OTTO & ASSOCIATES, INC.
CRD #109493 SEC #801-58024 NORWICH, VT 802-649-1946
SEC Registered
Total AUM
$249.9M
Discretionary
$249.9M
Employees
6
Clients
101
Accounts
605
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 18, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| OTTO, DAVID, WILLIAM | I | CHIEF COMPLIANCE OFFICER | E | Control |
| OTTO, DAVID, WILLIAM | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | E | Control |
| OTTO, DAVID, WILLIAM | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | E | Control |
| OTTO, DAVID, WILLIAM | I | CHIEF COMPLIANCE OFFICER | E | Control |
| OTTO, DAVID, WILLIAM | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | E | Control |
| OTTO, DAVID, WILLIAM | I | CHIEF COMPLIANCE OFFICER | E | Control |
| OTTO, DAVID, WILLIAM | I | PRESIDENT | E | Control |
| GOODELL, SUSAN, OTTO | I | PRESIDENT | D | Control |
| GOODELL, SUSAN, OTTO | I | CHIEF COMPLIANCE OFFICER | D | Control |
| GOODELL, SUSAN, OTTO | I | PRESIDENT | D | Control |
| GOODELL, SUSAN, OTTO | I | CHIEF COMPLIANCE OFFICER | D | Control |
| GOODELL, SUSAN, OTTO | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | D | Control |
| GOODELL, SUSAN, OTTO | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | D | Control |
| GOODELL, SUSAN, OTTO | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, AND CHIEF COMPLIANCE OFFICER | D | Control |
| GOODELL, SUSAN, OTTO | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, AND CHIEF COMPLIANCE OFFICER | D | Control |
| OTTO, DAVID, WILLIAM | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | D | Control |
| OTTO, DAVID, WILLIAM | I | CHIEF COMPLIANCE OFFICER | D | Control |
| OTTO, DAVID, WILLIAM | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | D | Control |
| OTTO, DAVID, WILLIAM | I | CHIEF COMPLIANCE OFFICER | D | Control |
| OTTO, DAVID, WILLIAM | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | D | Control |
| OTTO, DAVID, WILLIAM | I | CHIEF COMPLIANCE OFFICER | D | Control |
| OTTO, DAVID, WILLIAM | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | D | Control |
| OTTO, DAVID, WILLIAM | I | CHIEF COMPLIANCE OFFICER | D | Control |
| OTTO, DAVID, WILLIAM | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | D | Control |
| OTTO, DAVID, WILLIAM | I | CHIEF COMPLIANCE OFFICER | D | Control |
| OTTO, DAVID, WILLIAM | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | D | Control |
| OTTO, DAVID, WILLIAM | I | CHIEF COMPLIANCE OFFICER | D | Control |
| OTTO, DAVID, WILLIAM | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | D | Control |
| OTTO, DAVID, WILLIAM | I | CHIEF COMPLIANCE OFFICER | D | Control |
| OTTO, DAVID, WILLIAM | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | D | Control |
| OTTO, DAVID, WILLIAM | I | CHIEF COMPLIANCE OFFICER | D | Control |
| OTTO, DAVID, WILLIAM | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | D | Control |
| OTTO, DAVID, WILLIAM | I | CHIEF COMPLIANCE OFFICER | D | Control |
| OTTO, DAVID, WILLIAM | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | D | Control |
| OTTO, DAVID, WILLIAM | I | CHIEF COMPLIANCE OFFICER | D | Control |
| OTTO, DAVID, WILLIAM | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | D | Control |
| OTTO, DAVID, WILLIAM | I | CHIEF COMPLIANCE OFFICER | D | Control |
| OTTO, DAVID, WILLIAM | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | D | Control |
| OTTO, DAVID, WILLIAM | I | CHIEF COMPLIANCE OFFICER | D | Control |
| OTTO, DAVID, WILLIAM | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | D | Control |
| OTTO, DAVID, WILLIAM | I | CHIEF COMPLIANCE OFFICER | D | Control |
| OTTO, DAVID, WILLIAM | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | D | Control |
| OTTO, DAVID, WILLIAM | I | CHIEF COMPLIANCE OFFICER | D | Control |
| OTTO, DAVID, WILLIAM | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | D | Control |
| OTTO, DAVID, WILLIAM | I | CHIEF COMPLIANCE OFFICER | D | Control |
| OTTO, DAVID, WILLIAM | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | D | Control |
| OTTO, DAVID, WILLIAM | I | CHIEF COMPLIANCE OFFICER | D | Control |
| OTTO, DAVID, WILLIAM | I | CHIEF EXECUTIVE OFFICER | D | Control |
| OTTO, DAVID, WILLIAM | I | CHIEF COMPLIANCE OFFICER | D | Control |
| OTTO, DAVID, WILLIAM | I | CHIEF EXECUTIVE OFFICER | D | Control |
| OTTO, DAVID, WILLIAM | I | CHIEF COMPLIANCE OFFICER | D | Control |
| OTTO, DAVID, WILLIAM | I | CHIEF EXECUTIVE OFFICER | D | Control |
| OTTO, DAVID, WILLIAM | I | CHIEF COMPLIANCE OFFICER | D | Control |
| GOODELL, SUSAN, OTTO | I | SHAREHOLDER | C | Control |
| GOODELL, SUSAN, OTTO | I | SHAREHOLDER | C | Control |
| GOODELL, SUSAN, OTTO | I | SHAREHOLDER | C | Control |
| GOODELL, SUSAN, OTTO | I | SHAREHOLDER | C | Control |
| GOODELL, SUSAN, OTTO | I | SHAREHOLDER | C | Control |
| GOODELL, SUSAN, OTTO | I | SHAREHOLDER | C | Control |
| GOODELL, SUSAN, OTTO | I | SHAREHOLDER | C | Control |
| GOODELL, SUSAN, OTTO | I | SHAREHOLDER | C | Control |
| GOODELL, SUSAN, OTTO | I | SHAREHOLDER | C | Control |
| GOODELL, SUSAN, OTTO | I | SHAREHOLDER | C | Control |
| GOODELL, SUSAN, OTTO | I | SHAREHOLDER | C | Control |
| GOODELL, SUSAN, OTTO | I | SHAREHOLDER | C | Control |
| GOODELL, SUSAN, OTTO | I | SHAREHOLDER | C | Control |
| GOODELL, SUSAN, OTTO | I | SHAREHOLDER | C | Control |
| GOODELL, SUSAN, OTTO | I | SHAREHOLDER | C | Control |
| GOODELL, SUSAN, OTTO | I | SHAREHOLDER | C | Control |
| GOODELL, SUSAN, OTTO | I | PRESIDENT | C | Control |
| GOODELL, SUSAN, OTTO | I | PRESIDENT | C | Control |
| GOODELL, SUSAN, OTTO | I | PRESIDENT | C | Control |
| GOODELL, SUSAN, OTTO | I | PRESIDENT | C | Control |
| GOODELL, SUSAN, OTTO | I | PRESIDENT | C | Control |
| GOODELL, SUSAN, OTTO | I | CHIEF COMPLIANCE OFFICER | C | Control |
| GOODELL, SUSAN, OTTO | I | PRESIDENT | C | Control |
| GOODELL, SUSAN, OTTO | I | CHIEF COMPLIANCE OFFICER | C | Control |
| OTTO, DAVID, WILLIAM | I | CHIEF EXECUTIVE OFFICER | C | Control |
| OTTO, DAVID, WILLIAM | I | CHIEF COMPLIANCE OFFICER | C | Control |
| OTTO, DAVID, WILLIAM | I | CHIEF EXECUTIVE OFFICER | C | Control |
| OTTO, DAVID, WILLIAM | I | CHIEF EXECUTIVE OFFICER | C | Control |
| OTTO, DAVID, WILLIAM | I | CHIEF EXECUTIVE OFFICER | C | Control |
| OTTO, DAVID, WILLIAM | I | CHIEF EXECUTIVE OFFICER | C | Control |
| OTTO, DAVID, WILLIAM | I | CHIEF EXECUTIVE OFFICER | C | Control |
| OTTO, DAVID, WILLIAM | I | CHIEF EXECUTIVE OFFICER | C | Control |
| OTTO, DAVID, WILLIAM | I | CHIEF EXECUTIVE OFFICER EMERITUS | C | Control |
| OTTO, DAVID, WILLIAM | I | CHIEF EXECUTIVE OFFICER EMERITUS | C | Control |
| OTTO, ELIZABETH | I | SHAREHOLDER | B | |
| OTTO, ELIZABETH | I | SHAREHOLDER | B | |
| OTTO, ELIZABETH | I | SHAREHOLDER | B | |
| OTTO, ELIZABETH | I | SHAREHOLDER | B | |
| OTTO, ELIZABETH | I | SHAREHOLDER | B | |
| OTTO, ELIZABETH | I | SHAREHOLDER | B | |
| OTTO, ELIZABETH | I | SHAREHOLDER | B | |
| OTTO, ELIZABETH | I | SHAREHOLDER | B | |
| OTTO, ELIZABETH | I | SHAREHOLDER | B | |
| OTTO, ELIZABETH | I | SHAREHOLDER | B | |
| OTTO, ELIZABETH | I | SHAREHOLDER | B | |
| OTTO, ELIZABETH | I | SHAREHOLDER | B | |
| OTTO, ELIZABETH | I | SHAREHOLDER | B | |
| OTTO, ELIZABETH | I | SHAREHOLDER | B | |
| OTTO, ELIZABETH | I | SHAREHOLDER | B | |
| OTTO, ELIZABETH | I | SHAREHOLDER | B | |
| OTTO, ELIZABETH | I | SHAREHOLDER | B | |
| OTTO, ELIZABETH | I | SHAREHOLDER | B | |
| OTTO, ELIZABETH | I | SHAREHOLDER | B | |
| OTTO, ELIZABETH | I | SHAREHOLDER | B | |
| OTTO, ELIZABETH, NMI | I | SHAREHOLDER | B | |
| OTTO, ELIZABETH, NMI | I | SHAREHOLDER | B | |
| OTTO, ELIZABETH, NMI | I | SHAREHOLDER | B | |
| OTTO, ELIZABETH, NMI | I | SHAREHOLDER | B | |
| OTTO, ELIZABETH, NMI | I | SHAREHOLDER | B | |
| OTTO, ELIZABETH, NMI | I | SHAREHOLDER | B | |
| OTTO, ELIZABETH, NMI | I | SHAREHOLDER | B | |
| OTTO, ELIZABETH, NMI | I | SHAREHOLDER | B |
Registrations
Federal
IA
Mar 18, 2025 REGISTERED
Notice Filings (9)
CA CT FL MA NC NH NY TX VT
Address
16 BEAVER MEADOW ROADNORWICH, VT 05055
United States
Phone: 802-649-1946