SUMMIT FINANCIAL GROUP INC
CRD #109485 SEC #801-56645 BOCA RATON, FL 561-338-2600
SEC Registered Disclosures
Total AUM
$4.5B
Discretionary
$2.3B
Employees
324
Clients
251
Accounts
18,220
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Florida
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 14, 2021
- Branch Offices
- 237
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALLEN, MASON, LURAY | I | BOARD MEMBER | NA | Control |
| ALLEN, MASON, LURAY | I | BOARD MEMBER | NA | Control |
| ALLEN, MASON, LURAY | I | BOARD MEMBER | NA | Control |
| AUERBACH, MARK | I | BOARD MEMBER | NA | Control |
| AUERBACH, MARK | I | BOARD MEMBER | NA | Control |
| AUERBACH, MARK | I | BOARD MEMBER | NA | Control |
| BALLARD, JAMES, DAVID | I | VICE PRESIDENT | NA | Control |
| BALLARD, JAMES, DAVID | I | VICE PRESIDENT | NA | Control |
| BALLARD, JAMES, DAVID | I | VICE PRESIDENT | NA | Control |
| BALLARD, JAMES, DAVID | I | VICE PRESIDENT | NA | Control |
| BALLARD, JAMES, DAVID | I | VICE PRESIDENT | NA | Control |
| BALLARD, JAMES, DAVID | I | VICE PRESIDENT | NA | Control |
| BENTLEY, GREGORY, JOHN | I | VICE PRESIDENT | NA | Control |
| BENTLEY, GREGORY, JOHN | I | VICE PRESIDENT | NA | Control |
| BENTLEY, GREGORY, JOHN | I | VICE PRESIDENT | NA | Control |
| BENTLEY, GREGORY, JOHN | I | VICE PRESIDENT | NA | Control |
| BENTLEY, GREGORY, JOHN | I | VICE PRESIDENT | NA | Control |
| BENTLEY, GREGORY, JOHN | I | VICE PRESIDENT | NA | Control |
| BENTLEY, GREGORY, JOHN | I | VICE PRESIDENT | NA | Control |
| BENTLEY, GREGORY, JOHN | I | VICE PRESIDENT | NA | Control |
| BENTLEY, GREGORY, JOHN | I | VICE PRESIDENT | NA | Control |
| BENTLEY, GREGORY, JOHN | I | VICE PRESIDENT | NA | Control |
| BENTLEY, GREGORY, JOHN | I | VICE PRESIDENT | NA | Control |
| BENTLEY, GREGORY, JOHN | I | VICE PRESIDENT | NA | Control |
| BREGOZZO, MATTHEW, GREGORY | I | ADVISORY CHIEF COMPLIANCE OFFICER | NA | Control |
| BREGOZZO, MATTHEW, GREGORY | I | ADVISORY CHIEF COMPLIANCE OFFICER | NA | Control |
| BREGOZZO, MATTHEW, GREGORY | I | ADVISORY CHIEF COMPLIANCE OFFICER | NA | Control |
| BREGOZZO, MATTHEW, GREGORY | I | ADVISORY CHIEF COMPLIANCE OFFICER | NA | Control |
| BREGOZZO, MATTHEW, GREGORY | I | ADVISORY CHIEF COMPLIANCE OFFICER | NA | Control |
| BREGOZZO, MATTHEW, GREGORY | I | ADVISORY CHIEF COMPLIANCE OFFICER | NA | Control |
| BREGOZZO, MATTHEW, GREGORY | I | ADVISORY CHIEF COMPLIANCE OFFICER | NA | Control |
| BREGOZZO, MATTHEW, GREGORY | I | ADVISORY CHIEF COMPLIANCE OFFICER | NA | Control |
| BREGOZZO, MATTHEW, GREGORY | I | ADVISORY CHIEF COMPLIANCE OFFICER | NA | Control |
| BREGOZZO, MATTHEW, GREGORY | I | ADVISORY CHIEF COMPLIANCE OFFICER | NA | Control |
| BREGOZZO, MATTHEW, GREGORY | I | ADVISORY CHIEF COMPLIANCE OFFICER | NA | Control |
| BREGOZZO, MATTHEW, GREGORY | I | ADVISORY CHIEF COMPLIANCE OFFICER | NA | Control |
| BREGOZZO, MATTHEW, GREGORY | I | ADVISORY CHIEF COMPLIANCE OFFICER | NA | Control |
| BREGOZZO, MATTHEW, GREGORY | I | ADVISORY CHIEF COMPLIANCE OFFICER | NA | Control |
| BREGOZZO, MATTHEW, GREGORY | I | ADVISORY CHIEF COMPLIANCE OFFICER | NA | Control |
| BREGOZZO, MATTHEW, GREGORY | I | ADVISORY CHIEF COMPLIANCE OFFICER | NA | Control |
| BREGOZZO, MATTHEW, GREGORY | I | ADVISORY CHIEF COMPLIANCE OFFICER | NA | Control |
| BREGOZZO, MATTHEW, GREGORY | I | ADVISORY CHIEF COMPLIANCE OFFICER | NA | Control |
| BUSH, ROBIN, FRAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BUSH, ROBIN, FRAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BUSH, ROBIN, FRAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Bowman, Timothy, Joseph | I | PRINCIPAL FINANCIAL OFFICER | NA | Control |
| CAPRILLA, RONALD, PETER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| CAPRILLA, RONALD, PETER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| CAULFIELD, MARK, FRANCIS | I | S, T, CFO | NA | Control |
| CAULFIELD, MARK, FRANCIS | I | S, T, CFO | NA | Control |
| CUNDIFF, JAMES, AUSTIN | I | VICE PRESIDENT | NA | |
| CUNDIFF, JAMES, AUSTIN | I | VICE PRESIDENT | NA | |
| DUJOVNE, MIGUEL, ESTEBAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUJOVNE, MIGUEL, ESTEBAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FENIGER, DANIEL, ALAN | I | DEPUTY CHIEF COMPLIANCE OFFICER | NA | |
| FENIGER, DANIEL, ALAN | I | DEPUTY CHIEF COMPLIANCE OFFICER | NA | |
| FENIGER, DANIEL, ALAN | I | DEPUTY CHIEF COMPLIANCE OFFICER | NA | Control |
| FENIGER, DANIEL, ALAN | I | DEPUTY CHIEF COMPLIANCE OFFICER | NA | |
| FENIGER, DANIEL, ALAN | I | DEPUTY CHIEF COMPLIANCE OFFICER | NA | |
| FENIGER, DANIEL, ALAN | I | DEPUTY CHIEF COMPLIANCE OFFICER | NA | |
| FENIGER, DANIEL, ALAN | I | DEPUTY CHIEF COMPLIANCE OFFICER | NA | |
| FENIGER, DANIEL, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FENIGER, DANIEL, ALAN | I | DEPUTY CHIEF COMPLIANCE OFFICER | NA | |
| FENIGER, DANIEL, ALAN | I | DEPUTY CHIEF COMPLIANCE OFFICER | NA | |
| FENIGER, DANIEL, ALAN | I | DEPUTY CHIEF COMPLIANCE OFFICER | NA | |
| FENIGER, DANIEL, ALAN | I | DEPUTY CHIEF COMPLIANCE OFFICER | NA | |
| FENIGER, DANIEL, ALAN | I | DEPUTY CHIEF COMPLIANCE OFFICER | NA | |
| FENIGER, DANIEL, ALAN | I | DEPUTY CHIEF COMPLIANCE OFFICER | NA | |
| FENIGER, DANIEL, ALAN | I | DEPUTY CHIEF COMPLIANCE OFFICER | NA | |
| FENIGER, DANIEL, ALAN | I | DEPUTY CHIEF COMPLIANCE OFFICER | NA | |
| FENIGER, DANIEL, ALAN | I | DEPUTY CHIEF COMPLIANCE OFFICER | NA | |
| FENIGER, DANIEL, ALAN | I | DEPUTY CHIEF COMPLIANCE OFFICER | NA | |
| FENIGER, DANIEL, ALAN | I | DEPUTY CHIEF COMPLIANCE OFFICER | NA | |
| FENIGER, DANIEL, ALAN | I | DEPUTY CHIEF COMPLIANCE OFFICER | NA | |
| FENIGER, DANIEL, ALAN | I | DEPUTY CHIEF COMPLIANCE OFFICER | NA | |
| FENIGER, DANIEL, ALAN | I | DEPUTY CHIEF COMPLIANCE OFFICER | NA | |
| FENIGER, DANIEL, ALAN | I | DEPUTY CHIEF COMPLIANCE OFFICER | NA | |
| FENIGER, DANIEL, ALAN | I | DEPUTY CHIEF COMPLIANCE OFFICER | NA | |
| FENIGER, DANIEL, ALAN | I | DEPUTY CHIEF COMPLIANCE OFFICER | NA | |
| FENIGER, DANIEL, ALAN | I | DEPUTY CHIEF COMPLIANCE OFFICER | NA | |
| FENIGER, DANIEL, ALAN | I | DEPUTY CHIEF COMPLIANCE OFFICER | NA | |
| FENIGER, DANIEL, ALAN | I | DEPUTY CHIEF COMPLIANCE OFFICER | NA | |
| FENIGER, DANIEL, ALAN | I | DEPUTY CHIEF COMPLIANCE OFFICER | NA | |
| FENIGER, DANIEL, ALAN | I | DEPUTY CHIEF COMPLIANCE OFFICER | NA | |
| FENIGER, DANIEL, ALAN | I | DEPUTY CHIEF COMPLIANCE OFFICER | NA | |
| FENIGER, DANIEL, ALAN | I | DIRECTOR OF COMPLIANCE | NA | |
| FENIGER, DANIEL, ALAN | I | DIRECTOR OF COMPLIANCE | NA | |
| FENIGER, DANIEL, ALAN | I | DIRECTOR OF COMPLIANCE | NA | |
| FRAM, FREDERICK, GORDON | I | CHIEF COMPLAINCE OFFICER | NA | Control |
| FRAM, FREDERICK, GORDON | I | CHIEF COMPLAINCE OFFICER | NA | Control |
| FRAM, FREDERICK, GORDON | I | CHIEF COMPLAINCE OFFICER | NA | Control |
| FRAM, FREDERICK, GORDON | I | CHIEF COMPLAINCE OFFICER | NA | Control |
| FRAM, FREDERICK, GORDON | I | CHIEF COMPLAINCE OFFICER | NA | Control |
| FRAM, FREDERICK, GORDON | I | CHIEF COMPLAINCE OFFICER | NA | Control |
| FRAM, FREDERICK, GORDON | I | CHIEF COMPLAINCE OFFICER | NA | Control |
| FRAM, FREDERICK, GORDON | I | CHIEF COMPLAINCE OFFICER | NA | Control |
| FRAM, FREDERICK, GORDON | I | CHIEF COMPLAINCE OFFICER | NA | Control |
| FRAM, FREDERICK, GORDON | I | CHIEF COMPLAINCE OFFICER | NA | Control |
| FRAM, FREDERICK, GORDON | I | CHIEF COMPLAINCE OFFICER | NA | Control |
| FRAM, FREDERICK, GORDON | I | CHIEF COMPLAINCE OFFICER | NA | Control |
| FRAM, FREDERICK, GORDON | I | CHIEF COMPLAINCE OFFICER | NA | Control |
| FRAM, FREDERICK, GORDON | I | CHIEF COMPLAINCE OFFICER | NA | Control |
| FRAM, FREDERICK, GORDON | I | CHIEF COMPLAINCE OFFICER | NA | Control |
| FRAM, FREDERICK, GORDON | I | CHIEF COMPLAINCE OFFICER | NA | Control |
| FRAM, FREDERICK, GORDON | I | CHIEF COMPLAINCE OFFICER | NA | Control |
| FRAM, FREDERICK, GORDON | I | CHIEF COMPLAINCE OFFICER | NA | Control |
| FRAM, FREDERICK, GORDON | I | CHIEF COMPLAINCE OFFICER | NA | Control |
| FRAM, FREDERICK, GORDON | I | CHIEF COMPLAINCE OFFICER | NA | Control |
| FRAM, FREDERICK, GORDON | I | CHIEF COMPLAINCE OFFICER | NA | Control |
| FRAM, FREDERICK, GORDON | I | CHIEF COMPLAINCE OFFICER | NA | Control |
| FRAM, FREDERICK, GORDON | I | CHIEF COMPLAINCE OFFICER | NA | Control |
| FRAM, FREDERICK, GORDON | I | CHIEF COMPLAINCE OFFICER | NA | Control |
| FRAM, FREDERICK, GORDON | I | CHIEF COMPLAINCE OFFICER | NA | Control |
| FRAM, FREDERICK, GORDON | I | CHIEF COMPLIANCE OFFICER, SECRETARY | NA | Control |
| FRAM, FREDERICK, GORDON | I | CHIEF COMPLIANCE OFFICER, SECRETARY | NA | Control |
| FRAM, FREDERICK, GORDON | I | CHIEF COMPLIANCE OFFICER, SECRETARY | NA | Control |
| GEORGE, RONALD, MICHAEL | I | VICE PRESIDENT | NA | Control |
| GEORGE, RONALD, MICHAEL | I | VICE PRESIDENT | NA | Control |
| HARRISON, BRETT, LAMAR | I | DIRECTOR | NA | Control |
| HARRISON, BRETT, LAMAR | I | DIRECTOR | NA | Control |
| HARRISON, BRETT, LAMAR | I | DIRECTOR | NA | Control |
| HARRISON, BRETT, LAMAR | I | DIRECTOR | NA | Control |
| HARRISON, BRETT, LAMAR | I | DIRECTOR | NA | Control |
| HARRISON, BRETT, LAMAR | I | DIRECTOR | NA | Control |
| HARRISON, BRETT, LAMAR | I | DIRECTOR | NA | Control |
| HARRISON, BRETT, LAMAR | I | DIRECTOR | NA | Control |
| HARRISON, BRETT, LAMAR | I | DIRECTOR | NA | Control |
| HARRISON, BRETT, LAMAR | I | DIRECTOR | NA | Control |
| HARRISON, BRETT, LAMAR | I | DIRECTOR | NA | Control |
| HARRISON, BRETT, LAMAR | I | DIRECTOR | NA | Control |
| HARRISON, BRETT, LAMAR | I | DIRECTOR | NA | Control |
| HARRISON, BRETT, LAMAR | I | DIRECTOR | NA | Control |
| HARRISON, BRETT, LAMAR | I | DIRECTOR | NA | Control |
| HARRISON, BRETT, LAMAR | I | DIRECTOR | NA | Control |
| HARRISON, BRETT, LAMAR | I | DIRECTOR | NA | Control |
| HARRISON, BRETT, LAMAR | I | DIRECTOR | NA | Control |
| HARRISON, BRETT, LAMAR | I | DIRECTOR | NA | Control |
| HARRISON, BRETT, LAMAR | I | DIRECTOR | NA | Control |
| HARRISON, BRETT, LAMAR | I | DIRECTOR | NA | Control |
| HARRISON, BRETT, LAMAR | I | DIRECTOR | NA | Control |
| HARRISON, BRETT, LAMAR | I | DIRECTOR | NA | Control |
| HARRISON, BRETT, LAMAR | I | DIRECTOR | NA | Control |
| HARRISON, BRETT, LAMAR | I | DIRECTOR | NA | Control |
| HARRISON, BRETT, LAMAR | I | DIRECTOR | NA | Control |
| HARRISON, BRETT, LAMAR | I | DIRECTOR | NA | Control |
| HARRISON, BRETT, LAMAR | I | DIRECTOR | NA | Control |
| HILL, MICHAEL, SCOTT | I | CCO | NA | Control |
| HILL, MICHAEL, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HILL, MICHAEL, SCOTT | I | CCO | NA | Control |
| HILL, MICHAEL, SCOTT | I | EVP & CHIEF COMPLIANCE OFFICER | NA | Control |
| HILL, MICHAEL, SCOTT | I | EVP & CHIEF COMPLIANCE OFFICER | NA | Control |
| HILL, MICHAEL, SCOTT | I | EVP & CHIEF COMPLIANCE OFFICER | NA | Control |
| HILL, MICHAEL, SCOTT | I | EVP & CHIEF COMPLIANCE OFFICER | NA | Control |
| HILL, MICHAEL, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HILL, MICHAEL, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HILL, MICHAEL, SCOTT | I | CCO | NA | Control |
| HILL, MICHAEL, SCOTT | I | EVP & CHIEF COMPLIANCE OFFICER | NA | Control |
| HILL, MICHAEL, SCOTT | I | EVP & CHIEF COMPLIANCE OFFICER | NA | Control |
| HILL, MICHAEL, SCOTT | I | EVP & CHIEF COMPLIANCE OFFICER | NA | Control |
| HILL, MICHAEL, SCOTT | I | EVP & CHIEF COMPLIANCE OFFICER | NA | Control |
| HILL, MICHAEL, SCOTT | I | EVP & CHIEF COMPLIANCE OFFICER | NA | Control |
| HILL, MICHAEL, SCOTT | I | EVP & CHIEF COMPLIANCE OFFICER | NA | Control |
| Horwith, Theodore, Robert | I | PRINCIPAL FINANCIAL OFFICER | NA | Control |
| Horwith, Theodore, Robert | I | PRINCIPAL FINANCIAL OFFICER | NA | Control |
| JACOBS, STEVEN, CRAIG | I | CFO | NA | Control |
| JACOBS, STEVEN, CRAIG | I | CFO | NA | Control |
| JACOBS, STEVEN, CRAIG | I | CFO | NA | Control |
| JACOBS, STEVEN, CRAIG | I | CFO, DIRECTOR | NA | Control |
| JACOBS, STEVEN, CRAIG | I | CFO, DIRECTOR | NA | Control |
| JACOBS, STEVEN, CRAIG | I | CFO, DIRECTOR | NA | Control |
| JACOBS, STEVEN, CRAIG | I | CFO, DIRECTOR | NA | Control |
| JACOBS, STEVEN, CRAIG | I | CFO, DIRECTOR | NA | Control |
| JACOBS, STEVEN, CRAIG | I | CFO, DIRECTOR | NA | Control |
| JACOBS, STEVEN, CRAIG | I | CFO, DIRECTOR | NA | Control |
| JACOBS, STEVEN, CRAIG | I | CFO, DIRECTOR | NA | Control |
| JACOBS, STEVEN, CRAIG | I | CFO, DIRECTOR | NA | Control |
| JACOBS, STEVEN, CRAIG | I | CFO | NA | Control |
| JACOBS, STEVEN, CRAIG | I | CFO, DIRECTOR | NA | Control |
| JACOBS, STEVEN, CRAIG | I | CFO, DIRECTOR | NA | Control |
| JACOBS, STEVEN, CRAIG | I | CFO | NA | Control |
| JACOBS, STEVEN, CRAIG | I | CFO | NA | Control |
| JACOBS, STEVEN, CRAIG | I | CFO | NA | Control |
| JACOBS, STEVEN, CRAIG | I | CFO | NA | Control |
| JACOBS, STEVEN, CRAIG | I | CFO | NA | Control |
| JACOBS, STEVEN, CRAIG | I | CFO, DIRECTOR | NA | Control |
| JACOBS, STEVEN, CRAIG | I | CFO | NA | Control |
| JACOBS, STEVEN, CRAIG | I | CFO, DIRECTOR | NA | Control |
| JACOBS, STEVEN, CRAIG | I | CFO | NA | Control |
| JACOBS, STEVEN, CRAIG | I | CFO | NA | Control |
| JACOBS, STEVEN, CRAIG | I | CFO, DIRECTOR | NA | Control |
| JACOBS, STEVEN, CRAIG | I | CFO, DIRECTOR | NA | Control |
| JACOBS, STEVEN, CRAIG | I | CFO, DIRECTOR | NA | Control |
| JACOBS, STEVEN, CRAIG | I | CFO, DIRECTOR | NA | Control |
| JACOBS, STEVEN, CRAIG | I | CFO | NA | Control |
| JACOBS, STEVEN, CRAIG | I | CFO, DIRECTOR | NA | Control |
| JACOBS, STEVEN, CRAIG | I | CFO, DIRECTOR | NA | Control |
| JACOBS, STEVEN, CRAIG | I | CFO | NA | Control |
| JACOBS, STEVEN, CRAIG | I | CFO, DIRECTOR | NA | Control |
| JACOBS, STEVEN, CRAIG | I | CFO | NA | Control |
| JACOBS, STEVEN, CRAIG | I | CFO, DIRECTOR | NA | Control |
| JACOBS, STEVEN, CRAIG | I | CFO | NA | Control |
| JACOBS, STEVEN, CRAIG | I | CFO | NA | Control |
| JACOBS, STEVEN, CRAIG | I | CFO, DIRECTOR | NA | Control |
| JACOBS, STEVEN, CRAIG | I | CFO | NA | Control |
| JACOBS, STEVEN, CRAIG | I | CFO | NA | Control |
| JACOBS, STEVEN, CRAIG | I | CFO | NA | Control |
| JACOBS, STEVEN, CRAIG | I | CFO | NA | Control |
| JACOBS, STEVEN, CRAIG | I | CFO | NA | Control |
| JACOBS, STEVEN, CRAIG | I | CFO | NA | Control |
| JACOBS, STEVEN, CRAIG | I | CFO | NA | Control |
| JACOBS, STEVEN, CRAIG | I | CFO | NA | Control |
| JACOBS, STEVEN, CRAIG | I | CFO | NA | Control |
| JACOBS, STEVEN, CRAIG | I | CFO | NA | Control |
| JACOBS, STEVEN, CRAIG | I | CFO | NA | Control |
| JACOBS, STEVEN, CRAIG | I | CFO | NA | Control |
| JACOBS, STEVEN, CRAIG | I | CFO | NA | Control |
| JACOBS, STEVEN, CRAIG | I | CFO | NA | Control |
| JACOBS, STEVEN, CRAIG | I | VICE PRESIDENT | NA | Control |
| JACOBS, STEVEN, CRAIG | I | VICE PRESIDENT | NA | Control |
| JACOBS, STEVEN, CRAIG | I | VICE PRESIDENT | NA | Control |
| JACOBS, STEVEN, CRAIG | I | VICE PRESIDENT | NA | Control |
| JACOBS, STEVEN, CRAIG | I | VICE PRESIDENT | NA | Control |
| JACOBS, STEVEN, CRAIG | I | VICE PRESIDENT | NA | Control |
| JACOBS, STEVEN, CRAIG | I | VICE PRESIDENT | NA | Control |
| JACOBS, STEVEN, CRAIG | I | VICE PRESIDENT | NA | Control |
| JACOBS, STEVEN, CRAIG | I | VICE PRESIDENT | NA | Control |
| JACOBS, STEVEN, CRAIG | I | VICE PRESIDENT | NA | Control |
| JACOBS, STEVEN, CRAIG | I | VICE PRESIDENT | NA | Control |
| JACOBS, STEVEN, CRAIG | I | VICE PRESIDENT | NA | Control |
| JACOBS, STEVEN, CRAIG | I | VICE PRESIDENT | NA | Control |
| JACOBS, STEVEN, CRAIG | I | VICE PRESIDENT | NA | Control |
| JACOBS, STEVEN, CRAIG | I | VICE PRESIDENT | NA | Control |
| JACOBS, STEVEN, CRAIG | I | VICE PRESIDENT | NA | Control |
| JACOBS, STEVEN, CRAIG | I | VICE PRESIDENT | NA | Control |
| JACOBS, STEVEN, CRAIG | I | VICE PRESIDENT | NA | Control |
| JACOBS, STEVEN, CRAIG | I | VICE PRESIDENT | NA | Control |
| JACOBS, STEVEN, CRAIG | I | VICE PRESIDENT | NA | Control |
| JACOBS, STEVEN, CRAIG | I | VICE PRESIDENT | NA | Control |
| JACOBS, STEVEN, CRAIG | I | VICE PRESIDENT | NA | Control |
| JACOBS, STEVEN, CRAIG | I | VICE PRESIDENT | NA | Control |
| JACOBS, STEVEN, CRAIG | I | VICE PRESIDENT | NA | Control |
| JACOBS, STEVEN, CRAIG | I | VICE PRESIDENT | NA | Control |
| JACOBS, STEVEN, CRAIG | I | VICE PRESIDENT | NA | Control |
| JACOBS, STEVEN, CRAIG | I | VICE PRESIDENT | NA | Control |
| JACOBS, STEVEN, CRAIG | I | VICE PRESIDENT | NA | Control |
| LEEDS, MARSHALL, TODD | I | CEO | NA | Control |
| LEEDS, MARSHALL, TODD | I | CEO | NA | Control |
| LEEDS, MARSHALL, TODD | I | CEO | NA | Control |
| LEEDS, MARSHALL, TODD | I | CEO | NA | Control |
| LEEDS, MARSHALL, TODD | I | CEO | NA | Control |
| LEEDS, MARSHALL, TODD | I | CEO | NA | Control |
| LEEDS, MARSHALL, TODD | I | CEO | NA | Control |
| LEEDS, MARSHALL, TODD | I | CEO | NA | Control |
| LEEDS, MARSHALL, TODD | I | CEO | NA | Control |
| LEEDS, MARSHALL, TODD | I | CEO | NA | Control |
| LEEDS, MARSHALL, TODD | I | CEO | NA | Control |
| LEEDS, MARSHALL, TODD | I | CEO | NA | Control |
| LEEDS, MARSHALL, TODD | I | CEO | NA | Control |
| LEEDS, MARSHALL, TODD | I | CEO | NA | Control |
| LEEDS, MARSHALL, TODD | I | CEO | NA | Control |
| LEEDS, MARSHALL, TODD | I | CEO | NA | Control |
| LEEDS, MARSHALL, TODD | I | CEO | NA | Control |
| LEEDS, MARSHALL, TODD | I | CEO | NA | Control |
| LEEDS, MARSHALL, TODD | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| LEEDS, MARSHALL, TODD | I | CEO, DIRECTOR | NA | Control |
| LEEDS, MARSHALL, TODD | I | CEO, DIRECTOR | NA | Control |
| LEEDS, MARSHALL, TODD | I | CEO, DIRECTOR | NA | Control |
| LEEDS, MARSHALL, TODD | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| LEEDS, MARSHALL, TODD | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| LEEDS, MARSHALL, TODD | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| LEEDS, MARSHALL, TODD | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| LEEDS, MARSHALL, TODD | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| LEEDS, MARSHALL, TODD | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| LEEDS, MARSHALL, TODD | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| LEEDS, MARSHALL, TODD | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| LEEDS, MARSHALL, TODD | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| LEEDS, MARSHALL, TODD | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| LEEDS, MARSHALL, TODD | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| LEEDS, MARSHALL, TODD | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| LEEDS, MARSHALL, TODD | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| LEEDS, MARSHALL, TODD | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| LEEDS, MARSHALL, TODD | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| LEEDS, MARSHALL, TODD | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| LEEDS, MARSHALL, TODD | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| LEEDS, MARSHALL, TODD | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| LEEDS, MARSHALL, TODD | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| LEEDS, MARSHALL, TODD | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| LEEDS, MARSHALL, TODD | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| LEEDS, MARSHALL, TODD | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| LEEDS, MARSHALL, TODD | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| LEEDS, MARSHALL, TODD | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MCKENNA, NINA, SCHLOESSER | I | BOARD MEMBER | NA | Control |
| MCKENNA, NINA, SCHLOESSER | I | BOARD MEMBER | NA | Control |
| MCKENNA, NINA, SCHLOESSER | I | BOARD MEMBER | NA | Control |
| Monchick, Ariana, Nicole | I | CHIEF COMPLIANCE OFFICER, SECRETARY | NA | Control |
| Monchick, Ariana, Nicole | I | CHIEF COMPLIANCE OFFICER, SECRETARY | NA | Control |
| Monchick, Ariana, Nicole | I | CHIEF COMPLIANCE OFFICER, SECRETARY | NA | Control |
| Monchick, Ariana, Nicole | I | CHIEF COMPLIANCE OFFICER, SECRETARY | NA | Control |
| Monchick, Ariana, Nicole | I | CHIEF COMPLIANCE OFFICER, SECRETARY | NA | Control |
| Monchick, Ariana, Nicole | I | CHIEF COMPLIANCE OFFICER, SECRETARY | NA | Control |
| Monchick, Ariana, Nicole | I | CHIEF COMPLIANCE OFFICER, SECRETARY | NA | Control |
| NEARY, JOSEPH, DANIEL | I | DIRECTOR | NA | Control |
| NEARY, JOSEPH, DANIEL | I | DIRECTOR | NA | Control |
| NEARY, JOSEPH, DANIEL | I | DIRECTOR | NA | Control |
| NEARY, JOSEPH, DANIEL | I | DIRECTOR | NA | Control |
| NEARY, JOSEPH, DANIEL | I | DIRECTOR | NA | Control |
| NEARY, JOSEPH, DANIEL | I | DIRECTOR | NA | Control |
| NEARY, JOSEPH, DANIEL | I | DIRECTOR | NA | Control |
| NEARY, JOSEPH, DANIEL | I | DIRECTOR | NA | Control |
| NEARY, JOSEPH, DANIEL | I | DIRECTOR | NA | Control |
| NEARY, JOSEPH, DANIEL | I | DIRECTOR | NA | Control |
| NEARY, JOSEPH, DANIEL | I | DIRECTOR | NA | Control |
| NEARY, JOSEPH, DANIEL | I | DIRECTOR | NA | Control |
| NEARY, JOSEPH, DANIEL | I | DIRECTOR | NA | Control |
| NEARY, JOSEPH, DANIEL | I | DIRECTOR | NA | Control |
| NEARY, JOSEPH, DANIEL | I | DIRECTOR | NA | Control |
| NEARY, JOSEPH, DANIEL | I | DIRECTOR | NA | Control |
| NEARY, JOSEPH, DANIEL | I | DIRECTOR | NA | Control |
| NEARY, JOSEPH, DANIEL | I | DIRECTOR | NA | Control |
| NEARY, JOSEPH, DANIEL | I | DIRECTOR | NA | Control |
| NEARY, JOSEPH, DANIEL | I | DIRECTOR | NA | Control |
| NEARY, JOSEPH, DANIEL | I | DIRECTOR | NA | Control |
| NEARY, JOSEPH, DANIEL | I | DIRECTOR | NA | Control |
| NEARY, JOSEPH, DANIEL | I | DIRECTOR | NA | Control |
| NEARY, JOSEPH, DANIEL | I | DIRECTOR | NA | Control |
| NEARY, JOSEPH, DANIEL | I | DIRECTOR | NA | Control |
| NEARY, JOSEPH, DANIEL | I | DIRECTOR | NA | Control |
| NEARY, JOSEPH, DANIEL | I | DIRECTOR | NA | Control |
| NEARY, JOSEPH, DANIEL | I | DIRECTOR | NA | Control |
| OLSON, GREGORY, ALAN | I | ASSISTANT SECRETARY | NA | Control |
| OLSON, GREGORY, ALAN | I | ASSISTANT SECRETARY | NA | Control |
| OLSON, GREGORY, ALAN | I | ASSISTANT SECRETARY | NA | Control |
| OLSON, GREGORY, ALAN | I | ASSISTANT SECRETARY | NA | Control |
| OLSON, GREGORY, ALAN | I | ASSISTANT SECRETARY | NA | Control |
| OLSON, GREGORY, ALAN | I | ASSISTANT SECRETARY | NA | Control |
| OLSON, GREGORY, ALAN | I | ASSISTANT SECRETARY | NA | Control |
| OLSON, GREGORY, ALAN | I | ASSISTANT SECRETARY | NA | Control |
| OLSON, GREGORY, ALAN | I | ASSISTANT SECRETARY | NA | Control |
| OLSON, GREGORY, ALAN | I | ASSISTANT SECRETARY | NA | Control |
| OLSON, GREGORY, ALAN | I | ASSISTANT SECRETARY | NA | Control |
| OLSON, GREGORY, ALAN | I | ASSISTANT SECRETARY | NA | Control |
| OLSON, GREGORY, ALAN | I | ASSISTANT SECRETARY | NA | Control |
| OLSON, GREGORY, ALAN | I | ASSISTANT SECRETARY | NA | Control |
| OLSON, GREGORY, ALAN | I | ASSISTANT SECRETARY | NA | Control |
| OLSON, GREGORY, ALAN | I | ASSISTANT SECRETARY | NA | Control |
| OLSON, GREGORY, ALAN | I | ASSISTANT SECRETARY | NA | Control |
| OLSON, GREGORY, ALAN | I | ASSISTANT SECRETARY | NA | Control |
| OLSON, GREGORY, ALAN | I | ASSISTANT SECRETARY | NA | Control |
| OLSON, GREGORY, ALAN | I | ASSISTANT SECRETARY | NA | Control |
| OLSON, GREGORY, ALAN | I | ASSISTANT SECRETARY | NA | Control |
| OLSON, GREGORY, ALAN | I | ASSISTANT SECRETARY | NA | Control |
| OLSON, GREGORY, ALAN | I | ASSISTANT SECRETARY | NA | Control |
| OLSON, GREGORY, ALAN | I | ASSISTANT SECRETARY | NA | Control |
| OLSON, GREGORY, ALAN | I | ASSISTANT SECRETARY | NA | Control |
| OLSON, GREGORY, ALAN | I | ASSISTANT SECRETARY | NA | Control |
| OLSON, GREGORY, ALAN | I | ASSISTANT SECRETARY | NA | Control |
| OLSON, GREGORY, ALAN | I | ASSISTANT SECRETARY | NA | Control |
| PARKER, RICHARD, LINCOLN | I | CEO AND DIRECTOR | NA | Control |
| PARKER, RICHARD, LINCOLN | I | CEO AND DIRECTOR | NA | Control |
| RESSLER, SANDER, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RESSLER, SANDER, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RESSLER, SANDER, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RESSLER, SANDER, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RESSLER, SANDER, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSEMAN, ARNOLD, IRA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSEMAN, ARNOLD, IRA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSEMAN, ARNOLD, IRA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHELSON, MARK, PAUL | I | TREASURER | NA | Control |
| SHELSON, MARK, PAUL | I | TREASURER | NA | Control |
| SHELSON, MARK, PAUL | I | TREASURER | NA | Control |
| SHELSON, MARK, PAUL | I | TREASURER | NA | Control |
| SHELSON, MARK, PAUL | I | TREASURER | NA | Control |
| SHELSON, MARK, PAUL | I | TREASURER | NA | Control |
| SHELSON, MARK, PAUL | I | TREASURER | NA | Control |
| SHELSON, MARK, PAUL | I | TREASURER | NA | Control |
| SHELSON, MARK, PAUL | I | TREASURER | NA | Control |
| SHELSON, MARK, PAUL | I | TREASURER | NA | Control |
| SHELSON, MARK, PAUL | I | TREASURER | NA | Control |
| SHELSON, MARK, PAUL | I | TREASURER | NA | Control |
| SHELSON, MARK, PAUL | I | TREASURER | NA | Control |
| SHELSON, MARK, PAUL | I | TREASURER | NA | Control |
| SHELSON, MARK, PAUL | I | TREASURER | NA | Control |
| SHELSON, MARK, PAUL | I | TREASURER | NA | Control |
| SHELSON, MARK, PAUL | I | TREASURER | NA | Control |
| SHELSON, MARK, PAUL | I | TREASURER | NA | Control |
| SHELSON, MARK, PAUL | I | TREASURER | NA | Control |
| SHELSON, MARK, PAUL | I | TREASURER | NA | Control |
| SHELSON, MARK, PAUL | I | TREASURER | NA | Control |
| SHELSON, MARK, PAUL | I | TREASURER | NA | Control |
| SHELSON, MARK, PAUL | I | TREASURER | NA | Control |
| SHELSON, MARK, PAUL | I | TREASURER | NA | Control |
| SHELSON, MARK, PAUL | I | TREASURER | NA | Control |
| SMILEY, STANLEY, ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY, ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY, ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY, ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY, ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY, ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY, ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY, ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY, ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY, ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY, ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY, ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY, ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY, ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY, ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY, ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY, ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY, ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY, ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY, ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY, ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY, ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY, ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY, ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY, ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY, ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY, ROBERT | I | VICE PRESIDENT | NA | Control |
| SMILEY, STANLEY, ROBERT | I | VICE PRESIDENT | NA | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| SUMMIT BROKERAGE SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| LEEDS, MARSHALL, TODD | I | CEO | C | Control |
| LEEDS, MARSHALL, TODD | I | CEO | C | Control |
| LEEDS, MARSHALL, TODD | I | CEO | C | Control |
| LEEDS, MARSHALL, TODD | I | CEO, DIRECTOR | C | Control |
| LEEDS, MARSHALL, TODD | I | CEO, DIRECTOR | C | Control |
| LEEDS, MARSHALL, TODD | I | CEO, DIRECTOR | C | Control |
| LEEDS, MARSHALL, TODD | I | CEO, DIRECTOR | C | Control |
| LEEDS, MARSHALL, TODD | I | CEO, DIRECTOR | C | Control |
| LEEDS, MARSHALL, TODD | I | CEO, DIRECTOR | C | Control |
| LEEDS, MARSHALL, TODD | I | CEO, DIRECTOR | C | Control |
| LEEDS, MARSHALL, TODD | I | CEO, DIRECTOR | C | Control |
| LEEDS, MARSHALL, TODD | I | CEO, DIRECTOR | C | Control |
| LEEDS, MARSHALL, TODD | I | CEO | C | Control |
| LEEDS, MARSHALL, TODD | I | CEO, DIRECTOR | C | Control |
| LEEDS, MARSHALL, TODD | I | CEO, DIRECTOR | C | Control |
| LEEDS, MARSHALL, TODD | I | CEO | C | Control |
| LEEDS, MARSHALL, TODD | I | CEO | C | Control |
| LEEDS, MARSHALL, TODD | I | CEO | C | Control |
| LEEDS, MARSHALL, TODD | I | CEO | C | Control |
| LEEDS, MARSHALL, TODD | I | CEO | C | Control |
| LEEDS, MARSHALL, TODD | I | CEO, DIRECTOR | C | Control |
| LEEDS, MARSHALL, TODD | I | CEO | C | Control |
| LEEDS, MARSHALL, TODD | I | CEO, DIRECTOR | C | Control |
| LEEDS, MARSHALL, TODD | I | CEO | C | Control |
| LEEDS, MARSHALL, TODD | I | CEO | C | Control |
| LEEDS, MARSHALL, TODD | I | CEO, DIRECTOR | C | Control |
| LEEDS, MARSHALL, TODD | I | CEO, DIRECTOR | C | Control |
| LEEDS, MARSHALL, TODD | I | CEO, DIRECTOR | C | Control |
| LEEDS, MARSHALL, TODD | I | CEO, DIRECTOR | C | Control |
| LEEDS, MARSHALL, TODD | I | CEO | C | Control |
| LEEDS, MARSHALL, TODD | I | CEO, DIRECTOR | C | Control |
| LEEDS, MARSHALL, TODD | I | CEO, DIRECTOR | C | Control |
| LEEDS, MARSHALL, TODD | I | CEO, DIRECTOR | C | Control |
| LEEDS, MARSHALL, TODD | I | CEO, DIRECTOR | C | Control |
| LEEDS, MARSHALL, TODD | I | CEO, DIRECTOR | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ARETEC GROUP, INC. | DE | SUMMIT FINANCIAL SERVICES GROUP, INC. | E | Control |
| ARETEC GROUP, INC. | DE | SUMMIT FINANCIAL SERVICES GROUP, INC. | E | Control |
| ARETEC GROUP, INC. | DE | SUMMIT FINANCIAL SERVICES GROUP, INC. | E | Control |
| ARETEC GROUP, INC. | DE | SUMMIT FINANCIAL SERVICES GROUP, INC. | E | Control |
| ARETEC GROUP, INC. | DE | SUMMIT FINANCIAL SERVICES GROUP, INC. | E | Control |
| ARETEC GROUP, INC. | DE | SUMMIT FINANCIAL SERVICES GROUP, INC. | E | Control |
| ARETEC GROUP, INC. | DE | SUMMIT FINANCIAL SERVICES GROUP, INC. | E | Control |
| ARETEC GROUP, INC. | DE | SUMMIT FINANCIAL SERVICES GROUP, INC. | E | Control |
| ARETEC GROUP, INC. | DE | SUMMIT FINANCIAL SERVICES GROUP, INC. | E | Control |
| ARETEC GROUP, INC. | DE | SUMMIT FINANCIAL SERVICES GROUP, INC. | E | Control |
| ARETEC GROUP, INC. | DE | SUMMIT FINANCIAL SERVICES GROUP, INC. | E | Control |
| ARETEC GROUP, INC. | DE | SUMMIT FINANCIAL SERVICES GROUP, INC. | E | Control |
| ARETEC GROUP, INC. | DE | SUMMIT FINANCIAL SERVICES GROUP, INC. | E | Control |
| ARETEC GROUP, INC. | DE | SUMMIT FINANCIAL SERVICES GROUP, INC. | E | Control |
| ARETEC GROUP, INC. | DE | SUMMIT FINANCIAL SERVICES GROUP, INC. | E | Control |
| ARETEC GROUP, INC. | DE | SUMMIT FINANCIAL SERVICES GROUP, INC. | E | Control |
| ARETEC GROUP, INC. | DE | SUMMIT FINANCIAL SERVICES GROUP, INC. | E | Control |
| ARETEC GROUP, INC. | DE | SUMMIT FINANCIAL SERVICES GROUP, INC. | E | Control |
| ARETEC GROUP, INC. | DE | SUMMIT FINANCIAL SERVICES GROUP, INC. | E | Control |
| ARETEC GROUP, INC. | DE | SUMMIT FINANCIAL SERVICES GROUP, INC. | E | Control |
| ARETEC GROUP, INC. | DE | SUMMIT FINANCIAL SERVICES GROUP, INC. | E | Control |
| ARETEC GROUP, INC. | DE | SUMMIT FINANCIAL SERVICES GROUP, INC. | E | Control |
| ARETEC GROUP, INC. | DE | SUMMIT FINANCIAL SERVICES GROUP, INC. | E | Control |
| ARETEC GROUP, INC. | DE | SUMMIT FINANCIAL SERVICES GROUP, INC. | E | Control |
| ARETEC GROUP, INC. | DE | SUMMIT FINANCIAL SERVICES GROUP, INC. | E | Control |
| ARETEC GROUP, INC. | DE | SUMMIT FINANCIAL SERVICES GROUP, INC. | E | Control |
| ARETEC GROUP, INC. | DE | SUMMIT FINANCIAL SERVICES GROUP, INC. | E | Control |
| ARETEC GROUP, INC. | DE | SUMMIT FINANCIAL SERVICES GROUP, INC. | E | Control |
| ARETEC GROUP, INC. | DE | SUMMIT FINANCIAL SERVICES GROUP, INC. | E | Control |
| ARETEC GROUP, INC. | DE | SUMMIT FINANCIAL SERVICES GROUP, INC. | E | Control |
| ARETEC GROUP, INC. | DE | SUMMIT FINANCIAL SERVICES GROUP, INC. | E | Control |
| ARETEC GROUP, INC. | DE | SUMMIT FINANCIAL SERVICES GROUP, INC. | E | Control |
| ARETEC GROUP, INC. | DE | SUMMIT FINANCIAL SERVICES GROUP, INC. | E | Control |
| ARETEC GROUP, INC. | DE | SUMMIT FINANCIAL SERVICES GROUP, INC. | E | Control |
| ARETEC GROUP, INC. | DE | SUMMIT FINANCIAL SERVICES GROUP, INC. | E | Control |
| PARKER, RICHARD, LINCOLN | I | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| PARKER, RICHARD, LINCOLN | I | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| RCS CAPITAL CORPORATION | DE | SUMMIT FINANCIAL SERVICES GROUP, INC. | E | Control |
| RCS CAPITAL CORPORATION | DE | SUMMIT FINANCIAL SERVICES GROUP, INC. | E | Control |
| RCS CAPITAL CORPORATION | DE | SUMMIT FINANCIAL SERVICES GROUP, INC. | E | Control |
| RCS CAPITAL CORPORATION | DE | SUMMIT FINANCIAL SERVICES GROUP, INC. | E | Control |
| RCS CAPITAL CORPORATION | DE | SUMMIT FINANCIAL SERVICES GROUP, INC. | E | Control |
| RCS CAPITAL CORPORATION | DE | SUMMIT FINANCIAL SERVICES GROUP, INC. | E | Control |
| RCS CAPITAL CORPORATION | DE | SUMMIT FINANCIAL SERVICES GROUP, INC. | E | Control |
| RCS CAPITAL CORPORATION | DE | SUMMIT FINANCIAL SERVICES GROUP, INC. | E | Control |
| RCS CAPITAL CORPORATION | DE | SUMMIT FINANCIAL SERVICES GROUP, INC. | E | Control |
| RCS CAPITAL CORPORATION | DE | SUMMIT FINANCIAL SERVICES GROUP, INC. | E | Control |
| RCS CAPITAL CORPORATION | DE | SUMMIT FINANCIAL SERVICES GROUP, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| SUMMIT FINANCIAL SERVICES GROUP, INC. | DE | SUMMIT BROKERAGE SERVICES, INC. | E | Control |
| LEEDS, MARSHALL, TODD | I | SUMMIT BROKERAGE SERVICES, INC. | C | Control |
| LEEDS, MARSHALL, TODD | I | SUMMIT BROKERAGE SERVICES, INC. | C | Control |
| LEEDS, MARSHALL, TODD | I | SUMMIT BROKERAGE SERVICES, INC. | C | Control |
| LEEDS, MARSHALL, TODD | I | SUMMIT BROKERAGE SERVICES, INC. | C | Control |
| LEEDS, MARSHALL, TODD | I | SUMMIT BROKERAGE SERVICES, INC. | C | Control |
| LEEDS, MARSHALL, TODD | I | SUMMIT BROKERAGE SERVICES, INC. | C | Control |
| LEEDS, MARSHALL, TODD | I | SUMMIT BROKERAGE SERVICES, INC. | C | Control |
| LEEDS, MARSHALL, TODD | I | SUMMIT BROKERAGE SERVICES, INC. | C | Control |
| LEEDS, MARSHALL, TODD | I | SUMMIT BROKERAGE SERVICES, INC. | C | Control |
| LEEDS, MARSHALL, TODD | I | SUMMIT BROKERAGE SERVICES, INC. | C | Control |
| LEEDS, MARSHALL, TODD | I | SUMMIT BROKERAGE SERVICES, INC. | C | Control |
| LEEDS, MARSHALL, TODD | I | SUMMIT BROKERAGE SERVICES, INC. | C | Control |
| LEEDS, MARSHALL, TODD | I | SUMMIT BROKERAGE SERVICES, INC. | C | Control |
| LEEDS, MARSHALL, TODD | I | SUMMIT BROKERAGE SERVICES, INC. | C | Control |
| LEEDS, MARSHALL, TODD | I | SUMMIT BROKERAGE SERVICES, INC. | C | Control |
| LEEDS, MARSHALL, TODD | I | SUMMIT BROKERAGE SERVICES, INC. | C | Control |
| LEEDS, MARSHALL, TODD | I | SUMMIT BROKERAGE SERVICES, INC. | C | Control |
| LEEDS, MARSHALL, TODD | I | SUMMIT BROKERAGE SERVICES, INC. | C | Control |
| LEEDS, MARSHALL, TODD | I | SUMMIT BROKERAGE SERVICES, INC. | C | Control |
| LEEDS, MARSHALL, TODD | I | SUMMIT BROKERAGE SERVICES, INC. | C | Control |
| LEEDS, MARSHALL, TODD | I | SUMMIT BROKERAGE SERVICES, INC. | C | Control |
| LEEDS, MARSHALL, TODD | I | SUMMIT BROKERAGE SERVICES, INC. | C | Control |
| LEEDS, MARSHALL, TODD | I | SUMMIT BROKERAGE SERVICES, INC. | C | Control |
| LEEDS, MARSHALL, TODD | I | SUMMIT BROKERAGE SERVICES, INC. | C | Control |
| LEEDS, MARSHALL, TODD | I | SUMMIT BROKERAGE SERVICES, INC. | C | Control |
| LEEDS, MARSHALL, TODD | I | SUMMIT BROKERAGE SERVICES, INC. | C | Control |
| LEEDS, MARSHALL, TODD | I | SUMMIT BROKERAGE SERVICES, INC. | C | Control |
| LEEDS, MARSHALL, TODD | I | SUMMIT BROKERAGE SERVICES, INC. | C | Control |
| LEEDS, MARSHALL, TODD | I | SUMMIT BROKERAGE SERVICES, INC. | C | Control |
| LEEDS, MARSHALL, TODD | I | SUMMIT BROKERAGE SERVICES, INC. | C | Control |
| LEEDS, MARSHALL, TODD | I | SUMMIT BROKERAGE SERVICES, INC. | C | Control |
| LEEDS, MARSHALL, TODD | I | SUMMIT BROKERAGE SERVICES, INC. | C | Control |
| LEEDS, MARSHALL, TODD | I | SUMMIT BROKERAGE SERVICES, INC. | C | Control |
| LEEDS, MARSHALL, TODD | I | SUMMIT BROKERAGE SERVICES, INC. | C | Control |
| LEEDS, MARSHALL, TODD | I | SUMMIT BROKERAGE SERVICES, INC. | C | Control |
Registrations
Federal
IA
Apr 14, 2021 REGISTERED
Notice Filings (50)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV
Address
595 S. FEDERAL HIGHWAYSUITE 500
BOCA RATON, FL 33432-5541
United States
Phone: 561-338-2600