FINANCIAL MANAGEMENT ASSOCIATES, LLC
CRD #109531 SEC #801-58102 NORTH ANDOVER, MA 978-687-2867
SEC Registered
Total AUM
$82.6M
Discretionary
$81.7M
Employees
5
Clients
1
Accounts
395
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Massachusetts
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 21, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KENNEY, ALAN, PETER | I | MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| KENNEY, ALAN, PETER | I | MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| MORRIS, JAMES, MARC | I | MEMBER | D | Control |
| MORRIS, JAMES, MARC | I | MEMBER | D | Control |
| KENNEY, ALAN, PETER | I | MEMBER | C | Control |
| KENNEY, ALAN, PETER | I | MEMBER | C | Control |
| KENNEY, ALAN, PETER | I | MEMBER | C | Control |
| KENNEY, ALAN, PETER | I | MEMBER | C | Control |
| KENNEY, ALAN, PETER | I | MEMBER | C | Control |
| KENNEY, ALAN, PETER | I | MEMBER AND CHIEF COMPLIANCE OFFICER | C | Control |
| KENNEY, ALAN, PETER | I | MEMBER | C | Control |
| KENNEY, ALAN, PETER | I | MEMBER | C | Control |
| KENNEY, ALAN, PETER | I | MEMBER AND CHIEF COMPLIANCE OFFICER | C | Control |
| KENNEY, ALAN, PETER | I | MEMBER | C | Control |
| KENNEY, ALAN, PETER | I | MEMBER AND CHIEF COMPLIANCE OFFICER | C | Control |
| KENNEY, ALAN, PETER | I | MEMBER AND CHIEF COMPLIANCE OFFICER | C | Control |
| KENNEY, ALAN, PETER | I | MEMBER AND CHIEF COMPLIANCE OFFICER | C | Control |
| KENNEY, ALAN, PETER | I | MEMBER AND CHIEF COMPLIANCE OFFICER | C | Control |
| KENNEY, ALAN, PETER | I | MEMBER AND CHIEF COMPLIANCE OFFICER | C | Control |
| KENNEY, ALAN, PETER | I | MEMBER AND CHIEF COMPLIANCE OFFICER | C | Control |
| KENNEY, ALAN, PETER | I | MEMBER AND CHIEF COMPLIANCE OFFICER | C | Control |
| KENNEY, ALAN, PETER | I | MEMBER AND CHIEF COMPLIANCE OFFICER | C | Control |
| KENNEY, ALAN, PETER | I | MEMBER AND CHIEF COMPLIANCE OFFICER | C | Control |
| KENNEY, ALAN, PETER | I | MEMBER AND CHIEF COMPLIANCE OFFICER | C | Control |
| KENNEY, ALAN, PETER | I | MEMBER AND CHIEF COMPLIANCE OFFICER | C | Control |
| KENNEY, ALAN, PETER | I | MEMBER AND CHIEF COMPLIANCE OFFICER | C | Control |
| KENNEY, ALAN, PETER | I | MEMBER AND CHIEF COMPLIANCE OFFICER | C | Control |
| KENNEY, ALAN, PETER | I | MEMBER AND CHIEF COMPLIANCE OFFICER | C | Control |
| KENNEY, ALAN, PETER | I | MEMBER AND CHIEF COMPLIANCE OFFICER | C | Control |
| KENNEY, ALAN, PETER | I | MEMBER AND CHIEF COMPLIANCE OFFICER | C | Control |
| KENNEY, ALAN, PETER | I | MEMBER AND CHIEF COMPLIANCE OFFICER | C | Control |
| KENNEY, ALAN, PETER | I | MEMBER AND CHIEF COMPLIANCE OFFICER | C | Control |
| KENNEY, ALAN, PETER | I | MEMBER AND CHIEF COMPLIANCE OFFICER | C | Control |
| KENNEY, ALAN, PETER | I | MEMBER AND CHIEF COMPLIANCE OFFICER | C | Control |
| KENNEY, ALAN, PETER | I | MEMBER AND CHIEF COMPLIANCE OFFICER | C | Control |
| MORRIS, JAMES, MARC | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| MORRIS, JAMES, MARC | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| MORRIS, JAMES, MARC | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| MORRIS, JAMES, MARC | I | MEMBER | C | Control |
| MORRIS, JAMES, MARC | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| MORRIS, JAMES, MARC | I | MEMBER | C | Control |
| MORRIS, JAMES, MARC | I | MEMBER | C | Control |
| MORRIS, JAMES, MARC | I | MEMBER | C | Control |
| MORRIS, JAMES, MARC | I | MEMBER | C | Control |
| MORRIS, JAMES, MARC | I | MEMBER | C | Control |
| MORRIS, JAMES, MARC | I | MEMBER | C | Control |
| MORRIS, JAMES, MARC | I | MEMBER | C | Control |
| MORRIS, JAMES, MARC | I | MEMBER | C | Control |
| MORRIS, JAMES, MARC | I | MEMBER | C | Control |
| MORRIS, JAMES, MARC | I | MEMBER | C | Control |
| MORRIS, JAMES, MARC | I | MEMBER | C | Control |
| MORRIS, JAMES, MARC | I | MEMBER | C | Control |
| MORRIS, JAMES, MARC | I | MEMBER | C | Control |
| MORRIS, JAMES, MARC | I | MEMBER | C | Control |
| MORRIS, JAMES, MARC | I | MEMBER | C | Control |
| MORRIS, JAMES, MARC | I | MEMBER | C | Control |
| MORRIS, JAMES, MARC | I | MEMBER | C | Control |
| MORRIS, JAMES, MARC | I | MEMBER | C | Control |
| MORRIS, JAMES, MARC | I | MEMBER | C | Control |
| MORRIS, JAMES, MARC | I | MEMBER | C | Control |
| MORRIS, JAMES, MARC | I | MEMBER | C | Control |
| MORRIS, JAMES, MARC | I | MEMBER | C | Control |
| MORRIS, JAMES, MARC | I | MEMBER | C | Control |
| MORRIS, JAMES, MARC | I | MEMBER | C | Control |
| MORRIS, JAMES, MARC | I | MEMBER | C | Control |
| MORRIS, JAMES, MARC | I | MEMBER | C | Control |
Registrations
Federal
IA
Aug 21, 2017 REGISTERED
Notice Filings (16)
AZ CA CT DC FL GA LA MA ME NH NJ NY OR PA RI VT
Address
510 TURNPIKE STREETSUITE 203
NORTH ANDOVER, MA 01845
United States
Phone: 978-687-2867