BARR ROSENBERG RESEARCH CENTER LLC

CRD #109486 SEC #801-56082 ORINDA, CA 925-254-6464

SEC Registered Disclosures

Total AUM

$20.9B

Discretionary

$20.7B

Employees

Clients

Accounts

112

This firm has regulatory disclosures on file. View disclosures

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Sep 5, 2012
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BASKIN, JEREMY, MATTHEW	I	GROUP CHIEF EXECUTIVE OFFICER	NA	Control
BASKIN, JEREMY, MATTHEW	I	GROUP CHIEF EXECUTIVE OFFICER, GLOBAL HEAD OF PORTFOLIO MANAGEMENT AND CEO AMERICAS	NA	Control
BASKIN, JEREMY, MATTHEW	I	GROUP CHIEF EXECUTIVE OFFICER	NA	Control
BASKIN, JEREMY, MATTHEW	I	GROUP CHIEF EXECUTIVE OFFICER, GLOBAL HEAD OF PORTFOLIO MANAGEMENT AND CEO AMERICAS	NA	Control
BASKIN, JEREMY, MATTHEW	I	GROUP CHIEF EXECUTIVE OFFICER, GLOBAL HEAD OF PORTFOLIO MANAGEMENT AND CEO AMERICAS	NA	Control
CLARK, MARTHA, PARRY	I	CHIEF OPERATING OFFICER	NA	Control
CLARK, MARTHA, PARRY	I	GROUP CHIEF OPERATING OFFICER AND CHIEF EXECUTIVE OFFICER AMERICAS	NA	Control
CLARK, MARTHA, PARRY	I	GROUP CHIEF OPERATING OFFICER AND CHIEF EXECUTIVE OFFICER AMERICAS	NA	Control
CLARK, MARTHA, PARRY	I	GROUP CHIEF OPERATING OFFICER AND CHIEF EXECUTIVE OFFICER AMERICAS	NA	Control
CLARK, MARTHA, PARRY	I	GROUP CHIEF OPERATING OFFICER AND CHIEF EXECUTIVE OFFICER AMERICAS	NA	Control
DONALDSON, SARA, MELOHN	I	CHIEF COMPLIANCE OFFICER	NA	Control
DONALDSON, SARA, MELOHN	I	CHIEF COMPLIANCE OFFICER	NA	Control
DONALDSON, SARA, MELOHN	I	CHIEF COMPLIANCE OFFICER	NA	Control
DONALDSON, SARA, MELOHN	I	CHIEF COMPLIANCE OFFICER	NA	Control
DONALDSON, SARA, MELOHN	I	CHIEF COMPLIANCE OFFICER	NA	Control
DONALDSON, SARA, MELOHN	I	CHIEF COMPLIANCE OFFICER	NA	Control
DONALDSON, SARA, MELOHN	I	CHIEF COMPLIANCE OFFICER	NA	Control
DONALDSON, SARA, MELOHN	I	CHIEF COMPLIANCE OFFICER	NA	Control
DONALDSON, SARA, MELOHN	I	CHIEF COMPLIANCE OFFICER	NA	Control
DONALDSON, SARA, MELOHN	I	CHIEF COMPLIANCE OFFICER	NA	Control
DONALDSON, SARA, MELOHN	I	CHIEF COMPLIANCE OFFICER	NA	Control
HOUSSELS, KATHLEEN	I	HEAD OF INVESTMENT MODELS & CO-DIRECTOR BRRC	NA	Control
HOUSSELS, KATHLEEN	I	HEAD OF INVESTMENT MODELS & CO-DIRECTOR BRRC	NA	Control
HOUSSELS, KATHLEEN	I	HEAD OF INVESTMENT MODELS & CO-DIRECTOR BRRC	NA	Control
HOUSSELS, KATHLEEN	I	HEAD OF INVESTMENT MODELS & CO-DIRECTOR BRRC	NA	Control
HOUSSELS, KATHLEEN	I	HEAD OF INVESTMENT MODELS & CO-DIRECTOR BRRC	NA	Control
HOUSSELS, KATHLEEN	I	HEAD OF RESEARCH AND MODELS	NA	Control
HOUSSELS, KATHLEEN	I	HEAD OF INVESTMENT MODELS & CO-DIRECTOR BRRC	NA	Control
KAKINUKI, JOHN, C	I	GENERAL COUNSEL, HEAD OF LEGAL AND COMPLIANCE	NA	Control
KIM, SAMUEL, SUNG HAN	I	CHIEF LEGAL OFFICER	NA	Control
MEAD, THOMAS, DORAN	I	GLOBAL RESEARCH DIRECTOR	NA	Control
MEAD, THOMAS, DORAN	I	GLOBAL RESEARCH DIRECTOR	NA	Control
MEAD, THOMAS, DORAN	I	GLOBAL RESEARCH DIRECTOR	NA	Control
MEAD, THOMAS, DORAN	I	GLOBAL RESEARCH DIRECTOR	NA	Control
MEAD, THOMAS, DORAN	I	DEPUTY DIRECTOR	NA	Control
ORDONNEAU, VINCENT, PAUL	I	GROUP CHIEF FINANCIAL OFFICER	NA	Control
ORDONNEAU, VINCENT, PAUL	I	GROUP CHIEF FINANCIAL OFFICER	NA	Control
ORDONNEAU, VINCENT, PAUL	I	GROUP CHIEF FINANCIAL OFFICER	NA	Control
ORDONNEAU, VINCENT, PAUL	I	GROUP CHIEF FINANCIAL OFFICER	NA	Control
ORDONNEAU, VINCENT, PAUL	I	GROUP CHIEF FINANCIAL OFFICER	NA	Control
ORDONNEAU, VINCENT, PAUL	I	GROUP CHIEF FINANCIAL OFFICER	NA	Control
ORDONNEAU, VINCENT, PAUL	I	GROUP CHIEF FINANCIAL OFFICER	NA	Control
ORDONNEAU, VINCENT, PAUL	I	GROUP CHIEF FINANCIAL OFFICER	NA	Control
ORDONNEAU, VINCENT, PAUL	I	GROUP CHIEF FINANCIAL OFFICER	NA	Control
ORDONNEAU, VINCENT, PAUL	I	GROUP CHIEF FINANCIAL OFFICER	NA	Control
PRUNET, STEPHANE, FRANCOIS	I	GROUP CHIEF EXECUTIVE OFFICER	NA	Control
PRUNET, STEPHANE, FRANCOIS	I	GROUP CHIEF EXECUTIVE OFFICER	NA	Control
PRUNET, STEPHANE, FRANCOIS	I	GROUP CHIEF EXECUTIVE OFFICER	NA	Control
PRUNET, STEPHANE, FRANCOIS	I	GROUP CHIEF EXECUTIVE OFFICER	NA	Control
PRUNET, STEPHANE, FRANCOIS	I	GROUP CHIEF EXECUTIVE OFFICER	NA	Control
PRUNET, STEPHANE, FRANCOIS	I	GROUP CHIEF EXECUTIVE OFFICER	NA	Control
REID, KENNETH	I	HEAD OF RESEARCH & CO-DIRECTOR BRRC	NA	Control
REID, KENNETH	I	HEAD OF RESEARCH & CO-DIRECTOR BRRC	NA	Control
REID, KENNETH	I	HEAD OF RESEARCH & CO-DIRECTOR BRRC	NA	Control
REID, KENNETH	I	HEAD OF RESEARCH & CO-DIRECTOR BRRC	NA	Control
REID, KENNETH	I	HEAD OF RESEARCH & CO-DIRECTOR BRRC	NA	Control
RIDLEY, HEIDI, KHASHABI	I	CHIEF OPERATING OFFICER	NA	Control
RIDLEY, HEIDI, KHASHABI	I	CHIEF OPERATING OFFICER	NA	Control
ROBINET, FRANCOIS	I	GROUP CHIEF EXECUTIVE OFFICER	NA	Control
ROSENBERG, BARR	I	CHAIRMAN	NA	Control
ROSENBERG, BARR	I	CHAIRMAN	NA	Control
ROSENBERG, BARR	I	CHAIRMAN	NA	Control
ROSENBERG, BARR	I	CHAIRMAN	NA	Control
ROSENBERG, BARR	I	MANAGING DIRECTOR	NA	Control
WIEBE, WILLIAM, RANDALL	I	GROUP CHIEF LEGAL COUNSEL	NA	Control
WIEBE, WILLIAM, RANDALL	I	GROUP CHIEF LEGAL COUNSEL	NA	Control
WIEBE, WILLIAM, RANDALL	I	GROUP CHIEF LEGAL COUNSEL	NA	Control
WIEBE, WILLIAM, RANDALL	I	GROUP CHIEF LEGAL COUNSEL	NA	Control
WIEBE, WILLIAM, RANDALL	I	CHIEF LEGAL COUNSEL	NA	Control
WIEBE, WILLIAM, RANDALL	I	GROUP CHIEF LEGAL COUNSEL	NA	Control
WIEBE, WILLIAM, RANDALL	I	GROUP CHIEF LEGAL COUNSEL	NA	Control
WIEBE, WILLIAM, RANDALL	I	GROUP CHIEF LEGAL COUNSEL	NA	Control
AXA ROSENBERG GROUP LLC	DE	MEMBER	E	Control
AXA ROSENBERG GROUP LLC	DE	MEMBER	E	Control
AXA ROSENBERG GROUP LLC	DE	MEMBER	E	Control
AXA ROSENBERG GROUP LLC	DE	MEMBER	E	Control
AXA ROSENBERG GROUP LLC	DE	MEMBER	E	Control
AXA ROSENBERG GROUP LLC	DE	MEMBER	E	Control
AXA ROSENBERG GROUP LLC	DE	MEMBER	E	Control
AXA ROSENBERG GROUP LLC	DE	MEMBER	E	Control
AXA ROSENBERG GROUP LLC	DE	MEMBER	E	Control
AXA ROSENBERG GROUP LLC	DE	MEMBER	E	Control
AXA ROSENBERG GROUP LLC	DE	MEMBER	E	Control
AXA ROSENBERG GROUP LLC	DE	MEMBER	E	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
ROSENBERG ALPHA, LP	DE	AXA ROSENBERG GROUP LLC	F	Control
ROSENBERG ALPHA, LP	DE	AXA ROSENBERG GROUP LLC	F	Control
ROSENBERG ALPHA, LP	DE	AXA ROSENBERG GROUP LLC	F	Control
ROSENBERG ALPHA, LP	DE	AXA ROSENBERG GROUP LLC	F	Control
ROSENBERG ALPHA, LP	DE	AXA ROSENBERG GROUP LLC	F	Control
AXA	FE	AXA INVESTMENT MANAGERS SA	E	Control
AXA	FE	AXA INVESTMENT MANAGERS SA	E	Control
AXA	FE	AXA INVESTMENT MANAGERS SA	E	Control
AXA	FE	AXA INVESTMENT MANAGERS SA	E	Control
AXA IM HOLDINGS US, INC.	DE	AXA ROSENBERG GROUP LLC	E	Control
AXA IM HOLDINGS US, INC.	DE	AXA ROSENBERG GROUP LLC	E	Control
AXA IM HOLDINGS US, INC.	DE	AXA IM ROSE, INC	E	Control
AXA IM HOLDINGS US, INC.	DE	AXA IM ROSE, INC	E	Control
AXA IM HOLDINGS US, INC.	DE	AXA ROSENBERG GROUP LLC	E	Control
AXA IM HOLDINGS US, INC.	DE	AXA IM ROSE, INC	E	Control
AXA IM HOLDINGS US, INC.	DE	AXA ROSENBERG GROUP LLC	E	Control
AXA IM HOLDINGS US, INC.	DE	AXA IM ROSE, INC	E	Control
AXA IM HOLDINGS US, INC.	DE	AXA IM ROSE, INC	E	Control
AXA IM ROSE, INC.	DE	AXA IM HOLDINGS US, INC.	E	Control
AXA IM ROSE, INC.	DE	AXA IM HOLDINGS US, INC.	E	Control
AXA IM ROSE, INC.	DE	AXA ROSENBERG GROUP LLC	E	Control
AXA IM ROSE, INC.	DE	AXA ROSENBERG GROUP LLC	E	Control
AXA IM ROSE, INC.	DE	AXA IM HOLDINGS US, INC.	E	Control
AXA IM ROSE, INC.	DE	AXA ROSENBERG GROUP LLC	E	Control
AXA IM ROSE, INC.	DE	AXA IM HOLDINGS US, INC.	E	Control
AXA IM ROSE, INC.	DE	AXA ROSENBERG GROUP LLC	E	Control
AXA IM ROSE, INC.	DE	AXA ROSENBERG GROUP LLC	E	Control
AXA INVESTMENT MANAGERS SA	FE	AXA IM HOLDINGS US, INC.	E	Control
AXA INVESTMENT MANAGERS SA	FE	AXA IM HOLDINGS US, INC.	E	Control
AXA INVESTMENT MANAGERS SA	FE	AXA IM HOLDINGS US, INC.	E	Control
AXA INVESTMENT MANAGERS SA	FE	AXA IM HOLDINGS US, INC.	E	Control
AXA INVESTMENT MANAGERS SA	FE	AXA IM HOLDINGS US, INC.	E	Control
AXA INVESTMENT MANAGERS SA	FE	AXA IM HOLDINGS US, INC.	E	Control
AXA INVESTMENT MANAGERS SA	FE	AXA IM HOLDINGS US, INC.	E	Control
AXA INVESTMENT MANAGERS SA	FE	AXA IM HOLDINGS US, INC.	E	Control
AXA INVESTMENT MANAGERS SA	FE	AXA IM HOLDINGS US, INC.	E	Control
AXA INVESTMENT MANAGERS SA	FE	AXA IM HOLDINGS US, INC.	E	Control
AXA INVESTMENT MANAGERS SA	FE	AXA IM HOLDINGS US, INC.	E	Control
AXA INVESTMENT MANAGERS SA	FE	AXA IM HOLDINGS US, INC.	E	Control
AXA SA	FE	AXA INVESTMENT MANAGERS SA	E	Control
AXA SA	FE	AXA INVESTMENT MANAGERS SA	E	Control
AXA SA	FE	AXA INVESTMENT MANAGERS SA	E	Control
AXA SA	FE	AXA INVESTMENT MANAGERS SA	E	Control
AXA SA	FE	AXA INVESTMENT MANAGERS SA	E	Control
AXA SA	FE	AXA INVESTMENT MANAGERS SA	E	Control
AXA SA	FE	AXA INVESTMENT MANAGERS SA	E	Control
AXA SA	FE	AXA INVESTMENT MANAGERS SA	E	Control
AXA-IM HOLDING US INC.	DE	AXA-IM ROSE INC.	E	Control
AXA-IM HOLDING US INC.	DE	AXA-IM ROSE INC.	E	Control
AXA-IM HOLDING US INC.	DE	AXA-IM ROSE INC.	E	Control
AXA-IM ROSE, INC.	DE	AXA ROSENBERG GROUP LLC	E	Control
AXA-IM ROSE, INC.	DE	AXA ROSENBERG GROUP LLC	E	Control
AXA-IM ROSE, INC.	DE	AXA ROSENBERG GROUP LLC	E	Control
ROSENBERG ALPHA, LP	DE	AXA ROSENBERG GROUP LLC	C	Control
ROSENBERG, BARR	I	ROSENBERG ALPHA L.P.	C	Control
ROSENBERG, BARR	I	ROSENBERG ALPHA L.P.	C	Control
ROSENBERG, BARR	I	ROSENBERG ALPHA L.P.	C	Control
ROSENBERG, BARR	I	ROSENBERG ALPHA, LP	C	Control
ROSENBERG, BARR	I	ROSENBERG ALPHA, LP	C	Control
ROSENBERG, BARR	I	ROSENBERG ALPHA L.P.	C	Control
ROSENBERG, JUNE, DIANE	I	ROSENBERG ALPHA L.P.	C
ROSENBERG, JUNE, DIANE	I	ROSENBERG ALPHA L.P.	C
ROSENBERG, JUNE, DIANE	I	ROSENBERG ALPHA L.P.	C
ROSENBERG, JUNE, DIANE	I	ROSENBERG ALPHA LP	C
ROSENBERG, JUNE, DIANE	I	ROSENBERG ALPHA LP	C
ROSENBERG, JUNE, DIANE	I	ROSENBERG ALPHA L.P.	C

Registrations

Federal

Sep 5, 2012 REGISTERED

Notice Filings (1)

Address

4 ORINDA WAY, BLDG E
ORINDA, CA 94563
United States

Phone: 925-254-6464