FLORIDA INVESTMENT ADVISORS INC
Legal name: FLORIDA INVESTMENT ADVISORS
CRD #109492 SEC #801-55717 TAMPA, FL 813-998-2736
SEC Registered Broker-Dealer
Total AUM
$151.9M
Discretionary
$151.9M
Employees
7
Clients
0
Accounts
200
Firm Details
- Organization Type
- Corporation
- State of Formation
- Florida
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 27, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CELESTAN, GREGORY JEROME | I | DIRECTOR | NA | |
| CELESTAN, GREGORY JEROME | I | DIRECTOR | NA | |
| CELESTAN, GREGORY JEROME | I | DIRECTOR | NA | |
| CELESTAN, GREGORY JEROME | I | DIRECTOR | NA | |
| DIAMOND, BARBARA, A. | I | SECRETARY | NA | Control |
| DIAMOND, BARBARA, A. | I | SECRETARY | NA | Control |
| DIVERS, ALAN GERALD | I | CHAIRMAN | NA | Control |
| DIVERS, ALAN GERALD | I | CHAIRMAN | NA | Control |
| DIVERS, ALAN GERALD | I | CHAIRMAN | NA | Control |
| DIVERS, ALAN GERALD | I | CHAIRMAN | NA | Control |
| DIVERS, ALAN GERALD | I | CHAIRMAN | NA | Control |
| DIVERS, ALAN GERALD | I | CHAIRMAN | NA | Control |
| DIVERS, ALAN GERALD | I | CHAIRMAN | NA | Control |
| DIVERS, ALAN GERALD | I | CHAIRMAN | NA | Control |
| DIVERS, ALAN GERALD | I | CHAIRMAN | NA | Control |
| DIVERS, ALAN GERALD | I | CHAIRMAN | NA | Control |
| DIVERS, ALAN GERALD | I | CHAIRMAN | NA | Control |
| DIVERS, ALAN GERALD | I | CHAIRMAN | NA | Control |
| DIVERS, ALAN GERALD | I | CHAIRMAN | NA | Control |
| DIVERS, ALAN GERALD | I | CHAIRMAN | NA | Control |
| DIVERS, ALAN GERALD | I | CHAIRMAN | NA | Control |
| DIVERS, ALAN GERALD | I | DIRECTOR | NA | Control |
| DIVERS, ALAN GERALD | I | DIRECTOR | NA | Control |
| DIVERS, ALAN GERALD | I | CHAIRMAN | NA | Control |
| DIVERS, ALAN GERALD | I | DIRECTOR | NA | Control |
| DIVERS, ALAN GERALD | I | CHAIRMAN | NA | Control |
| DIVERS, ALAN GERALD | I | CHAIRMAN | NA | Control |
| DREYER, MICHAEL RICHARD | I | PRESIDENT | NA | Control |
| DREYER, MICHAEL RICHARD | I | PRESIDENT | NA | Control |
| DREYER, MICHAEL RICHARD | I | PRESIDENT | NA | Control |
| DREYER, MICHAEL RICHARD | I | PRESIDENT | NA | Control |
| FERMAN, JAMES, LAURENS | I | DIRECTOR | NA | |
| FERMAN, JAMES, LAURENS | I | DIRECTOR | NA | |
| FERMAN, JAMES, LAURENS | I | DIRECTOR | NA | |
| FLEMING, THEODORE SCOTT | I | EXECUTIVE VICE PRESIDENT, WEALTH MANAGEMENT | NA | |
| GARCIA, LUIS | I | DIRECTOR | NA | |
| GARCIA, LUIS | I | DIRECTOR | NA | |
| GARCIA, LUIS | I | DIRECTOR | NA | |
| GARCIA, LUIS | I | DIRECTOR | NA | |
| GARCIA, LUIS | I | DIRECTOR | NA | |
| GARCIA, LUIS | I | DIRECTOR | NA | |
| GARCIA, LUIS | I | DIRECTOR | NA | |
| GARCIA, LUIS | I | DIRECTOR | NA | |
| GARCIA, LUIS | I | DIRECTOR | NA | |
| GARCIA, LUIS | I | DIRECTOR | NA | |
| GARCIA, LUIS | I | DIRECTOR | NA | |
| GARCIA, LUIS | I | DIRECTOR | NA | Control |
| GARCIA, LUIS | I | DIRECTOR | NA | |
| GARCIA, LUIS | I | DIRECTOR | NA | |
| GARCIA, LUIS | I | DIRECTOR | NA | |
| GARCIA, LUIS | I | DIRECTOR | NA | Control |
| GARCIA, LUIS | I | DIRECTOR | NA | Control |
| GARCIA, LUIS | I | DIRECTOR | NA | |
| GARCIA, LUIS | I | DIRECTOR | NA | |
| GARCIA, LUIS | I | DIRECTOR | NA | |
| GARCIA, LUIS | I | DIRECTOR | NA | |
| GARCIA, LUIS | I | DIRECTOR | NA | |
| GARCIA, LUIS | I | DIRECTOR | NA | |
| GARCIA, LUIS | I | DIRECTOR | NA | |
| GILES, ROBERT FENN JR | I | PRES/PRIN/SROP/CROP/MUNI PRIN/DIR | NA | Control |
| GILES, ROBERT FENN JR | I | PRES/PRIN/SROP/CROP/MUNI PRIN/DIR | NA | Control |
| GILES, ROBERT FENN JR | I | PRES/PRIN/SROP/CROP/MUNI PRIN/DIR | NA | Control |
| GILES, ROBERT FENN JR | I | PRES/PRIN/SROP/CROP/MUNI PRIN/DIR | NA | Control |
| GILES, ROBERT FENN JR | I | PRES/PRIN/SROP/CROP/MUNI PRIN/DIR | NA | Control |
| GILES, ROBERT FENN JR | I | PRES/PRIN/SROP/CROP/MUNI PRIN/DIR | NA | Control |
| GILES, ROBERT FENN JR | I | PRES/PRIN/SROP/CROP/MUNI PRIN/DIR | NA | Control |
| GILES, ROBERT FENN JR | I | PRES/PRIN/SROP/CROP/MUNI PRIN/DIR | NA | Control |
| GILES, ROBERT FENN JR | I | PRES/PRIN/SROP/CROP/MUNI PRIN/DIR | NA | Control |
| GILES, ROBERT FENN JR | I | PRES/PRIN/SROP/CROP/MUNI PRIN/DIR | NA | Control |
| GILES, ROBERT FENN JR | I | PRES/PRIN/SROP/CROP/MUNI PRIN/DIR | NA | Control |
| GILES, ROBERT FENN JR | I | PRES/PRIN/SROP/CROP/MUNI PRIN/DIR | NA | Control |
| GILES, ROBERT FENN JR | I | PRES/PRIN/SROP/CROP/MUNI PRIN/DIR | NA | Control |
| GILES, ROBERT FENN JR | I | PRES/PRIN/SROP/CROP/MUNI PRIN/DIR | NA | Control |
| GILES, ROBERT FENN JR | I | PRES/PRIN/SROP/CROP/MUNI PRIN/DIR | NA | Control |
| GILES, ROBERT FENN JR | I | PRES/PRIN/SROP/CROP/MUNI PRIN/DIR | NA | Control |
| GILES, ROBERT, FENN | I | PRES./PRIN./SROP/CROP/MUNI. PRIN. | NA | Control |
| GILES, ROBERT, FENN | I | PRES./PRIN./SROP/CROP/MUNI. PRIN. | NA | Control |
| GILES, ROBERT, FENN | I | PRES./PRIN./SROP/CROP/MUNI. PRIN. | NA | Control |
| HARROD, GARY WILLIAM | I | DIRECTOR | NA | |
| HARROD, GARY WILLIAM | I | DIRECTOR | NA | |
| HARROD, GARY WILLIAM | I | DIRECTOR | NA | |
| HARROD, GARY WILLIAM | I | DIRECTOR | NA | |
| HARROD, GARY WILLIAM | I | DIRECTOR | NA | |
| HARROD, GARY WILLIAM | I | DIRECTOR | NA | |
| HARROD, GARY WILLIAM | I | DIRECTOR | NA | |
| HARROD, GARY WILLIAM | I | DIRECTOR | NA | |
| HARROD, GARY WILLIAM | I | DIRECTOR | NA | |
| HARROD, GARY WILLIAM | I | DIRECTOR | NA | |
| HARROD, GARY WILLIAM | I | DIRECTOR | NA | |
| HARROD, GARY WILLIAM | I | DIRECTOR | NA | |
| HARROD, GARY WILLIAM | I | DIRECTOR | NA | |
| HARROD, GARY WILLIAM | I | DIRECTOR | NA | |
| HARROD, GARY WILLIAM | I | DIRECTOR | NA | |
| HARROD, GARY WILLIAM | I | DIRECTOR | NA | |
| HELMSTADTER, JOHN STEPHEN | I | SVP/PRIN | NA | Control |
| HELMSTADTER, JOHN STEPHEN | I | SVP/PRIN | NA | Control |
| HELMSTADTER, JOHN STEPHEN | I | SVP/PRIN | NA | Control |
| HELMSTADTER, JOHN STEPHEN | I | SVP/PRIN | NA | Control |
| HELMSTADTER, JOHN STEPHEN | I | SVP/PRIN | NA | Control |
| HELMSTADTER, JOHN STEPHEN | I | SVP/PRIN | NA | Control |
| HELMSTADTER, JOHN STEPHEN | I | SVP/PRIN | NA | Control |
| HELMSTADTER, JOHN STEPHEN | I | SVP/PRIN | NA | Control |
| HELMSTADTER, JOHN STEPHEN | I | SVP/PRIN | NA | Control |
| HELMSTADTER, JOHN STEPHEN | I | SVP/PRIN | NA | Control |
| HELMSTADTER, JOHN STEPHEN | I | SVP/PRIN | NA | Control |
| HELMSTADTER, JOHN STEPHEN | I | SVP/PRIN | NA | Control |
| HELMSTADTER, JOHN STEPHEN | I | SVP/PRIN | NA | Control |
| HELMSTADTER, JOHN STEPHEN | I | SVP/PRIN | NA | Control |
| HELMSTADTER, JOHN STEPHEN | I | SENIOR INVESTMENT ADVISOR | NA | Control |
| HELMSTADTER, JOHN STEPHEN | I | SENIOR INVESTMENT ADVISOR | NA | Control |
| HELMSTADTER, JOHN, STEPHEN | I | SENIOR VICE PRESIDENT/PRINCIPAL | NA | Control |
| HELMSTADTER, JOHN, STEPHEN | I | SENIOR VICE PRESIDENT/PRINCIPAL | NA | Control |
| HELMSTADTER, JOHN, STEPHEN | I | SENIOR VICE PRESIDENT/PRINCIPAL | NA | Control |
| HERNANDEZ, RONALD, VICTOR | I | TREASURER | NA | Control |
| HERNANDEZ, RONALD, VICTOR | I | TREASURER | NA | Control |
| MITCHELL, JUDY ANN | I | DIRECTOR | NA | |
| MITCHELL, JUDY ANN | I | DIRECTOR | NA | |
| MITCHELL, JUDY ANN | I | DIRECTOR | NA | |
| MITCHELL, JUDY ANN | I | DIRECTOR | NA | |
| MITCHELL, JUDY ANN | I | DIRECTOR | NA | |
| MITCHELL, JUDY ANN | I | DIRECTOR | NA | |
| MITCHELL, JUDY ANN | I | DIRECTOR | NA | |
| MITCHELL, JUDY ANN | I | DIRECTOR | NA | |
| MITCHELL, JUDY ANN | I | DIRECTOR | NA | |
| MITCHELL, JUDY ANN | I | DIRECTOR | NA | |
| MITCHELL, JUDY ANN | I | DIRECTOR | NA | |
| MITCHELL, JUDY ANN | I | DIRECTOR | NA | |
| MITCHELL, JUDY ANN | I | DIRECTOR | NA | |
| MITCHELL, JUDY ANN | I | DIRECTOR | NA | |
| MITCHELL, JUDY ANN | I | DIRECTOR | NA | |
| NADGLOWSKI, LORI SUZANNE | I | VP/PRIN/CFO/CHIEF COMPLIANCE OFFICER | NA | Control |
| NADGLOWSKI, LORI SUZANNE | I | VP/PRIN/CFO/CCO | NA | Control |
| NADGLOWSKI, LORI SUZANNE | I | VP/PRIN/CFO/CHIEF COMPLIANCE OFFICER | NA | Control |
| NADGLOWSKI, LORI SUZANNE | I | VP/PRIN/CFO/CHIEF COMPLIANCE OFFICER | NA | Control |
| NADGLOWSKI, LORI SUZANNE | I | VP/PRIN/CFO/CHIEF COMPLIANCE OFFICER | NA | Control |
| NADGLOWSKI, LORI SUZANNE | I | VP/PRIN/CFO/CHIEF COMPLIANCE OFFICER | NA | Control |
| NADGLOWSKI, LORI SUZANNE | I | VP/PRIN/CFO/CHIEF COMPLIANCE OFFICER | NA | Control |
| NADGLOWSKI, LORI SUZANNE | I | VP/PRIN/CFO/CHIEF COMPLIANCE OFFICER | NA | Control |
| NADGLOWSKI, LORI SUZANNE | I | VP/PRIN/CFO/CHIEF COMPLIANCE OFFICER | NA | Control |
| NADGLOWSKI, LORI SUZANNE | I | VP/PRIN/CFO/CHIEF COMPLIANCE OFFICER | NA | Control |
| NADGLOWSKI, LORI SUZANNE | I | VP/PRIN/CFO/CHIEF COMPLIANCE OFFICER | NA | Control |
| NADGLOWSKI, LORI SUZANNE | I | VP/PRIN/CFO | NA | Control |
| NADGLOWSKI, LORI SUZANNE | I | VP/PRIN/CFO | NA | Control |
| NADGLOWSKI, LORI SUZANNE | I | VP/PRIN/CFO/CHIEF COMPLIANCE OFFICER | NA | Control |
| NADGLOWSKI, LORI SUZANNE | I | PRIN/CFO/CHIEF COMPLIANCE OFFICER | NA | Control |
| NADGLOWSKI, LORI SUZANNE | I | PRIN/CFO/CHIEF COMPLIANCE OFFICER | NA | Control |
| OELLERICH, HERMAN J. | I | DIRECTOR | NA | Control |
| OELLERICH, HERMAN, J. | I | DIRECTOR | NA | Control |
| OELLERICH, HERMAN, J. | I | DIRECTOR | NA | Control |
| OELLERICH, HERMAN, J. | I | DIRECTOR | NA | Control |
| VITALE, EMILY PALMER | I | VP/FINOP | NA | Control |
| VITALE, EMILY PALMER | I | VP/FINOP | NA | Control |
| VITALE, EMILY PALMER | I | VP/FINOP | NA | Control |
| VITALE, EMILY PALMER | I | VP/FINOP | NA | Control |
| VITALE, EMILY PALMER | I | VP/FINOP | NA | Control |
| VITALE, EMILY PALMER | I | VP/FINOP | NA | Control |
| VITALE, EMILY PALMER | I | VP/FINOP | NA | Control |
| VITALE, EMILY PALMER | I | VP/FINOP | NA | Control |
| VITALE, EMILY PALMER | I | VP/FINOP | NA | Control |
| VITALE, EMILY PALMER | I | VP/FINOP | NA | Control |
| VITALE, EMILY PALMER | I | VP/FINOP | NA | Control |
| VITALE, EMILY PALMER | I | VP/FINOP | NA | Control |
| VITALE, EMILY PALMER | I | VP/FINOP | NA | Control |
| VITALE, EMILY PALMER | I | VP/FINOP | NA | Control |
| VITALE, EMILY PALMER | I | OPERATIONS MANAGER/FINOP | NA | Control |
| VITALE, EMILY PALMER | I | OPERATIONS MANAGER/FINOP/CCO | NA | Control |
| VITALE, EMILY PALMER | I | OPERATIONS MANAGER/FINOP/CCO | NA | Control |
| VITALE, EMILY PALMER | I | OPERATIONS MANAGER/FINOP | NA | Control |
| VITALE, EMILY PALMER | I | OPERATIONS MANAGER/FINOP/CCO | NA | Control |
| VITALE, EMILY PALMER | I | OPERATIONS MANAGER/FINOP/CCO | NA | Control |
| VITALE, EMILY PALMER | I | OPERATIONS MANAGER/FINOP/CCO | NA | Control |
| VITALE, EMILY, PALMER | I | VICE PRESIDENT/SECRETARY/FINOP | NA | Control |
| VITALE, EMILY, PALMER | I | FINOP | NA | Control |
| VITALE, EMILY, PALMER | I | FINOP/PRINCIPAL | NA | Control |
| WEST, WILLIAM O III | I | CHAIRMAN | NA | |
| WEST, WILLIAM O III | I | CHAIRMAN | NA | |
| WEST, WILLIAM O III | I | CHAIRMAN | NA | |
| WEST, WILLIAM O III | I | DIRECTOR | NA | |
| WHITING, PAUL LEO | I | DIRECTOR | NA | |
| WHITING, PAUL LEO | I | DIRECTOR | NA | |
| WHITING, PAUL LEO | I | DIRECTOR | NA | |
| WHITING, PAUL LEO | I | DIRECTOR | NA | |
| WHITING, PAUL LEO | I | DIRECTOR | NA | |
| WHITING, PAUL LEO | I | DIRECTOR | NA | |
| WHITING, PAUL LEO | I | DIRECTOR | NA | |
| WHITING, PAUL LEO | I | DIRECTOR | NA | |
| WHITING, PAUL LEO | I | DIRECTOR | NA | |
| WHITING, PAUL LEO | I | DIRECTOR | NA | |
| WHITING, PAUL LEO | I | DIRECTOR | NA | |
| WHITING, PAUL LEO | I | DIRECTOR | NA | |
| WHITING, PAUL LEO | I | DIRECTOR | NA | |
| WHITING, PAUL LEO | I | DIRECTOR | NA | |
| WHITING, PAUL LEO | I | DIRECTOR | NA | |
| WHITING, PAUL, LEO | I | DIRECTOR | NA | |
| TAMPA BAY BANKING CO. | DE | SHAREHOLDER | E | Control |
| TAMPA BAY BANKING CO. | DE | SHAREHOLDER | E | Control |
| TAMPA BAY BANKING CO. | DE | SHAREHOLDER | E | Control |
| TAMPA BAY BANKING CO. | DE | SHAREHOLDER | E | Control |
| TAMPA BAY BANKING CO. | DE | SHAREHOLDER | E | Control |
| TAMPA BAY BANKING CO. | DE | SHAREHOLDER | E | Control |
| THE TAMPA BANKING CO. | DE | SHAREHOLDER | E | Control |
| THE TAMPA BANKING CO. | DE | SHAREHOLDER | E | Control |
| THE TAMPA BANKING CO. | DE | SHAREHOLDER | E | Control |
| THE TAMPA BANKING CO. | DE | SHAREHOLDER | E | Control |
| THE TAMPA BANKING CO. | DE | SHAREHOLDER | E | Control |
| THE TAMPA BANKING CO. | DE | SHAREHOLDER | E | Control |
| THE TAMPA BANKING CO. | DE | SHAREHOLDER | E | Control |
| THE TAMPA BANKING CO. | DE | SHAREHOLDER | E | Control |
| THE TAMPA BANKING CO. | DE | SHAREHOLDER | E | Control |
| THE TAMPA BANKING CO. | DE | SHAREHOLDER | E | Control |
| THE TAMPA BANKING CO. | DE | SHAREHOLDER | E | Control |
| THE TAMPA BANKING CO. | DE | SHAREHOLDER | E | Control |
| THE TAMPA BANKING CO. | DE | SHAREHOLDER | E | Control |
| THE TAMPA BANKING CO. | DE | SHAREHOLDER | E | Control |
| THE TAMPA BANKING CO. | DE | SHAREHOLDER | E | Control |
| THE TAMPA BANKING COMPANY ("TTBC") | DE | SHAREHOLDER | E | Control |
| THE TAMPA BANKING COMPANY ("TTBC") | DE | SHAREHOLDER | E | Control |
| THE TAMPA BANKING COMPANY ("TTBC") | DE | SHAREHOLDER | E | Control |
| FERMAN, JAMES LAURENS JR. | I | DIRECTOR | B | Control |
| FERMAN, JAMES LAURENS JR. | I | DIRECTOR | B | Control |
| FERMAN, JAMES LAURENS JR. | I | DIRECTOR | B | Control |
| FERMAN, JAMES LAURENS JR. | I | DIRECTOR | B | Control |
| FERMAN, JAMES LAURENS JR. | I | DIRECTOR | B | Control |
| FERMAN, JAMES LAURENS JR. | I | DIRECTOR | B | Control |
| FERMAN, JAMES LAURENS JR. | I | DIRECTOR | B | Control |
| FERMAN, JAMES LAURENS JR. | I | DIRECTOR | B | Control |
| FERMAN, JAMES LAURENS JR. | I | DIRECTOR | B | Control |
| FERMAN, JAMES LAURENS JR. | I | DIRECTOR | B | Control |
| FERMAN, JAMES LAURENS JR. | I | DIRECTOR | B | Control |
| FERMAN, JAMES LAURENS JR. | I | DIRECTOR | B | Control |
| FERMAN, JAMES LAURENS JR. | I | DIRECTOR | B | Control |
| FERMAN, JAMES LAURENS JR. | I | DIRECTOR | B | Control |
| FERMAN, JAMES LAURENS JR. | I | DIRECTOR | B | Control |
| FERMAN, JAMES LAURENS JR. | I | DIRECTOR | B | Control |
| FERMAN, JAMES LAURENS JR. | I | DIRECTOR | B | Control |
| FERMAN, JAMES LAURENS JR. | I | DIRECTOR | B | Control |
| FERMAN, JAMES LAURENS JR. | I | DIRECTOR | B | Control |
| FERMAN, JAMES LAURENS JR. | I | DIRECTOR | B | Control |
| FERMAN, JAMES LAURENS JR. | I | DIRECTOR | B | Control |
| DIVERS, ALAN, GERALD | I | CHAIRMAN | A | Control |
| DIVERS, ALAN, GERALD | I | CHAIRMAN | A | Control |
| DIVERS, ALAN, GERALD | I | CHAIRMAN | A | Control |
Registrations
Federal
IA
Nov 27, 2013 REGISTERED
Notice Filings (1)
FL
Address
601 BAYSHORE BLVD.SUITE 960
TAMPA, FL 33606-2761
United States
Phone: 813-998-2736