WHATIFI ASSET MANAGEMENT INC
CRD #109494 SEC #801-57190 WOBURN, MA 781-933-7240
SEC Registered
Total AUM
$107K
Discretionary
$0
Employees
5
Clients
51
Accounts
57
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 12, 2001
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CHANDRA, MONICA | I | EVP PRODUCT DEVELOPMENT | NA | Control |
| CHANDRA, MONICA | I | EVP PRODUCT DEVELOPMENT | NA | Control |
| CHANDRA, MONICA | I | EVP PRODUCT DEVELOPMENT | NA | Control |
| CHANDRA, MONICA | I | EVP PRODUCT DEVELOPMENT | NA | Control |
| CUCCHIARO, STEPHEN | I | CONSULTANT | NA | |
| CUCCHIARO, STEPHEN | I | CONSULTANT | NA | |
| CUCCHIARO, STEPHEN | I | CONSULTANT | NA | |
| CUCCHIARO, STEPHEN | I | CONSULTANT | NA | |
| PHILLIPS, ROBERT | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| PHILLIPS, ROBERT | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| PHILLIPS, ROBERT | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| PHILLIPS, ROBERT | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| WHEADON, KATHRYN, L. | I | SECY/TREASURER, WHATIFI ASSET MGMT | NA | Control |
| WHEADON, KATHRYN, L. | I | SECY/TREASURER, WHATIFI ASSET MGMT | NA | Control |
| WHEADON, KATHRYN, L. | I | SECY/TREASURER, WHATIFI ASSET MGMT | NA | Control |
| WHEADON, KATHRYN, L. | I | SECY/TREASURER, WHATIFI ASSET MGMT | NA | Control |
| WHATIFI FINANCIAL INC | DE | SOLE SHAREHOLDER | E | Control |
| WHATIFI FINANCIAL INC | DE | SOLE SHAREHOLDER | E | Control |
| WHATIFI FINANCIAL INC | DE | SOLE SHAREHOLDER | E | Control |
| WHATIFI FINANCIAL INC | DE | SOLE SHAREHOLDER | E | Control |
| FRICKER, HARRIS, A | I | PRES./CEO/SOLE DIRECTOR | A | Control |
| FRICKER, HARRIS, A | I | PRES./CEO/SOLE DIRECTOR | A | Control |
| FRICKER, HARRIS, A | I | PRES./CEO/SOLE DIRECTOR | A | Control |
| FRICKER, HARRIS, A | I | PRES./CEO/SOLE DIRECTOR | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ALVORD, JOEL | I | SHAWMUT EQUITY PARTNERS | F | Control |
| ALVORD, JOEL | I | SHAWMUT EQUITY PARTNERS | F | Control |
| ALVORD, JOEL | I | SHAWMUT EQUITY PARTNERS | F | Control |
| ALVORD, JOEL | I | SHAWMUT EQUITY PARTNERS | F | Control |
| DIXON, GLENN | I | SHAWMUT EQUITY PARTNERS | F | Control |
| DIXON, GLENN | I | SHAWMUT EQUITY PARTNERS | F | Control |
| DIXON, GLENN | I | SHAWMUT EQUITY PARTNERS | F | Control |
| DIXON, GLENN | I | SHAWMUT EQUITY PARTNERS | F | Control |
| DOYLE, DANIEL, KEAHANE | I | SHAWMUT EQUITY PARTNERS | F | Control |
| DOYLE, DANIEL, KEAHANE | I | SHAWMUT EQUITY PARTNERS | F | Control |
| DOYLE, DANIEL, KEAHANE | I | SHAWMUT EQUITY PARTNERS | F | Control |
| DOYLE, DANIEL, KEAHANE | I | SHAWMUT EQUITY PARTNERS | F | Control |
| OVERSTROM, GUNNAR, SVEN | I | SHAWMUT EQUITY PARTNERS,LP | F | Control |
| OVERSTROM, GUNNAR, SVEN | I | SHAWMUT EQUITY PARTNERS,LP | F | Control |
| OVERSTROM, GUNNAR, SVEN | I | SHAWMUT EQUITY PARTNERS,LP | F | Control |
| OVERSTROM, GUNNAR, SVEN | I | SHAWMUT EQUITY PARTNERS,LP | F | Control |
| CANADIAN IMPERIAL BANK OF COMMERCE | FE | CIBC WORLD MARKETS INC. | E | |
| CANADIAN IMPERIAL BANK OF COMMERCE | FE | CIBC WORLD MARKETS INC. | E | |
| CANADIAN IMPERIAL BANK OF COMMERCE | FE | CIBC WORLD MARKETS INC. | E | |
| CANADIAN IMPERIAL BANK OF COMMERCE | FE | CIBC WORLD MARKETS INC. | E | |
| CANADIAN IMPERIAL HOLDINGS, INC. | DE | CIBC INC. | E | Control |
| CANADIAN IMPERIAL HOLDINGS, INC. | DE | CIBC INC. | E | Control |
| CANADIAN IMPERIAL HOLDINGS, INC. | DE | CIBC INC. | E | Control |
| CANADIAN IMPERIAL HOLDINGS, INC. | DE | CIBC INC. | E | Control |
| CIBC DELAWARE HOLDINGS, INC. | DE | CANADIAN IMPERIAL HOLDINGS, INC. | E | Control |
| CIBC DELAWARE HOLDINGS, INC. | DE | CANADIAN IMPERIAL HOLDINGS, INC. | E | Control |
| CIBC DELAWARE HOLDINGS, INC. | DE | CANADIAN IMPERIAL HOLDINGS, INC. | E | Control |
| CIBC DELAWARE HOLDINGS, INC. | DE | CANADIAN IMPERIAL HOLDINGS, INC. | E | Control |
| CIBC WORLD MARKETS INC. | FE | CIBC DELAWARE HOLDINGS | E | Control |
| CIBC WORLD MARKETS INC. | FE | CIBC DELAWARE HOLDINGS | E | Control |
| CIBC WORLD MARKETS INC. | FE | CIBC DELAWARE HOLDINGS | E | Control |
| CIBC WORLD MARKETS INC. | FE | CIBC DELAWARE HOLDINGS | E | Control |
| CIBC, INC. | DE | CIBC WMV INC. | E | Control |
| CIBC, INC. | DE | CIBC WMV INC. | E | Control |
| CIBC, INC. | DE | CIBC WMV INC. | E | Control |
| CIBC, INC. | DE | CIBC WMV INC. | E | Control |
| TRUSTEE FOR THE STATE OF CONNECTICUT RETIREMENT PLANS AND TRUST FUNDS | DE | SHAWMUT EQUITY PARTNERS, L.P. | D | |
| TRUSTEE FOR THE STATE OF CONNECTICUT RETIREMENT PLANS AND TRUST FUNDS | DE | SHAWMUT EQUITY PARTNERS, L.P. | D | |
| TRUSTEE FOR THE STATE OF CONNECTICUT RETIREMENT PLANS AND TRUST FUNDS | DE | SHAWMUT EQUITY PARTNERS, L.P. | D | |
| TRUSTEE FOR THE STATE OF CONNECTICUT RETIREMENT PLANS AND TRUST FUNDS | DE | SHAWMUT EQUITY PARTNERS, L.P. | D | |
| CIBC WMV INC. | DE | WHATIFI FINANCIAL INC. | C | Control |
| CIBC WMV INC. | DE | WHATIFI FINANCIAL INC. | C | Control |
| CIBC WMV INC. | DE | WHATIFI FINANCIAL INC. | C | Control |
| CIBC WMV INC. | DE | WHATIFI FINANCIAL INC. | C | Control |
| SHAWMUT EQUITY PARTNERS LP | DE | WHATIFI FINANCIAL INC. | C | Control |
| SHAWMUT EQUITY PARTNERS LP | DE | WHATIFI FINANCIAL INC. | C | Control |
| SHAWMUT EQUITY PARTNERS LP | DE | WHATIFI FINANCIAL INC. | C | Control |
| SHAWMUT EQUITY PARTNERS LP | DE | WHATIFI FINANCIAL INC. | C | Control |
Registrations
Federal
IA
Sep 12, 2001 REGISTERED
Notice Filings (50)
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Address
100 UNICORN PARK DRIVE2ND FLOOR
WOBURN, MA 1801
USA
Phone: 781-933-7240