BURNS JAMES JOSEPH
Legal name: BURNS JJ & CO
CRD #109535 SEC #801-56156 MELVILLE, NY (631)420-4242
SEC Registered
Total AUM
$55.5M
Discretionary
$55.5M
Employees
5
Clients
26
Accounts
433
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 27, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BURNS, JAMES, JOSEPH | I | SOLE PROPRIETOR AND CHIEF COMPLIANCE OFFICER | E | Control |
| BURNS, JAMES, JOSEPH | I | SOLE PROPRIETOR | E | Control |
Registrations
Federal
IA
Mar 27, 2002 REGISTERED
Notice Filings (2)
FL NY
Address
1895 WALT WHITMAN RDMELVILLE, NY 11747
USA
Phone: (631)420-4242