THE JOSEPH GROUP, LLC
Legal name: THE JOSEPH GROUP CAPITAL MANAGEMENT
CRD #109496 SEC #801-57911 COLUMBUS, OH 614-228-4300
SEC Registered
Total AUM
$282.7M
Discretionary
$235.4M
Employees
9
Clients
251
Accounts
385
Firm Details
- Organization Type
- Corporation
- State of Formation
- Ohio
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 18, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| PALMER, MARK, JOSEPH | I | CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| PALMER, MARK, JOSEPH | I | CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| PALMER, MARK, JOSEPH | I | CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| PALMER, MARK, JOSEPH | I | CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| PALMER, MATTHEW, DAVID | I | PRESIDENT | NA | Control |
| PALMER, MATTHEW, DAVID | I | PRESIDENT | NA | Control |
| PALMER, MATTHEW, DAVID | I | PRESIDENT | NA | Control |
| PALMER, MATTHEW, DAVID | I | PRESIDENT | NA | Control |
| UPTON, ROBERT, TRAVIS | I | COO | NA | |
| UPTON, ROBERT, TRAVIS | I | COO | NA | |
| UPTON, ROBERT, TRAVIS | I | COO | NA | |
| UPTON, ROBERT, TRAVIS | I | COO | NA | |
| THE JOSEPH GROUP, INC. | DE | CORPORATION | E | Control |
| THE JOSEPH GROUP, INC. | DE | CORPORATION | E | Control |
| THE JOSEPH GROUP, INC. | DE | CORPORATION | E | Control |
| THE JOSEPH GROUP, INC. | DE | CORPORATION | E | Control |
| PALMER, MARK, JOSEPH | I | OWNER / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | D | Control |
| PALMER, MARK, JOSEPH | I | OWNER / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | D | Control |
| PALMER, MARK, JOSEPH | I | OWNER / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | D | Control |
| PALMER, MARK, JOSEPH | I | 50% OWNER / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | D | Control |
| PALMER, MARK, JOSEPH | I | OWNER / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | D | Control |
| PALMER, MARK, JOSEPH | I | 50% OWNER / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | D | Control |
| PALMER, MARK, JOSEPH | I | OWNER / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | D | Control |
| PALMER, MARK, JOSEPH | I | OWNER | D | Control |
| PALMER, MARK, JOSEPH | I | 50% OWNER / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | D | Control |
| PALMER, MATTHEW, DAVID | I | OWNER / PRESIDENT | D | Control |
| PALMER, MATTHEW, DAVID | I | OWNER / PRESIDENT | D | Control |
| PALMER, MATTHEW, DAVID | I | OWNER / PRESIDENT | D | Control |
| PALMER, MATTHEW, DAVID | I | 50% OWNER / PRESIDENT | D | Control |
| PALMER, MATTHEW, DAVID | I | OWNER / PRESIDENT | D | Control |
| PALMER, MATTHEW, DAVID | I | 50% OWNER / PRESIDENT | D | Control |
| PALMER, MATTHEW, DAVID | I | OWNER / PRESIDENT | D | Control |
| PALMER, MATTHEW, DAVID | I | OWNER | D | Control |
| PALMER, MATTHEW, DAVID | I | 50% OWNER / PRESIDENT | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PALMER, MARK, JOSEPH | I | THE JOSEPH GROUP, INC. | D | Control |
| PALMER, MARK, JOSEPH | I | THE JOSEPH GROUP, INC. | D | Control |
| PALMER, MARK, JOSEPH | I | THE JOSEPH GROUP, INC. | D | Control |
| PALMER, MARK, JOSEPH | I | THE JOSEPH GROUP, INC. | D | Control |
| PALMER, MATTHEW, DAVID | I | THE JOSEPH GROUP, INC. | D | Control |
| PALMER, MATTHEW, DAVID | I | THE JOSEPH GROUP, INC. | D | Control |
| PALMER, MATTHEW, DAVID | I | THE JOSEPH GROUP, INC. | D | Control |
| PALMER, MATTHEW, DAVID | I | THE JOSEPH GROUP, INC. | D | Control |
Registrations
Federal
IA
Jan 18, 2013 REGISTERED
Notice Filings (2)
KY OH
Address
300 MARCONI BLVD.SUITE 106
COLUMBUS, OH 43215
United States
Phone: 614-228-4300