINGS, INC | E | Control |
| ABN AMRO NORTH AMERICA HOLDING COMPANY | DE | ABN AMRO ASSET MANAGEMENT HOLDINGS, INC | E | Control |
| ABN AMRO NORTH AMERICA HOLDING COMPANY | DE | ABN AMRO ASSET MANAGEMENT HOLDINGS, INC | E | Control |
| PRUGAR, ROBERT, PAUL | I | CASSEROLE LLC | E | |
| PRUGAR, ROBERT, PAUL | I | CASSEROLE LLC | E | |
| PRUGAR, ROBERT, PAUL | I | CASSEROLE LLC | E | |
| PRUGAR, ROBERT, PAUL | I | CASSEROLE LLC | E | |
| PRUGAR, ROBERT, PAUL | I | CASSEROLE LLC | E | |
| PRUGAR, ROBERT, PAUL | I | CASSEROLE LLC | E | |
| PRUGAR, ROBERT, PAUL | I | CASSEROLE LLC | E | |
| PRUGAR, ROBERT, PAUL | I | CASSEROLE LLC | E | |
| PRUGAR, ROBERT, PAUL | I | CASSEROLE LLC | E | |
| PRUGAR, ROBERT, PAUL | I | CASSEROLE LLC | E | |
| PRUGAR, ROBERT, PAUL | I | CASSEROLE LLC | E | |
| PRUGAR, ROBERT, PAUL | I | CASSEROLE LLC | E | |
| PRUGAR, ROBERT, PAUL | I | CASSEROLE LLC | E | |
| PRUGAR, ROBERT, PAUL | I | CASSEROLE LLC | E | |
| PRUGAR, ROBERT, PAUL | I | CASSEROLE LLC | E | |
| PRUGAR, ROBERT, PAUL | I | CASSEROLE LLC | E | |
| PRUGAR, ROBERT, PAUL | I | CASSEROLE LLC | E | |
| PRUGAR, ROBERT, PAUL | I | CASSEROLE LLC | E | |
| PRUGAR, ROBERT, PAUL | I | CASSEROLE LLC | E | |
| PRUGAR, ROBERT, PAUL | I | CASSEROLE LLC | E | |
| PRUGAR, ROBERT, PAUL | I | CASSEROLE LLC | E | |
| PRUGAR, ROBERT, PAUL | I | CASSEROLE LLC | E | |
| PRUGAR, ROBERT, PAUL | I | CASSEROLE LLC | E | |
| PRUGAR, ROBERT, PAUL | I | CASSEROLE LLC | E | |
| PRUGAR, ROBERT, PAUL | I | CASSEROLE LLC | E | |
| RFS HOLDINGS B.V. | FE | ABN AMRO HOLDING N.V. | E | Control |
| RFS HOLDINGS B.V. | FE | ABN AMRO HOLDING N.V. | E | Control |
| BANCO SANTANDER S.A. | FE | RFS HOLDINGS B.V. | C | Control |
| BANCO SANTANDER S.A. | FE | RFS HOLDINGS B.V. | C | Control |
| FORTIS BANK NEDERLAND (HOLDING) N.V. | FE | RFS HOLDINGS B.V. | C | Control |
| FORTIS BANK NEDERLAND (HOLDING) N.V. | FE | RFS HOLDINGS B.V. | C | Control |
| THE ROYAL BANK OF SCOTLAND PLC | FE | RFS HOLDINGS B.V. | C | Control |
| THE ROYAL BANK OF SCOTLAND PLC | FE | RFS HOLDINGS B.V. | C | Control |
Registrations
Federal
IA
Mar 20, 2025 REGISTERED
Notice Filings (49)
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Address
101 SOUTH 5TH STREETSUITE 3100
LOUISVILLE, KY 40202
United States
Phone: (502)-585-3121