RIA Intelligence

EUCLID ADVISORS LLC

CRD #109483 SEC #801-54263 HARTFORD, CT 800-248-7971
SEC Registered
Total AUM
--
Discretionary
--
Employees
0
Clients
--
Accounts
--

Firm Details

Organization Type
Limited Liability Company
State of Formation
New York
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 30, 2017
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ANGERTHAL, MICHAEL, AIEXECUTIVE VICE PRESIDENT AND TREASURERNA Control
ANGERTHAL, MICHAEL, AIEXECUTIVE VICE PRESIDENT AND TREASURERNA Control
ANGERTHAL, MICHAEL, AIEXECUTIVE VICE PRESIDENT AND TREASURERNA Control
ANGERTHAL, MICHAEL, AIEXECUTIVE VICE PRESIDENT AND TREASURERNA Control
ANGERTHAL, MICHAEL, AIEXECUTIVE VICE PRESIDENT AND TREASURERNA Control
ANGERTHAL, MICHAEL, AIEXECUTIVE VICE PRESIDENT AND TREASURERNA Control
ANGERTHAL, MICHAEL, AIEXECUTIVE VICE PRESIDENT AND TREASURERNA Control
ANGERTHAL, MICHAEL, AIEXECUTIVE VICE PRESIDENT AND TREASURERNA Control
ANGERTHAL, MICHAEL, AIEXECUTIVE VICE PRESIDENT AND TREASURERNA Control
ANGERTHAL, MICHAEL, AIEXECUTIVE VICE PRESIDENT AND TREASURERNA Control
ANGERTHAL, MICHAEL, AIEXECUTIVE VICE PRESIDENT AND TREASURERNA Control
ANGERTHAL, MICHAEL, AARONIEXECUTIVE VICE PRESIDENT AND TREASURERNA Control
ANGERTHAL, MICHAEL, AARONIEXECUTIVE VICE PRESIDENT AND TREASURERNA Control
ANGERTHAL, MICHAEL, AARONIEXECUTIVE VICE PRESIDENT AND TREASURERNA Control
ANGERTHAL, MICHAEL, AARONIEXECUTIVE VICE PRESIDENT AND TREASURERNA Control
ANGERTHAL, MICHAEL, AARONIEXECUTIVE VICE PRESIDENT AND TREASURERNA Control
ANGERTHAL, MICHAEL, AARONIEXECUTIVE VICE PRESIDENT AND TREASURERNA Control
ANGERTHAL, MICHAEL, AARONIEXECUTIVE VICE PRESIDENT AND TREASURERNA Control
ANGERTHAL, MICHAEL, AARONIEXECUTIVE VICE PRESIDENT AND TREASURERNA Control
ANGERTHAL, MICHAEL, AARONIEXECUTIVE VICE PRESIDENT AND TREASURERNA Control
ANGERTHAL, MICHAEL, AARONIEXECUTIVE VICE PRESIDENT AND TREASURERNA Control
ANGERTHAL, MICHAEL, AARONIEXECUTIVE VICE PRESIDENT AND TREASURERNA Control
AYLWARD, GEORGE, R.IEXECUTIVE VICE PRESIDENTNA Control
AYLWARD, GEORGE, R.IPRESIDENTNA Control
AYLWARD, GEORGE, R.IPRESIDENTNA Control
AYLWARD, GEORGE, R.IPRESIDENTNA Control
AYLWARD, GEORGE, R.IPRESIDENTNA Control
AYLWARD, GEORGE, R.IEXECUTIVE VICE PRESIDENTNA Control
AYLWARD, GEORGE, R.IPRESIDENTNA Control
AYLWARD, GEORGE, R.IPRESIDENTNA Control
AYLWARD, GEORGE, R.IPRESIDENTNA Control
AYLWARD, GEORGE, R.IPRESIDENTNA Control
AYLWARD, GEORGE, R.IPRESIDENT AND CHAIRMANNA Control
AYLWARD, GEORGE, R.IPRESIDENT AND CHAIRMANNA Control
AYLWARD, GEORGE, R.IPRESIDENT AND CHAIRMANNA Control
AYLWARD, GEORGE, R.IPRESIDENT AND CHAIRMANNA Control
AYLWARD, GEORGE, R.IPRESIDENT AND CHAIRMANNA Control
AYLWARD, GEORGE, R.IPRESIDENT AND CHAIRMANNA Control
AYLWARD, GEORGE, R.IPRESIDENT AND CHAIRMANNA Control
AYLWARD, GEORGE, ROBERTIPRESIDENT AND CHAIRMANNA Control
AYLWARD, GEORGE, ROBERTIPRESIDENT AND CHAIRMANNA Control
AYLWARD, GEORGE, ROBERTIPRESIDENT AND CHAIRMANNA Control
AYLWARD, GEORGE, ROBERTIPRESIDENT AND CHAIRMANNA Control
AYLWARD, GEORGE, ROBERTIPRESIDENT AND CHAIRMANNA Control
AYLWARD, GEORGE, ROBERTIPRESIDENT AND CHAIRMANNA Control
AYLWARD, GEORGE, ROBERTIPRESIDENT AND CHAIRMANNA Control
AYLWARD, GEORGE, ROBERTIPRESIDENT AND CHAIRMANNA Control
AYLWARD, GEORGE, ROBERTIPRESIDENT AND CHAIRMANNA Control
AYLWARD, GEORGE, ROBERTIPRESIDENT AND CHAIRMANNA Control
AYLWARD, GEORGE, ROBERTIPRESIDENT AND CHAIRMANNA Control
BALTUCH, MARCICHIEF COMPLIANCE OFFICERNA
BALTUCH, MARCICHIEF COMPLIANCE OFFICERNA
BALTUCH, MARCICHIEF COMPLIANCE OFFICERNA
BALTUCH, MARCICHIEF COMPLIANCE OFFICERNA
BALTUCH, MARCICHIEF COMPLIANCE OFFICERNA
BALTUCH, MARCICHIEF COMPLIANCE OFFICERNA
BALTUCH, MARCICHIEF COMPLIANCE OFFICERNA
BALTUCH, MARCICHIEF COMPLIANCE OFFICERNA
BALTUCH, MARCICHIEF COMPLIANCE OFFICERNA
BALTUCH, MARCICHIEF COMPLIANCE OFFICERNA
BALTUCH, MARCICHIEF COMPLIANCE OFFICERNA
BEERS, JOHN, HENRYIVICE PRESIDENT AND SECRETARYNA
BEERS, JOHN, HENRYIVICE PRESIDENT AND SECRETARYNA
BEERS, JOHN, HENRYIVICE PRESIDENT AND SECRETARYNA
BRANIGAN, TIMOTHY, JOHNIVICE PRESIDENT AND CHIEF COMPLIANCE OFFICERNA
BRANIGAN, TIMOTHY, JOHNIVICE PRESIDENT AND CHIEF COMPLIANCE OFFICERNA
BRANIGAN, TIMOTHY, JOHNIVICE PRESIDENT AND CHIEF COMPLIANCE OFFICERNA
BRANIGAN, TIMOTHY, JOHNIVICE PRESIDENT AND CHIEF COMPLIANCE OFFICERNA
BRANIGAN, TIMOTHY, JOHNIVICE PRESIDENT AND CHIEF COMPLIANCE OFFICERNA
BRANIGAN, TIMOTHY, JOHNIVICE PRESIDENT AND CHIEF COMPLIANCE OFFICERNA
BRANIGAN, TIMOTHY, JOHNIVICE PRESIDENT AND CHIEF COMPLIANCE OFFICERNA
BRANIGAN, TIMOTHY, JOHNIVICE PRESIDENT AND CHIEF COMPLIANCE OFFICERNA
BRIMBERG, FREDERICK, ANDREWISENIOR MANAGING DIRECTORNA
BRIMBERG, FREDERICK, ANDREWISENIOR MANAGING DIRECTORNA
BRIMBERG, FREDERICK, ANDREWISENIOR MANAGING DIRECTORNA
BRIMBERG, FREDERICK, ANDREWISENIOR MANAGING DIRECTORNA
BRIMBERG, FREDERICK, ANDREWISENIOR MANAGING DIRECTORNA
BRIMBERG, FREDERICK, ANDREWISENIOR MANAGING DIRECTORNA
BRIMBERG, FREDERICK, ANDREWISENIOR MANAGING DIRECTORNA
BRIMBERG, FREDERICK, ANDREWISENIOR MANAGING DIRECTORNA
BRIMBERG, FREDERICK, ANDREWISENIOR MANAGING DIRECTORNA
BRIMBERG, FREDERICK, ANDREWISENIOR MANAGING DIRECTORNA
BRIMBERG, FREDERICK, ANDREWISENIOR MANAGING DIRECTORNA
BRIMBERG, FREDERICK, ANDREWISENIOR MANAGING DIRECTORNA
BRIMBERG, FREDERICK, ANDREWISENIOR MANAGING DIRECTORNA
BRIMBERG, FREDERICK, ANDREWISENIOR MANAGING DIRECTORNA
BRIMBERG, FREDERICK, ANDREWISENIOR MANAGING DIRECTORNA
CARR, KEVIN, JOHNIVICE PRESIDENT AND SECRETARYNA
CARR, KEVIN, JOHNIVICE PRESIDENT AND SECRETARYNA
CARR, KEVIN, JOHNIVICE PRESIDENT AND SECRETARYNA
CARR, KEVIN, JOHNIVICE PRESIDENT AND SECRETARYNA
CARR, KEVIN, JOHNIVICE PRESIDENT AND SECRETARYNA
CARR, KEVIN, JOHNISENIOR VICE PRESIDENT AND SECRETARYNA
CARR, KEVIN, JOHNISENIOR VICE PRESIDENT AND SECRETARYNA
CARR, KEVIN, JOHNISENIOR VICE PRESIDENT AND SECRETARYNA
CARR, KEVIN, JOHNISENIOR VICE PRESIDENT AND SECRETARYNA
CARR, KEVIN, JOHNISENIOR VICE PRESIDENT AND SECRETARYNA
CARR, KEVIN, JOHNISENIOR VICE PRESIDENT AND SECRETARYNA
CARR, KEVIN, JOHNISENIOR VICE PRESIDENT AND SECRETARYNA
CARR, KEVIN, JOHNISENIOR VICE PRESIDENT AND SECRETARYNA
CARR, KEVIN, JOHNISENIOR VICE PRESIDENT AND SECRETARYNA
CARR, KEVIN, JOHNISENIOR VICE PRESIDENT AND SECRETARYNA
CARR, KEVIN, JOHNISENIOR VICE PRESIDENT AND SECRETARYNA
CARR, KEVIN, JOHNISENIOR VICE PRESIDENT AND SECRETARYNA
CARR, KEVIN, JOHNISENIOR VICE PRESIDENT AND SECRETARYNA
CARR, KEVIN, JOHNISENIOR VICE PRESIDENT AND SECRETARYNA
CARR, KEVIN, JOHNISENIOR VICE PRESIDENT AND SECRETARYNA
CARR, KEVIN, JOHNISENIOR VICE PRESIDENT AND SECRETARYNA
CARR, KEVIN, JOHNISENIOR VICE PRESIDENT AND SECRETARYNA
CARR, KEVIN, JOHNISENIOR VICE PRESIDENT AND SECRETARYNA
CRESWELL, JOHN, LUTHERISENIOR MANAGING DIRECTORNA
CRESWELL, JOHN, LUTHERISENIOR MANAGING DIRECTORNA
CRESWELL, JOHN, LUTHERISENIOR MANAGING DIRECTORNA
CRESWELL, JOHN, LUTHERISENIOR MANAGING DIRECTORNA
CRESWELL, JOHN, LUTHERISENIOR MANAGING DIRECTORNA
CRESWELL, JOHN, LUTHERISENIOR MANAGING DIRECTORNA
CRESWELL, JOHN, LUTHERISENIOR MANAGING DIRECTORNA
CRESWELL, JOHN, LUTHERISENIOR MANAGING DIRECTORNA
CRESWELL, JOHN, LUTHERISENIOR MANAGING DIRECTORNA
CRESWELL, JOHN, LUTHERISENIOR MANAGING DIRECTORNA
CRESWELL, JOHN, LUTHERISENIOR MANAGING DIRECTORNA
CRESWELL, JOHN, LUTHERISENIOR MANAGING DIRECTORNA
CRESWELL, JOHN, LUTHERISENIOR MANAGING DIRECTORNA
CRESWELL, JOHN, LUTHERISENIOR MANAGING DIRECTORNA
CRESWELL, JOHN, LUTHERISENIOR MANAGING DIRECTORNA
DICKERSON, DAVID, CISENIOR VICE PRESIDENTNA
DICKERSON, DAVID, CISENIOR VICE PRESIDENTNA
DICKERSON, DAVID, CISENIOR VICE PRESIDENTNA
DICKERSON, DAVID, CIFIRST VICE PRESIDENTNA
DICKERSON, DAVID, CIFIRST VICE PRESIDENTNA
DICKERSON, DAVID, CIFIRST VICE PRESIDENTNA
DICKERSON, DAVID, CISENIOR VICE PRESIDENTNA
DICKERSON, DAVID, CISENIOR VICE PRESIDENTNA
DICKERSON, DAVID, CISENIOR VICE PRESIDENTNA
DICKERSON, DAVID, CISENIOR VICE PRESIDENTNA
DICKERSON, DAVID, CISENIOR VICE PRESIDENTNA
DICKERSON, DAVID, CISENIOR VICE PRESIDENTNA
DICKERSON, DAVID, CISENIOR VICE PRESIDENTNA
DICKERSON, DAVID, CIFIRST VICE PRESIDENTNA
DICKERSON, DAVID, CIMANAGING DIRECTORNA
DICKERSON, DAVID, CIMANAGING DIRECTORNA
DICKERSON, DAVID, CIMANAGING DIRECTORNA
DICKERSON, DAVID, CIMANAGING DIRECTORNA
DICKERSON, DAVID, CIMANAGING DIRECTORNA
DICKERSON, DAVID, CIMANAGING DIRECTORNA
DICKERSON, DAVID, CIMANAGING DIRECTORNA
DICKERSON, DAVID, CARLETONIMANAGING DIRECTORNA
DICKERSON, DAVID, CARLETONIMANAGING DIRECTORNA
DICKERSON, DAVID, CARLETONIMANAGING DIRECTORNA
DICKERSON, DAVID, CARLETONIMANAGING DIRECTORNA
DICKERSON, DAVID, CARLETONIMANAGING DIRECTORNA
DICKERSON, DAVID, CARLETONIMANAGING DIRECTORNA
DICKERSON, DAVID, CARLETONIMANAGING DIRECTORNA
DICKERSON, DAVID, CARLETONIMANAGING DIRECTORNA
DICKERSON, DAVID, CARLETONIMANAGING DIRECTORNA
DICKERSON, DAVID, CARLETONIMANAGING DIRECTORNA
ENGBERG, NANCY, JEANIVICE PRESIDENTNA
ENGBERG, NANCY, JEANIVICE PRESIDENT AND ASSISTANT SECRETARYNA
ENGBERG, NANCY, JEANIVICE PRESIDENTNA
ENGBERG, NANCY, JEANIVICE PRESIDENT AND ASSISTANT SECRETARYNA
ENGBERG, NANCY, JEANIVICE PRESIDENTNA
FLYNN, MARK, SIEXECUTIVE VICE PRESIDENT AND GENERAL COUNSELNA Control
FLYNN, MARK, SIEXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT SECRETARYNA Control
FLYNN, MARK, SIEXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT SECRETARYNA Control
FLYNN, MARK, SIEXECUTIVE VICE PRESIDENT AND GENERAL COUNSELNA Control
FLYNN, MARK, SIEXECUTIVE VICE PRESIDENT AND GENERAL COUNSELNA Control
FLYNN, MARK, SIEXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT SECRETARYNA Control
FLYNN, MARK, SIEXECUTIVE VICE PRESIDENT AND GENERAL COUNSELNA Control
FLYNN, MARK, SIEXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT SECRETARYNA Control
FLYNN, MARK, STEPHENIEXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT SECRETARYNA Control
FLYNN, MARK, STEPHENIEXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT SECRETARYNA Control
FLYNN, MARK, STEPHENIEXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT SECRETARYNA Control
FLYNN, MARK, STEPHENIEXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT SECRETARYNA Control
FLYNN, MARK, STEPHENIEXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT SECRETARYNA Control
FLYNN, MARK, STEPHENIEXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT SECRETARYNA Control
FLYNN, MARK, STEPHENIEXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT SECRETARYNA Control
FLYNN, MARK, STEPHENIEXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT SECRETARYNA Control
FLYNN, MARK, STEPHENIEXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT SECRETARYNA Control
FLYNN, MARK, STEPHENIEXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT SECRETARYNA Control
FLYNN, MARK, STEPHENIEXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT SECRETARYNA Control
FUSCO, DAVID, ELLIOTIVICE PRESIDENT AND CHIEF COMPLIANCE OFFICERNA
FUSCO, DAVID, ELLIOTIVICE PRESIDENT, COMPLIANCENA
FUSCO, DAVID, ELLIOTIVICE PRESIDENT, COMPLIANCENA
FUSCO, DAVID, ELLIOTIVICE PRESIDENT AND CHIEF COMPLIANCE OFFICERNA
FUSCO, DAVID, ELLIOTIVICE PRESIDENT, COMPLIANCENA
FUSCO, DAVID, ELLIOTIVICE PRESIDENT AND CHIEF COMPLIANCE OFFICERNA
FUSCO, DAVID, ELLIOTIVICE PRESIDENT, COMPLIANCENA
FUSCO, DAVID, ELLIOTIVICE PRESIDENT, COMPLIANCENA
FUSCO, DAVID, ELLIOTIVICE PRESIDENT, COMPLIANCENA
FUSCO, DAVID, ELLIOTIVICE PRESIDENT AND CHIEF COMPLIANCE OFFICERNA
FUSCO, DAVID, ELLIOTIVICE PRESIDENT, COMPLIANCENA
FUSCO, DAVID, ELLIOTIVICE PRESIDENT, COMPLIANCENA
FUSCO, DAVID, ELLIOTIVICE PRESIDENT, COMPLIANCENA
FUSCO, DAVID, ELLIOTIVICE PRESIDENT, COMPLIANCENA
FUSCO, DAVID, ELLIOTIVICE PRESIDENT, COMPLIANCENA
FUSCO, DAVID, ELLIOTIVICE PRESIDENT, COMPLIANCENA
FUSCO, DAVID, ELLIOTIVICE PRESIDENT, COMPLIANCENA
FUSCO, DAVID, ELLIOTIVICE PRESIDENT, COMPLIANCENA
FUSCO, DAVID, ELLIOTIVICE PRESIDENT, COMPLIANCENA
GERACI, DANIEL, THEODOREIPRESIDENTNA
GERACI, DANIEL, THEODOREIPRESIDENTNA
GERACI, DANIEL, THEODOREIPRESIDENTNA
GERACI, DANIEL, THEODOREIPRESIDENTNA
GERACI, DANIEL, THEODOREIPRESIDENTNA
HANLEY, DAVID, GIVICE PRESIDENT AND ASSISTANT TREASURERNA
HANLEY, DAVID, GIVICE PRESIDENT AND ASSISTANT TREASURERNA
HANLEY, DAVID, GIVICE PRESIDENT AND ASSISTANT TREASURERNA
HANLEY, DAVID, GIVICE PRESIDENT AND TREASURERNA
HANLEY, DAVID, GIVICE PRESIDENT AND TREASURERNA
HANLEY, DAVID, GIVICE PRESIDENT AND TREASURERNA
HANLEY, DAVID, GIVICE PRESIDENT AND ASSISTANT TREASURERNA
HANLEY, DAVID, GIVICE PRESIDENT AND ASSISTANT TREASURERNA
HANLEY, DAVID, GIVICE PRESIDENT AND ASSISTANT TREASURERNA
HANLEY, DAVID, GIVICE PRESIDENT AND ASSISTANT TREASURERNA
HANLEY, DAVID, GIVICE PRESIDENT AND ASSISTANT TREASURERNA
HANLEY, DAVID, GIVICE PRESIDENT AND ASSISTANT TREASURERNA
HANLEY, DAVID, GIVICE PRESIDENT AND ASSISTANT TREASURERNA
HANLEY, DAVID, GIVICE PRESIDENT AND ASSISTANT TREASURERNA
HANLEY, DAVID, GEORGEIVICE PRESIDENT AND ASSISTANT TREASURERNA
HANLEY, DAVID, GEORGEIVICE PRESIDENT AND ASSISTANT TREASURERNA
HANLEY, DAVID, GEORGEIVICE PRESIDENT AND ASSISTANT TREASURERNA
HANLEY, DAVID, GEORGEIVICE PRESIDENT AND ASSISTANT TREASURERNA
HANLEY, DAVID, GEORGEIVICE PRESIDENT AND ASSISTANT TREASURERNA
HANLEY, DAVID, GEORGEIVICE PRESIDENT AND ASSISTANT TREASURERNA
HANLEY, DAVID, GEORGEIVICE PRESIDENT AND ASSISTANT TREASURERNA
HANLEY, DAVID, GEORGEIVICE PRESIDENT AND ASSISTANT TREASURERNA
HANLEY, DAVID, GEORGEIVICE PRESIDENT AND ASSISTANT TREASURERNA
HANLEY, DAVID, GEORGEIVICE PRESIDENT AND ASSISTANT TREASURERNA
HANLEY, DAVID, GEORGEIVICE PRESIDENT AND ASSISTANT TREASURERNA
HAYLON, MICHAEL, EDWARDIEXECUTIVE VICE PRESIDENTNA
HAYLON, MICHAEL, EDWARDIEXECUTIVE VICE PRESIDENTNA
HAYLON, MICHAEL, EDWARDIEXECUTIVE VICE PRESIDENTNA
MCLOUGHLIN, PHILIP, ROBERTIPRESIDENTNA
MCLOUGHLIN, PHILIP, ROBERTIPRESIDENTNA
MCLOUGHLIN, PHILIP, ROBERTIPRESIDENTNA
MOYER, WILLIAM, RALPHIVICE PRESIDENT & CFONA
MOYER, WILLIAM, RALPHIVICE PRESIDENT & CFONA
MOYER, WILLIAM, RALPHIVICE PRESIDENT & CFONA
NEEL, CARLTON, BRYANISENIOR VICE PRESIDENTNA
NEEL, CARLTON, BRYANISENIOR VICE PRESIDENTNA
NEEL, CARLTON, BRYANISENIOR VICE PRESIDENTNA
NEEL, CARLTON, BRYANIEXECUTIVE VICE PRESIDENTNA
NEEL, CARLTON, BRYANIEXECUTIVE VICE PRESIDENTNA
NEEL, CARLTON, BRYANISENIOR VICE PRESIDENTNA
NEEL, CARLTON, BRYANIEXECUTIVE VICE PRESIDENTNA
NEEL, CARLTON, BRYANISENIOR VICE PRESIDENTNA
NEEL, CARLTON, BRYANISENIOR VICE PRESIDENTNA
NEEL, CARLTON, BRYANISENIOR VICE PRESIDENTNA
NEEL, CARLTON, BRYANISENIOR VICE PRESIDENTNA
NEEL, CARLTON, BRYANISENIOR VICE PRESIDENTNA
NEEL, CARLTON, BRYANISENIOR VICE PRESIDENTNA
NEEL, CARLTON, BRYANISENIOR VICE PRESIDENTNA
NEEL, CARLTON, BRYANISENIOR VICE PRESIDENTNA
NEEL, CARLTON, BRYANISENIOR VICE PRESIDENTNA
NEEL, CARLTON, BRYANIEXECUTIVE VICE PRESIDENTNA
NEEL, CARLTON, BRYANISENIOR MANAGING DIRECTORNA
NEEL, CARLTON, BRYANISENIOR MANAGING DIRECTORNA
NEEL, CARLTON, BRYANISENIOR MANAGING DIRECTORNA
NEEL, CARLTON, BRYANISENIOR MANAGING DIRECTORNA
NEEL, CARLTON, BRYANISENIOR MANAGING DIRECTORNA
NEEL, CARLTON, BRYANISENIOR MANAGING DIRECTORNA
NEEL, CARLTON, BRYANISENIOR MANAGING DIRECTORNA
NEEL, CARLTON, BRYANISENIOR MANAGING DIRECTORNA
NEEL, CARLTON, BRYANISENIOR MANAGING DIRECTORNA
NEEL, CARLTON, BRYANISENIOR MANAGING DIRECTORNA
NEEL, CARLTON, BRYANISENIOR MANAGING DIRECTORNA
NEEL, CARLTON, BRYANISENIOR MANAGING DIRECTORNA
NEEL, CARLTON, BRYANISENIOR MANAGING DIRECTORNA
NEEL, CARLTON, BRYANISENIOR MANAGING DIRECTORNA
NEEL, CARLTON, BRYANISENIOR MANAGING DIRECTORNA
NEEL, CARLTON, BRYANISENIOR MANAGING DIRECTORNA
NEEL, CARLTON, BRYANISENIOR MANAGING DIRECTORNA
PEASE, GLENN, HIVICE PRESIDENT, FINANCE AND TREASURERNA
PEASE, GLENN, HIVICE PRESIDENT, FINANCE AND TREASURERNA
PEASE, GLENN, HIVICE PRESIDENT, FINANCE AND TREASURERNA
PEASE, GLENN, HIVICE PRESIDENT, FINANCE AND TREASURERNA
PEASE, GLENN, HIVICE PRESIDENT, FINANCE AND TREASURERNA
PEASE, GLENN, HIVICE PRESIDENT, FINANCE AND TREASURERNA
PEASE, GLENN, HIVICE PRESIDENT, FINANCE AND TREASURERNA
PYTLIK, YVONNE, IICORPORATE HEAD OF COMPLIANCENA Control
PYTLIK, YVONNE, IICORPORATE HEAD OF COMPLIANCENA Control
PYTLIK, YVONNE, IICORPORATE HEAD OF COMPLIANCENA Control
PYTLIK, YVONNE, IICORPORATE HEAD OF COMPLIANCENA Control
PYTLIK, YVONNE, I (MI ONLY)ICORPORATE HEAD OF COMPLIANCENA Control
PYTLIK, YVONNE, I (MI ONLY)ICORPORATE HEAD OF COMPLIANCENA Control
PYTLIK, YVONNE, I (MI ONLY)ICORPORATE HEAD OF COMPLIANCENA Control
PYTLIK, YVONNE, I (MI ONLY)ICORPORATE HEAD OF COMPLIANCENA Control
PYTLIK, YVONNE, I (MI ONLY)ICORPORATE HEAD OF COMPLIANCENA Control
PYTLIK, YVONNE, I (MI ONLY)ICORPORATE HEAD OF COMPLIANCENA Control
PYTLIK, YVONNE, I (MI ONLY)ICORPORATE HEAD OF COMPLIANCENA Control
ROBINSON, AMY, LIMANAGING DIRECTORNA
ROBINSON, AMY, LIMANAGING DIRECTORNA
ROBINSON, AMY, LIMANAGING DIRECTORNA
ROBINSON, AMY, LIMANAGING DIRECTORNA
ROBINSON, AMY, LIMANAGING DIRECTORNA
ROBINSON, AMY, LIMANAGING DIRECTORNA
ROBINSON, AMY, LIMANAGING DIRECTORNA
ROBINSON, AMY, LIMANAGING DIRECTORNA
ROBINSON, AMY, L (MI ONLY)IMANAGING DIRECTORNA
ROBINSON, AMY, L (MI ONLY)IMANAGING DIRECTORNA
ROBINSON, AMY, L (MI ONLY)IMANAGING DIRECTORNA
ROBINSON, AMY, L (MI ONLY)IMANAGING DIRECTORNA
ROBINSON, AMY, L (MI ONLY)IMANAGING DIRECTORNA
ROBINSON, AMY, L (MI ONLY)IMANAGING DIRECTORNA
ROBINSON, AMY, L (MI ONLY)IMANAGING DIRECTORNA
ROBINSON, AMY, L (MI ONLY)IMANAGING DIRECTORNA
ROBINSON, AMY, L (MI ONLY)IMANAGING DIRECTORNA
SENA, JAMES, ROBERTIVICE PRESIDENT AND CHIEF COMPLIANCE OFFICERNA
SENA, JAMES, ROBERTIVICE PRESIDENT AND CHIEF COMPLIANCE OFFICERNA
SENA, JAMES, ROBERTIVICE PRESIDENT AND CHIEF COMPLIANCE OFFICERNA
SENA, JAMES, ROBERTIVICE PRESIDENT AND CHIEF COMPLIANCE OFFICERNA
SENA, JAMES, ROBERTIVICE PRESIDENT AND CHIEF COMPLIANCE OFFICERNA
SENA, JAMES, ROBERTIVICE PRESIDENT AND CHIEF COMPLIANCE OFFICERNA
SENA, JAMES, ROBERTIVICE PRESIDENT AND CHIEF COMPLIANCE OFFICERNA
WALTMAN, FRANCIS, GEORGEIEXECUTIVE VICE PRESIDENTNA Control
WALTMAN, FRANCIS, GEORGEIEXECUTIVE VICE PRESIDENTNA Control
WALTMAN, FRANCIS, GEORGEIEXECUTIVE VICE PRESIDENTNA Control
WALTMAN, FRANCIS, GEORGEIEXECUTIVE VICE PRESIDENTNA Control
WALTMAN, FRANCIS, GEORGEIEXECUTIVE VICE PRESIDENTNA Control
WALTMAN, FRANCIS, GEORGEIEXECUTIVE VICE PRESIDENTNA Control
WALTMAN, FRANCIS, GEORGEIEXECUTIVE VICE PRESIDENTNA Control
WALTMAN, FRANCIS, GEORGEIEXECUTIVE VICE PRESIDENTNA Control
WALTMAN, FRANCIS, GEORGEIEXECUTIVE VICE PRESIDENTNA Control
WALTMAN, FRANCIS, GEORGEIEXECUTIVE VICE PRESIDENTNA Control
WALTMAN, FRANCIS, GEORGEIEXECUTIVE VICE PRESIDENTNA Control
WALTMAN, FRANCIS, GEORGEIEXECUTIVE VICE PRESIDENTNA Control
WALTMAN, FRANCIS, GEORGEIEXECUTIVE VICE PRESIDENTNA Control
WALTMAN, FRANCIS, GEORGEIEXECUTIVE VICE PRESIDENTNA Control
WALTMAN, FRANCIS, GEORGEIEXECUTIVE VICE PRESIDENTNA Control
WALTMAN, FRANCIS, GEORGEIEXECUTIVE VICE PRESIDENTNA Control
WALTMAN, FRANCIS, GEORGEIEXECUTIVE VICE PRESIDENTNA Control
WALTMAN, FRANCIS, GEORGEIEXECUTIVE VICE PRESIDENTNA Control
PHOENIX/ZWEIG ADVISERS LLCDEDIRECT OWNERE Control
PHOENIX/ZWEIG ADVISERS LLCDEDIRECT OWNERE Control
PHOENIX/ZWEIG ADVISERS LLCDEDIRECT OWNERE Control
PHOENIX/ZWEIG ADVISERS LLCDEDIRECT OWNERE Control
PHOENIX/ZWEIG ADVISERS LLCDEDIRECT OWNERE Control
PHOENIX/ZWEIG ADVISERS LLCDEDIRECT OWNERE Control
PHOENIX/ZWEIG ADVISERS LLCDEDIRECT OWNERE Control
PHOENIX/ZWEIG ADVISERS LLCDEDIRECT OWNERE Control
PHOENIX/ZWEIG ADVISERS LLCDEDIRECT OWNERE Control
PHOENIX/ZWEIG ADVISERS LLCDEDIRECT OWNERE Control
PHOENIX/ZWEIG ADVISERS LLCDEDIRECT OWNERE Control
PHOENIX/ZWEIG ADVISERS LLCDEDIRECT OWNERE Control
VIRTUS PARTNERS, INC.DEDIRECT OWNERE Control
VIRTUS PARTNERS, INC.DEDIRECT OWNERE Control
VIRTUS PARTNERS, INC.DEDIRECT OWNERE Control
VIRTUS PARTNERS, INC.DESOLE MEMBERE Control
VIRTUS PARTNERS, INC.DESOLE MEMBERE Control
VIRTUS PARTNERS, INC.DESOLE MEMBERE Control
VIRTUS PARTNERS, INC.DESOLE MEMBERE Control
VIRTUS PARTNERS, INC.DEDIRECT OWNERE Control
VIRTUS PARTNERS, INC.DESOLE MEMBERE Control
VIRTUS PARTNERS, INC.DESOLE MEMBERE Control
VIRTUS PARTNERS, INC.DESOLE MEMBERE Control
VIRTUS PARTNERS, INC.DEDIRECT OWNERE Control
VIRTUS PARTNERS, INC.DESOLE MEMBERE Control
VIRTUS PARTNERS, INC.DESOLE MEMBERE Control
VIRTUS PARTNERS, INC.DESOLE MEMBERE Control
VIRTUS PARTNERS, INC.DESOLE MEMBERE Control
VIRTUS PARTNERS, INC.DESOLE MEMBERE Control
VIRTUS PARTNERS, INC.DESOLE MEMBERE Control
VIRTUS PARTNERS, INC.DESOLE MEMBERE Control
VIRTUS PARTNERS, INC.DESOLE MEMBERE Control
VIRTUS PARTNERS, INC.DESOLE MEMBERE Control
VIRUS PARTNERS, INC.DEDIRECT OWNERE Control
ZWEIG ADVISERS LLCDEDIRECT OWNERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
PHOENIX INVESTMENT MANAGEMENT COMPANY, INCDEPHOENIX INVESTMENT PARTNERS, LTD.E Control
PHOENIX INVESTMENT MANAGEMENT COMPANY, INCDEPHOENIX INVESTMENT PARTNERS, LTD.E Control
PHOENIX INVESTMENT MANAGEMENT COMPANY, INCDEPHOENIX INVESTMENT PARTNERS, LTD.E Control
PHOENIX INVESTMENT MANAGEMENT COMPANY, INCDEPHOENIX INVESTMENT PARTNERS, LTD.E Control
PHOENIX INVESTMENT MANAGEMENT COMPANY, INCDEPHOENIX INVESTMENT PARTNERS, LTD.E Control
PHOENIX INVESTMENT MANAGEMENT COMPANY, INCDEPHOENIX INVESTMENT PARTNERS, LTD.E Control
PHOENIX INVESTMENT MANAGEMENT COMPANY, INCDEPHOENIX INVESTMENT PARTNERS, LTD.E Control
PHOENIX INVESTMENT MANAGEMENT COMPANY, INCDEPHOENIX INVESTMENT PARTNERS, LTD.E Control
PHOENIX INVESTMENT MANAGEMENT COMPANY, INCDEPHOENIX INVESTMENT PARTNERS, LTD.E Control
PHOENIX INVESTMENT MANAGEMENT COMPANY, INCDEPHOENIX INVESTMENT PARTNERS, LTD.E Control
PHOENIX INVESTMENT MANAGEMENT COMPANY, INCDEPHOENIX INVESTMENT PARTNERS, LTD.E Control
PHOENIX INVESTMENT MANAGEMENT COMPANY, INCDEPHOENIX INVESTMENT PARTNERS, LTD.E Control
PHOENIX INVESTMENT PARTNERS, LTD.DEPHOENIX/ZWEIG ADVISERS, LLCE Control
PHOENIX INVESTMENT PARTNERS, LTD.DEPHOENIX/ZWEIG ADVISERS, LLCE Control
PHOENIX INVESTMENT PARTNERS, LTD.DEPHOENIX/ZWEIG ADVISERS, LLCE Control
PHOENIX INVESTMENT PARTNERS, LTD.DEPHOENIX/ZWEIG ADVISERS, LLCE Control
PHOENIX INVESTMENT PARTNERS, LTD.DEPHOENIX/ZWEIG ADVISERS, LLCE Control
PHOENIX INVESTMENT PARTNERS, LTD.DEPHOENIX/ZWEIG ADVISERS, LLCE Control
PHOENIX INVESTMENT PARTNERS, LTD.DEPHOENIX/ZWEIG ADVISERS, LLCE Control
PHOENIX INVESTMENT PARTNERS, LTD.DEPHOENIX/ZWEIG ADVISERS, LLCE Control
PHOENIX INVESTMENT PARTNERS, LTD.DEPHOENIX/ZWEIG ADVISERS, LLCE Control
PHOENIX INVESTMENT PARTNERS, LTD.DEPHOENIX/ZWEIG ADVISERS, LLCE Control
PHOENIX INVESTMENT PARTNERS, LTD.DEPHOENIX/ZWEIG ADVISERS, LLCE Control
PHOENIX INVESTMENT PARTNERS, LTD.DEPHOENIX/ZWEIG ADVISERS, LLCE Control
THE PHOENIX COMPANIES, INC.DEPHOENIX INVESTMENT MANAGEMENT COMPANY, INCE Control
THE PHOENIX COMPANIES, INC.DEPHOENIX INVESTMENT MANAGEMENT COMPANY, INCE Control
THE PHOENIX COMPANIES, INC.DEPHOENIX INVESTMENT MANAGEMENT COMPANY, INCE Control
THE PHOENIX COMPANIES, INC.DEPHOENIX INVESTMENT MANAGEMENT COMPANY, INCE Control
THE PHOENIX COMPANIES, INC.DEPHOENIX INVESTMENT MANAGEMENT COMPANY, INCE Control
THE PHOENIX COMPANIES, INC.DEPHOENIX INVESTMENT MANAGEMENT COMPANY, INCE Control
THE PHOENIX COMPANIES, INC.DEPHOENIX INVESTMENT MANAGEMENT COMPANY, INCE Control
THE PHOENIX COMPANIES, INC.DEPHOENIX INVESTMENT MANAGEMENT COMPANY, INCE Control
THE PHOENIX COMPANIES, INC.DEPHOENIX INVESTMENT MANAGEMENT COMPANY, INCE Control
THE PHOENIX COMPANIES, INC.DEPHOENIX INVESTMENT MANAGEMENT COMPANY, INCE Control
THE PHOENIX COMPANIES, INC.DEPHOENIX INVESTMENT MANAGEMENT COMPANY, INCE Control
THE PHOENIX COMPANIES, INC.DEPHOENIX INVESTMENT MANAGEMENT COMPANY, INCE Control
VIRTUS INVESTMENT PARTNERS, INC.DEVIRTUS PARTNERS, INC.E Control
VIRTUS INVESTMENT PARTNERS, INC.DEVIRTUS PARTNERS, INC.E Control
VIRTUS INVESTMENT PARTNERS, INC.DEVIRTUS PARTNERS, INC.E Control
VIRTUS INVESTMENT PARTNERS, INC.DEVIRTUS PARTNERS, INC.E Control
VIRTUS INVESTMENT PARTNERS, INC.DEVIRTUS PARTNERS, INC.E Control
VIRTUS INVESTMENT PARTNERS, INC.DEVIRTUS PARTNERS, INC.E Control
VIRTUS INVESTMENT PARTNERS, INC.DEVIRTUS PARTNERS, INC.E Control
VIRTUS INVESTMENT PARTNERS, INC.DEVIRTUS PARTNERS, INC.E Control
VIRTUS INVESTMENT PARTNERS, INC.DEVIRTUS PARTNERS, INC.E Control
VIRTUS INVESTMENT PARTNERS, INC.DEVIRTUS PARTNERS, INC.E Control
VIRTUS INVESTMENT PARTNERS, INC.DEVIRTUS PARTNERS, INC.E Control
VIRTUS INVESTMENT PARTNERS, INC.DEVIRTUS PARTNERS, INC.E Control
VIRTUS INVESTMENT PARTNERS, INC.DEVIRTUS PARTNERS, INC.E Control
VIRTUS INVESTMENT PARTNERS, INC.DEVIRTUS PARTNERS, INC.E Control
VIRTUS INVESTMENT PARTNERS, INC.DEVIRTUS PARTNERS, INC.E Control
VIRTUS INVESTMENT PARTNERS, INC.DEVIRTUS PARTNERS, INC.E Control
VIRTUS INVESTMENT PARTNERS, INC.DEVIRTUS PARTNERS, INC.E Control
VIRTUS INVESTMENT PARTNERS, INC.DEVIRTUS PARTNERS, INC.E Control
VIRTUS INVESTMENT PARTNERS, INC.DEVIRTUS PARTNERS, INC.E Control
VIRTUS INVESTMENT PARTNERS, INC.DEVIRTUS PARTNERS, INC.E Control
VIRTUS INVESTMENT PARTNERS, INC.DEVIRTUS PARTNERS, INC.E Control
VIRTUS INVESTMENT PARTNERS, INC.DEVIRTUS PARTNERS, INC.E Control
VIRTUS INVESTMENT PARTNERS, INC.DEVIRTUS PARTNERS, INC.E Control
VIRTUS PARTNERS, INC. (FKA PHOENIX INVESTMENT PARTNERS, LTD.)DEZWEIG ADVISERS LLC (FKA PHOENIX/ZWEIG ADVISERS LLC)E Control

Registrations

Federal

IA
Mar 30, 2017 REGISTERED

Notice Filings (6)

CT GA IL MA NY TX

Address

100 PEARL STREET
9TH FLOOR
HARTFORD, CT 06103
United States
Phone: 800-248-7971