DALTON INVESTMENTS LLC
CRD #109538 SEC #801-56572 SANTA MONICA, CA 424-231-9100
SEC Registered Private Funds
Total AUM
$3.3B
Discretionary
$3.3B
Employees
38
Clients
0
Accounts
37
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2021
- Branch Offices
- 5
- LEI
- 54930081ZU5DQ2Y7YS09
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALFANDARI, SARAH, BARBARA | I | CHIEF EXECUTIVE OFFICER, DALTON INVESTMENTS LLC | NA | Control |
| ALFANDARI, SARAH, BARBARA | I | CHIEF EXECUTIVE OFFICER, DALTON INVESTMENTS LLC | NA | Control |
| ALFANDARI, SARAH, BARBARA | I | CHIEF EXECUTIVE OFFICER, DALTON INVESTMENTS LLC | NA | Control |
| COMBS, F, GIFFORD | I | MANAGING DIRECTOR | NA | Control |
| COMBS, F, GIFFORD | I | MANAGING DIRECTOR | NA | Control |
| COMBS, F, GIFFORD | I | EXECUTIVE MANAGING DIRECTOR | NA | Control |
| COMBS, F, GIFFORD | I | EXECUTIVE MANAGING DIRECTOR | NA | Control |
| COMBS, F, GIFFORD | I | MANAGING DIRECTOR | NA | Control |
| COMBS, F, GIFFORD | I | MANAGING DIRECTOR | NA | Control |
| COMBS, F, GIFFORD | I | EXECUTIVE MANAGING DIRECTOR | NA | Control |
| COMBS, F, GIFFORD | I | MANAGING DIRECTOR | NA | Control |
| COMBS, F, GIFFORD | I | MANAGING DIRECTOR | NA | Control |
| COMBS, F, GIFFORD | I | MANAGING DIRECTOR | NA | Control |
| COMBS, F, GIFFORD | I | MANAGING DIRECTOR | NA | Control |
| COMBS, F, GIFFORD | I | MANAGING DIRECTOR | NA | Control |
| COMBS, F, GIFFORD | I | EXECUTIVE MANAGING DIRECTOR, DALTON INVESTMENTS LLC | NA | Control |
| COMBS, F, GIFFORD | I | EXECUTIVE MANAGING DIRECTOR, DALTON INVESTMENTS LLC | NA | Control |
| COMBS, F, GIFFORD | I | EXECUTIVE MANAGING DIRECTOR, DALTON INVESTMENTS LLC | NA | Control |
| COMBS, F, GIFFORD | I | EXECUTIVE MANAGING DIRECTOR, DALTON INVESTMENTS LLC | NA | Control |
| COMBS, F, GIFFORD | I | EXECUTIVE MANAGING DIRECTOR, DALTON INVESTMENTS LLC | NA | Control |
| COMBS, F, GIFFORD | I | EXECUTIVE MANAGING DIRECTOR, DALTON INVESTMENTS LLC | NA | Control |
| COMBS, F, GIFFORD | I | EXECUTIVE MANAGING DIRECTOR, DALTON INVESTMENTS LLC | NA | Control |
| COMBS, F, GIFFORD | I | EXECUTIVE MANAGING DIRECTOR, DALTON INVESTMENTS LLC | NA | Control |
| COMBS, F, GIFFORD | I | EXECUTIVE MANAGING DIRECTOR, DALTON INVESTMENTS LLC | NA | Control |
| COMBS, F, GIFFORD | I | EXECUTIVE MANAGING DIRECTOR, DALTON INVESTMENTS LLC | NA | Control |
| COMBS, F, GIFFORD | I | EXECUTIVE MANAGING DIRECTOR, DALTON INVESTMENTS LLC | NA | Control |
| COMBS, F, GIFFORD | I | EXECUTIVE MANAGING DIRECTOR, DALTON INVESTMENTS LLC | NA | Control |
| COMBS, F, GIFFORD | I | EXECUTIVE MANAGING DIRECTOR, DALTON INVESTMENTS LLC | NA | Control |
| COMBS, F, GIFFORD | I | EXECUTIVE MANAGING DIRECTOR, DALTON INVESTMENTS LLC | NA | Control |
| COMBS, F, GIFFORD | I | EXECUTIVE MANAGING DIRECTOR, DALTON INVESTMENTS LLC | NA | Control |
| COMBS, F, GIFFORD | I | EXECUTIVE MANAGING DIRECTOR, DALTON INVESTMENTS LLC | NA | Control |
| COMBS, FRANK, GIFFORD | I | EXECUTIVE MANAGING DIRECTOR, DALTON INVESTMENTS LLC | NA | Control |
| COMBS, FRANK, GIFFORD | I | EXECUTIVE MANAGING DIRECTOR, DALTON INVESTMENTS LLC | NA | Control |
| COMBS, FRANK, GIFFORD | I | EXECUTIVE MANAGING DIRECTOR, DALTON INVESTMENTS LLC | NA | Control |
| COMBS, FRANK, GIFFORD | I | EXECUTIVE MANAGING DIRECTOR, DALTON INVESTMENTS LLC | NA | Control |
| COMBS, FRANK, GIFFORD | I | EXECUTIVE MANAGING DIRECTOR, DALTON INVESTMENTS LLC | NA | Control |
| COMBS, FRANK, GIFFORD | I | EXECUTIVE MANAGING DIRECTOR, DALTON INVESTMENTS LLC | NA | Control |
| DOUGLAS, IAIN, NA | I | CHIEF MARKETING OFFICER, DALTON INVESTMENTS LLC | NA | Control |
| DOUGLAS, IAIN, NA | I | CHIEF MARKETING OFFICER, DALTON INVESTMENTS LLC | NA | Control |
| HA, CHRISTOPHER, ALFRED | I | CHIEF COMPLIANCE OFFICER, DALTON INVESTMENTS LLC | NA | Control |
| HA, CHRISTOPHER, ALFRED | I | CHIEF COMPLIANCE OFFICER, DALTON INVESTMENTS LLC | NA | Control |
| HA, CHRISTOPHER, ALFRED | I | CHIEF COMPLIANCE OFFICER, DALTON INVESTMENTS LLC | NA | Control |
| HEBERT, ART | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HEBERT, ART | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HEBERT, ART | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HEBERT, ART | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HEBERT, ART | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HEBERT, ART | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HEBERT, ART | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HEBERT, ART | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HEBERT, ART | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HEBERT, ART | I | CHIEF FINANCIAL OFFICER, DALTON INVESTMENTS LLC | NA | Control |
| HEBERT, ART | I | CHIEF FINANCIAL OFFICER, DALTON INVESTMENTS LLC | NA | Control |
| HEBERT, ART | I | CHIEF FINANCIAL OFFICER, DALTON INVESTMENTS LLC | NA | Control |
| HEBERT, ART | I | CHIEF FINANCIAL OFFICER, DALTON INVESTMENTS LLC | NA | Control |
| HEBERT, ART | I | CHIEF FINANCIAL OFFICER, DALTON INVESTMENTS LLC | NA | Control |
| HEBERT, ART | I | CHIEF FINANCIAL OFFICER, DALTON INVESTMENTS LLC | NA | Control |
| HEBERT, ART | I | CHIEF FINANCIAL OFFICER, DALTON INVESTMENTS LLC | NA | Control |
| HEBERT, ART | I | CHIEF FINANCIAL OFFICER, DALTON INVESTMENTS LLC | NA | Control |
| HEBERT, ART | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, DALTON INVESTMENTS LLC, ROSENWALD CAPITAL MANAGEMENT, INC., AND PERSKY FINANC | NA | Control |
| HEBERT, ART | I | CHIEF OPERATING OFFICER, DALTON INVESTMENTS LLC | NA | Control |
| HEBERT, ART | I | CHIEF OPERATING OFFICER, DALTON INVESTMENTS LLC | NA | Control |
| HEBERT, ART | I | CHIEF OPERATING OFFICER, DALTON INVESTMENTS LLC | NA | Control |
| HUNPADONGRAT, JANET, NA | I | CHIEF FINANCIAL OFFICER, DALTON INVESTMENTS LLC | NA | Control |
| HUNPADONGRAT, JANET, NA | I | CHIEF FINANCIAL OFFICER, DALTON INVESTMENTS LLC | NA | Control |
| HUNPADONGRAT, JANET, NA | I | CHIEF FINANCIAL OFFICER, DALTON INVESTMENTS LLC | NA | Control |
| HUNPADONGRAT, JANET, NA | I | CHIEF FINANCIAL OFFICER, DALTON INVESTMENTS LLC | NA | Control |
| HUNPADONGRAT, JANET, NA | I | CHIEF FINANCIAL OFFICER, DALTON INVESTMENTS LLC | NA | Control |
| KRAMER, STEVEN, O | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAMER, STEVEN, OLIVER | I | CHIEF COMPLIANCE OFFICER, DALTON INVESTMENTS LLC, ROSENWALD CAPITAL MANAGEMENT, INC. AND PERSKY FINANCIAL MANAGEMENT, INC. | NA | |
| KRAMER, STEVEN, OLIVER | I | CHIEF COMPLIANCE OFFICER, DALTON INVESTMENTS LLC AND ROSENWALD CAPITAL MANAGEMENT, INC. | NA | |
| KRAMER, STEVEN, OLIVER | I | CHIEF COMPLIANCE OFFICER, DALTON INVESTMENTS LLC AND ROSENWALD CAPITAL MANAGEMENT, INC. | NA | |
| KRAMER, STEVEN, OLIVER | I | CHIEF COMPLIANCE OFFICER, DALTON INVESTMENTS LLC AND ROSENWALD CAPITAL MANAGEMENT, INC. | NA | |
| KRAMER, STEVEN, OLIVER | I | CHIEF COMPLIANCE OFFICER, DALTON INVESTMENTS LLC AND ROSENWALD CAPITAL MANAGEMENT, INC. | NA | |
| KRAMER, STEVEN, OLIVER | I | CHIEF COMPLIANCE OFFICER, DALTON INVESTMENTS LLC AND ROSENWALD CAPITAL MANAGEMENT, INC. | NA | |
| KRAMER, STEVEN, OLIVER | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER, DALTON INVESTMENTS LLC | NA | Control |
| KRAMER, STEVEN, OLIVER | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER, DALTON INVESTMENTS LLC | NA | Control |
| KRAMER, STEVEN, OLIVER | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER, DALTON INVESTMENTS LLC | NA | Control |
| KRAMER, STEVEN, OLIVER | I | GENERAL COUNSEL, DALTON INVESTMENTS LLC | NA | Control |
| KRAMER, STEVEN, OLIVER | I | GENERAL COUNSEL, DALTON INVESTMENTS LLC | NA | Control |
| KRAMER, STEVEN, OLIVER | I | GENERAL COUNSEL, DALTON INVESTMENTS LLC | NA | Control |
| LAVELLE, ERIN | I | CHIEF FINANCIAL OFFICER | NA | |
| LAVELLE, ERIN | I | CHIEF FINANCIAL OFFICER | NA | |
| LAVELLE, ERIN | I | CHIEF FINANCIAL OFFICER, DALTON INVESTMENTS LLC | NA | |
| LAVELLE, ERIN | I | CHIEF FINANCIAL OFFICER, DALTON INVESTMENTS LLC | NA | |
| LAVELLE, ERIN | I | CHIEF FINANCIAL OFFICER, DALTON INVESTMENTS LLC | NA | |
| LAVELLE, ERIN | I | CHIEF FINANCIAL OFFICER, DALTON INVESTMENTS LLC | NA | |
| LAVELLE, ERIN | I | CHIEF FINANCIAL OFFICER, DALTON INVESTMENTS LLC | NA | |
| LAVELLE, ERIN | I | CHIEF FINANCIAL OFFICER, DALTON INVESTMENTS LLC | NA | Control |
| LAVELLE, ERIN, RACHEL | I | CHIEF FINANCIAL OFFICER, DALTON INVESTMENTS LLC | NA | Control |
| LYND, MICHELLE | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, DALTON INVESTMENTS LLC, ROSENWALD CAPITAL MANAGEMENT INC. AND PERSKY FINANCIAL MANAGE | NA | Control |
| LYND, MICHELLE | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, DALTON INVESTMENTS LLC, ROSENWALD CAPITAL MANAGEMENT INC. AND PERSKY FINANCIAL MANAGE | NA | Control |
| LYND, MICHELLE | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, DALTON INVESTMENTS LLC, ROSENWALD CAPITAL MANAGEMENT INC. AND PERSKY FINANCIAL MANAGE | NA | Control |
| LYND, MICHELLE | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, DALTON INVESTMENTS LLC, ROSENWALD CAPITAL MANAGEMENT INC. AND PERSKY FINANCIAL MANAGE | NA | Control |
| LYND, MICHELLE | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, DALTON INVESTMENTS LLC, ROSENWALD CAPITAL MANAGEMENT INC. AND PERSKY FINANCIAL MANAGE | NA | Control |
| LYND, MICHELLE | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, DALTON INVESTMENTS LLC, ROSENWALD CAPITAL MANAGEMENT INC. AND PERSKY FINANCIAL MANAGE | NA | Control |
| LYND, MICHELLE | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, DALTON INVESTMENTS LLC, ROSENWALD CAPITAL MANAGEMENT INC. AND PERSKY FINANCIAL MANAGE | NA | Control |
| LYND, MICHELLE | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, DALTON INVESTMENTS LLC, ROSENWALD CAPITAL MANAGEMENT INC. AND PERSKY FINANCIAL MANAGE | NA | Control |
| MAHLER, LISA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MILAN, JOY, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MILAN, JOY, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MILAN, JOY, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MILAN, JOY, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MILAN, JOY, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MILAN, JOY, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MILAN, JOY, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MILAN, JOY, LYNNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ONG, BELITA, NA | I | CHIEF EXECUTIVE OFFICER, DALTON INVESTMENTS LLC | NA | Control |
| ONG, BELITA, NA | I | CHIEF EXECUTIVE OFFICER, DALTON INVESTMENTS LLC | NA | Control |
| ONG, BELITA, NA | I | CHIEF EXECUTIVE OFFICER, DALTON INVESTMENTS LLC | NA | Control |
| ONG, BELITA, NA | I | CHAIRMAN, DALTON INVESTMENTS LLC | NA | Control |
| ONG, BELITA, NA | I | CHAIRMAN, DALTON INVESTMENTS LLC | NA | Control |
| ONG, BELITA, NA | I | CHAIRMAN, DALTON INVESTMENTS LLC | NA | Control |
| ONG, BELITA, S | I | MANAGING DIRECTOR | NA | Control |
| ONG, BELITA, S | I | MANAGING DIRECTOR | NA | Control |
| ONG, BELITA, S | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ONG, BELITA, S | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ONG, BELITA, S | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ONG, BELITA, S | I | MANAGING DIRECTOR | NA | Control |
| ONG, BELITA, S | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ONG, BELITA, S | I | MANAGING DIRECTOR | NA | Control |
| ONG, BELITA, S | I | MANAGING DIRECTOR | NA | Control |
| ONG, BELITA, S | I | MANAGING DIRECTOR | NA | Control |
| ONG, BELITA, S | I | CHIEF EXECUTIVE OFFICER, DALTON INVESTMENTS LLC | NA | Control |
| ONG, BELITA, S | I | CHIEF EXECUTIVE OFFICER, DALTON INVESTMENTS LLC | NA | Control |
| ONG, BELITA, S | I | CHIEF EXECUTIVE OFFICER, DALTON INVESTMENTS LLC | NA | Control |
| ONG, BELITA, S | I | CHIEF EXECUTIVE OFFICER, DALTON INVESTMENTS LLC | NA | Control |
| ONG, BELITA, S | I | CHIEF EXECUTIVE OFFICER, DALTON INVESTMENTS LLC | NA | Control |
| ONG, BELITA, S | I | CHIEF EXECUTIVE OFFICER, DALTON INVESTMENTS LLC | NA | Control |
| ONG, BELITA, S | I | CHIEF EXECUTIVE OFFICER, DALTON INVESTMENTS LLC | NA | Control |
| ONG, BELITA, S | I | CHIEF EXECUTIVE OFFICER, DALTON INVESTMENTS LLC | NA | Control |
| ONG, BELITA, S | I | CHIEF EXECUTIVE OFFICER, DALTON INVESTMENTS LLC | NA | Control |
| ONG, BELITA, S | I | CHIEF EXECUTIVE OFFICER, DALTON INVESTMENTS LLC | NA | Control |
| ONG, BELITA, S | I | CHIEF EXECUTIVE OFFICER, DALTON INVESTMENTS LLC | NA | Control |
| ONG, BELITA, S | I | CHIEF EXECUTIVE OFFICER, DALTON INVESTMENTS LLC | NA | Control |
| ONG, BELITA, S | I | CHIEF EXECUTIVE OFFICER, DALTON INVESTMENTS LLC | NA | Control |
| ONG, BELITA, S | I | CHIEF EXECUTIVE OFFICER, DALTON INVESTMENTS LLC | NA | Control |
| ONG, BELITA, S | I | CHIEF EXECUTIVE OFFICER, DALTON INVESTMENTS LLC | NA | Control |
| ONG, BELITA, S | I | CHIEF EXECUTIVE OFFICER, DALTON INVESTMENTS LLC | NA | Control |
| PERSKY, STEVEN, DAVID | I | MANAGING MEMBER | NA | Control |
| PERSKY, STEVEN, DAVID | I | MANAGING MEMBER | NA | Control |
| PERSKY, STEVEN, DAVID | I | MANAGING MEMBER | NA | Control |
| PERSKY, STEVEN, DAVID | I | MANAGING MEMBER | NA | Control |
| PERSKY, STEVEN, DAVID | I | MANAGING MEMBER | NA | Control |
| PERSKY, STEVEN, DAVID | I | MANAGING MEMBER | NA | Control |
| PERSKY, STEVEN, DAVID | I | MANAGING MEMBER | NA | Control |
| PERSKY, STEVEN, DAVID | I | MANAGING MEMBER | NA | Control |
| PERSKY, STEVEN, DAVID | I | MANAGING MEMBER | NA | Control |
| PERSKY, STEVEN, DAVID | I | MANAGING MEMBER, DALTON INVESTMENTS, LLC | NA | Control |
| PERSKY, STEVEN, DAVID | I | PRESIDENT, PERSKY FINANCIAL MANAGEMENT, INC. | NA | Control |
| PERSKY, STEVEN, DAVID | I | MANAGING MEMBER, DALTON INVESTMENTS, LLC | NA | Control |
| PERSKY, STEVEN, DAVID | I | PRESIDENT, PERSKY FINANCIAL MANAGEMENT, INC. | NA | Control |
| PERSKY, STEVEN, DAVID | I | MANAGING MEMBER, DALTON INVESTMENTS, LLC | NA | Control |
| PERSKY, STEVEN, DAVID | I | PRESIDENT, PERSKY FINANCIAL MANAGEMENT, INC. | NA | Control |
| PERSKY, STEVEN, DAVID | I | MANAGING MEMBER, DALTON INVESTMENTS, LLC | NA | Control |
| PERSKY, STEVEN, DAVID | I | MANAGING MEMBER, DALTON INVESTMENTS, LLC | NA | Control |
| PERSKY, STEVEN, DAVID | I | PRESIDENT, PERSKY FINANCIAL MANAGEMENT, INC. | NA | Control |
| PERSKY, STEVEN, DAVID | I | MANAGING MEMBER, DALTON INVESTMENTS, LLC | NA | Control |
| PERSKY, STEVEN, DAVID | I | MANAGING MEMBER, DALTON INVESTMENTS, LLC | NA | Control |
| PERSKY, STEVEN, DAVID | I | MANAGING MEMBER, DALTON INVESTMENTS, LLC | NA | Control |
| PERSKY, STEVEN, DAVID | I | PRESIDENT, PERSKY FINANCIAL MANAGEMENT, INC. | NA | Control |
| PERSKY, STEVEN, DAVID | I | MANAGING MEMBER, DALTON INVESTMENTS, LLC | NA | Control |
| PERSKY, STEVEN, DAVID | I | PRESIDENT, PERSKY FINANCIAL MANAGEMENT, INC. | NA | Control |
| PERSKY, STEVEN, DAVID | I | MANAGING MEMBER, DALTON INVESTMENTS, LLC | NA | Control |
| PERSKY, STEVEN, DAVID | I | PRESIDENT, PERSKY FINANCIAL MANAGEMENT, INC. | NA | Control |
| PERSKY, STEVEN, DAVID | I | MANAGING MEMBER, DALTON INVESTMENTS, LLC | NA | Control |
| PERSKY, STEVEN, DAVID | I | MANAGING MEMBER, DALTON INVESTMENTS, LLC | NA | Control |
| PERSKY, STEVEN, DAVID | I | MANAGING MEMBER, DALTON INVESTMENTS, LLC | NA | Control |
| PERSKY, STEVEN, DAVID | I | MANAGING MEMBER, DALTON INVESTMENTS, LLC | NA | Control |
| PERSKY, STEVEN, DAVID | I | MANAGING MEMBER, DALTON INVESTMENTS, LLC | NA | Control |
| PERSKY, STEVEN, DAVID | I | MANAGING MEMBER, DALTON INVESTMENTS, LLC | NA | Control |
| PERSKY, STEVEN, DAVID | I | MANAGING MEMBER, DALTON INVESTMENTS, LLC | NA | Control |
| PERSKY, STEVEN, DAVID | I | CHIEF OPERATING OFFICER, DALTON INVESTMENTS, LLC | NA | Control |
| PERSKY, STEVEN, DAVID | I | CHIEF OPERATING OFFICER, DALTON INVESTMENTS, LLC | NA | Control |
| PERSKY, STEVEN, DAVID | I | CHIEF OPERATING OFFICER, DALTON INVESTMENTS, LLC | NA | Control |
| PERSKY, STEVEN, DAVID | I | CHIEF OPERATING OFFICER, DALTON INVESTMENTS, LLC | NA | Control |
| PERSKY, STEVEN, DAVID | I | CHIEF OPERATING OFFICER, DALTON INVESTMENTS, LLC | NA | Control |
| ROSENWALD CAPITAL MANAGEMENT INC | DE | OWNER, DALTON INVESTMENTS LLC (RELYING ADVISOR) | NA | |
| ROSENWALD JR., JAMES, B | I | DIRECTOR, ROSENWALD CAPITAL MANAGEMENT INC. (RELYING ADVISOR) | NA | |
| ROSENWALD JR., JAMES, B | I | DIRECTOR, ROSENWALD CAPITAL MANAGEMENT INC. (RELYING ADVISOR) | NA | |
| ROSENWALD JR., JAMES, B | I | DIRECTOR, ROSENWALD CAPITAL MANAGEMENT INC. (RELYING ADVISOR) | NA | |
| ROSENWALD JR., JAMES, B | I | DIRECTOR, ROSENWALD CAPITAL MANAGEMENT INC. | NA | |
| ROSENWALD JR., JAMES, B | I | DIRECTOR, ROSENWALD CAPITAL MANAGEMENT INC. (RELYING ADVISOR) | NA | |
| ROSENWALD JR., JAMES, B | I | DIRECTOR, ROSENWALD CAPITAL MANAGEMENT INC. | NA | |
| ROSENWALD JR., JAMES, B | I | DIRECTOR, ROSENWALD CAPITAL MANAGEMENT INC. | NA | |
| ROSENWALD JR., JAMES, B | I | DIRECTOR, ROSENWALD CAPITAL MANAGEMENT INC. (RELYING ADVISOR) | NA | |
| ROSENWALD JR., JAMES, B | I | DIRECTOR, ROSENWALD CAPITAL MANAGEMENT INC. (RELYING ADVISOR) | NA | |
| ROSENWALD JR., JAMES, B | I | DIRECTOR, ROSENWALD CAPITAL MANAGEMENT INC. (RELYING ADVISOR) | NA | |
| ROSENWALD, JAMES, BENNO | I | MANAGING MEMBER | NA | Control |
| ROSENWALD, JAMES, BENNO | I | MANAGING MEMBER | NA | Control |
| ROSENWALD, JAMES, BENNO | I | MANAGING MEMBER | NA | Control |
| ROSENWALD, JAMES, BENNO | I | MANAGING MEMBER | NA | Control |
| ROSENWALD, JAMES, BENNO | I | MANAGING MEMBER | NA | Control |
| ROSENWALD, JAMES, BENNO | I | MANAGING MEMBER | NA | Control |
| ROSENWALD, JAMES, BENNO | I | MANAGING MEMBER | NA | Control |
| ROSENWALD, JAMES, BENNO | I | MANAGING MEMBER | NA | Control |
| ROSENWALD, JAMES, BENNO | I | MANAGING MEMBER | NA | Control |
| ROSENWALD, JAMES, BENNO | I | MANAGING MEMBER, DALTON INVESTMENTS LLC | NA | Control |
| ROSENWALD, JAMES, BENNO | I | PRESIDENT, ROSENWALD CAPITAL MANAGEMENT INC. (RELYING ADVISOR) | NA | Control |
| ROSENWALD, JAMES, BENNO | I | MANAGING MEMBER, DALTON INVESTMENTS LLC | NA | Control |
| ROSENWALD, JAMES, BENNO | I | PRESIDENT, ROSENWALD CAPITAL MANAGEMENT INC. (RELYING ADVISOR) | NA | Control |
| ROSENWALD, JAMES, BENNO | I | MANAGING MEMBER, DALTON INVESTMENTS LLC | NA | Control |
| ROSENWALD, JAMES, BENNO | I | PRESIDENT, ROSENWALD CAPITAL MANAGEMENT INC. (RELYING ADVISOR) | NA | Control |
| ROSENWALD, JAMES, BENNO | I | MANAGING MEMBER, DALTON INVESTMENTS LLC | NA | Control |
| ROSENWALD, JAMES, BENNO | I | MANAGING MEMBER, DALTON INVESTMENTS LLC | NA | Control |
| ROSENWALD, JAMES, BENNO | I | PRESIDENT, ROSENWALD CAPITAL MANAGEMENT INC. (RELYING ADVISOR) | NA | Control |
| ROSENWALD, JAMES, BENNO | I | MANAGING MEMBER, DALTON INVESTMENTS LLC | NA | Control |
| ROSENWALD, JAMES, BENNO | I | MANAGING MEMBER, DALTON INVESTMENTS LLC | NA | Control |
| ROSENWALD, JAMES, BENNO | I | MANAGING MEMBER, DALTON INVESTMENTS LLC | NA | Control |
| ROSENWALD, JAMES, BENNO | I | PRESIDENT, ROSENWALD CAPITAL MANAGEMENT INC. (RELYING ADVISOR) | NA | Control |
| ROSENWALD, JAMES, BENNO | I | MANAGING MEMBER, DALTON INVESTMENTS LLC | NA | Control |
| ROSENWALD, JAMES, BENNO | I | PRESIDENT, ROSENWALD CAPITAL MANAGEMENT INC. (RELYING ADVISOR) | NA | Control |
| ROSENWALD, JAMES, BENNO | I | MANAGING MEMBER, DALTON INVESTMENTS LLC | NA | Control |
| ROSENWALD, JAMES, BENNO | I | PRESIDENT, ROSENWALD CAPITAL MANAGEMENT INC. (RELYING ADVISOR) | NA | Control |
| ROSENWALD, JAMES, BENNO | I | MANAGING MEMBER, DALTON INVESTMENTS LLC | NA | Control |
| ROSENWALD, JAMES, BENNO | I | PRESIDENT, ROSENWALD CAPITAL MANAGEMENT INC. (RELYING ADVISOR) | NA | Control |
| ROSENWALD, JAMES, BENNO | I | MANAGING MEMBER, DALTON INVESTMENTS LLC | NA | Control |
| ROSENWALD, JAMES, BENNO | I | PRESIDENT, ROSENWALD CAPITAL MANAGEMENT INC. (RELYING ADVISOR) | NA | Control |
| ROSENWALD, JAMES, BENNO | I | MANAGING MEMBER, DALTON INVESTMENTS LLC | NA | Control |
| ROSENWALD, JAMES, BENNO | I | PRESIDENT, ROSENWALD CAPITAL MANAGEMENT INC. (RELYING ADVISOR) | NA | Control |
| ROSENWALD, JAMES, BENNO | I | MANAGING MEMBER, DALTON INVESTMENTS LLC | NA | Control |
| ROSENWALD, JAMES, BENNO | I | PRESIDENT, ROSENWALD CAPITAL MANAGEMENT INC. (RELYING ADVISOR) | NA | Control |
| ROSENWALD, JAMES, BENNO | I | MANAGING MEMBER, DALTON INVESTMENTS LLC | NA | Control |
| ROSENWALD, JAMES, BENNO | I | PRESIDENT, ROSENWALD CAPITAL MANAGEMENT INC. (RELYING ADVISOR) | NA | Control |
| ROSENWALD, JAMES, BENNO | I | MANAGING MEMBER, DALTON INVESTMENTS LLC | NA | Control |
| ROSENWALD, JAMES, BENNO | I | MANAGING MEMBER, DALTON INVESTMENTS LLC | NA | Control |
| ROSENWALD, JAMES, BENNO | I | SENIOR PORTFOLIO MANAGER, DALTON INVESTMENTS LLC | NA | Control |
| ROSENWALD, JAMES, BENNO | I | SENIOR PORTFOLIO MANAGER, DALTON INVESTMENTS LLC | NA | Control |
| ROSENWALD, JAMES, BENNO | I | SENIOR PORTFOLIO MANAGER, DALTON INVESTMENTS LLC | NA | Control |
| ROSENWALD, JAMES, BENNO | I | SENIOR PORTFOLIO MANAGER, DALTON INVESTMENTS LLC | NA | Control |
| ROSENWALD, JAMES, BENNO | I | SENIOR PORTFOLIO MANAGER, DALTON INVESTMENTS LLC | NA | Control |
| SHERER, TODD, ALLEN | I | SENIOR MANAGING DIRECTOR | NA | |
| SHERER, TODD, ALLEN | I | SENIOR MANAGING DIRECTOR | NA | |
| SHERER, TODD, ALLEN | I | SENIOR MANAGING DIRECTOR | NA | |
| SHERER, TODD, ALLEN | I | SENIOR MANAGING DIRECTOR, DALTON INVESTMENTS LLC | NA | |
| SHERER, TODD, ALLEN | I | SENIOR MANAGING DIRECTOR, DALTON INVESTMENTS LLC | NA | |
| SPRINGER, ANDREW, MARTIN | I | VICE PRESIDENT | NA | Control |
| SPRINGER, ANDREW, MARTIN | I | VICE PRESIDENT | NA | Control |
| SPRINGER, ANDREW, MARTIN | I | VICE PRESIDENT | NA | Control |
| PERSKY, STEVEN, DAVID | I | PRESIDENT, PERSKY FINANCIAL MANAGEMENT, INC. | E | Control |
| PERSKY, STEVEN, DAVID | I | PRESIDENT, PERSKY FINANCIAL MANAGEMENT, INC. | E | Control |
| PERSKY, STEVEN, DAVID | I | PRESIDENT, PERSKY FINANCIAL MANAGEMENT, INC. | E | Control |
| ROSENWALD, JAMES, BENNO | I | PRESIDENT, ROSENWALD CAPITAL MANAGEMENT INC. | E | Control |
| ROSENWALD, JAMES, BENNO | I | PRESIDENT, ROSENWALD CAPITAL MANAGEMENT INC. | E | Control |
| ROSENWALD, JAMES, BENNO | I | PRESIDENT, ROSENWALD CAPITAL MANAGEMENT INC. | E | Control |
| PERSKY FINANCIAL MANAGEMENT, INC. | DE | OWNER | D | |
| PERSKY FINANCIAL MANAGEMENT, INC. | DE | OWNER | D | |
| PERSKY FINANCIAL MANAGEMENT, INC. | DE | OWNER | D | |
| PERSKY FINANCIAL MANAGEMENT, INC. | DE | OWNER | D | |
| PERSKY FINANCIAL MANAGEMENT, INC. | DE | OWNER | D | |
| PERSKY FINANCIAL MANAGEMENT, INC. | DE | OWNER | D | |
| PERSKY FINANCIAL MANAGEMENT, INC. | DE | OWNER | D | |
| PERSKY FINANCIAL MANAGEMENT, INC. | DE | OWNER | D | |
| PERSKY FINANCIAL MANAGEMENT, INC. | DE | OWNER | D | |
| PERSKY FINANCIAL MANAGEMENT, INC. | DE | OWNER, DALTON INVESTMENTS LLC | D | |
| PERSKY FINANCIAL MANAGEMENT, INC. | DE | OWNER, DALTON INVESTMENTS LLC | D | |
| PERSKY, STEVEN, DAVID | I | MANAGING MEMBER | D | Control |
| PERSKY, STEVEN, DAVID | I | MANAGING MEMBER | D | Control |
| PERSKY, STEVEN, DAVID | I | MANAGING MEMBER | D | Control |
| ROSENWALD CAPITAL MANAGEMENT, INC. | DE | MANAGING MEMBER, DALTON INVESTMENTS LLC | D | Control |
| ROSENWALD CAPITAL MANAGEMENT, INC. | DE | MANAGING MEMBER, DALTON INVESTMENTS LLC | D | Control |
| ROSENWALD CAPITAL MANAGEMENT, INC. | DE | MANAGING MEMBER, DALTON INVESTMENTS LLC | D | Control |
| ROSENWALD CAPITAL MANAGEMENT, INC. | DE | MANAGING MEMBER, DALTON INVESTMENTS LLC | D | Control |
| ROSENWALD CAPITAL MANAGEMENT, INC. | DE | MANAGING MEMBER, DALTON INVESTMENTS LLC | D | Control |
| ROSENWALD, JAMES, BENNO | I | MANAGING MEMBER | D | Control |
| ROSENWALD, JAMES, BENNO | I | MANAGING MEMBER | D | Control |
| ROSENWALD, JAMES, BENNO | I | MANAGING MEMBER | D | Control |
| GOBE INTERNATIONAL, INC. | DE | OWNER | C | Control |
| GOBE INTERNATIONAL, INC. | DE | OWNER | C | Control |
| GOBE INTERNATIONAL, INC. | DE | OWNER | C | Control |
| GOBE INTERNATIONAL, INC. | DE | OWNER | C | Control |
| GOBE INTERNATIONAL, INC. | DE | OWNER | C | Control |
| GOBE INTERNATIONAL, INC. | DE | OWNER | C | Control |
| GOBE INTERNATIONAL, INC. | DE | OWNER, DALTON INVESTMENTS LLC | C | Control |
| GOBE INTERNATIONAL, INC. | DE | OWNER, DALTON INVESTMENTS LLC | C | Control |
| GOBE INTERNATIONAL, INC. | DE | OWNER, DALTON INVESTMENTS LLC | C | Control |
| GOBE INTERNATIONAL, INC. | DE | OWNER, DALTON INVESTMENTS LLC | C | Control |
| GOBE INTERNATIONAL, INC. | DE | OWNER, DALTON INVESTMENTS LLC | C | Control |
| GOBE INTERNATIONAL, INC. | DE | OWNER, DALTON INVESTMENTS LLC | C | Control |
| GOBE INTERNATIONAL, INC. | DE | OWNER, DALTON INVESTMENTS LLC | C | Control |
| JAMES B ROSENWALD IV TRUST | DE | OWNER | C | |
| JAMES B ROSENWALD IV TRUST | DE | OWNER | C | |
| JAMES B ROSENWALD IV TRUST | DE | OWNER | C | |
| JAMES B ROSENWALD IV TRUST | DE | OWNER | C | |
| JAMES B ROSENWALD IV TRUST | DE | OWNER | C | |
| JAMES B ROSENWALD IV TRUST | DE | OWNER | C | |
| JAMES B ROSENWALD IV TRUST | DE | OWNER | C | |
| JAMES B ROSENWALD IV TRUST | DE | OWNER | C | |
| JAMES B ROSENWALD IV TRUST | DE | OWNER | C | |
| JAMES B ROSENWALD IV TRUST | DE | OWNER, DALTON INVESTMENTS LLC | C | |
| JAMES B ROSENWALD IV TRUST | DE | OWNER, DALTON INVESTMENTS LLC | C | |
| JOCELYN M ROSENWALD TRUST | DE | OWNER | C | |
| JOCELYN M ROSENWALD TRUST | DE | OWNER | C | |
| JOCELYN M ROSENWALD TRUST | DE | OWNER | C | |
| JOCELYN M ROSENWALD TRUST | DE | OWNER | C | |
| JOCELYN M ROSENWALD TRUST | DE | OWNER | C | |
| JOCELYN M ROSENWALD TRUST | DE | OWNER | C | |
| JOCELYN M ROSENWALD TRUST | DE | OWNER | C | |
| JOCELYN M ROSENWALD TRUST | DE | OWNER | C | |
| JOCELYN M ROSENWALD TRUST | DE | OWNER | C | |
| JOCELYN M ROSENWALD TRUST | DE | OWNER, DALTON INVESTMENTS LLC | C | |
| JOCELYN M ROSENWALD TRUST | DE | OWNER, DALTON INVESTMENTS LLC | C | |
| PERSKY FINANCIAL MANAGEMENT, INC. | DE | OWNER, DALTON INVESTMENTS LLC (RELYING ADVISOR) | C | Control |
| PERSKY FINANCIAL MANAGEMENT, INC. | DE | OWNER, DALTON INVESTMENTS LLC (RELYING ADVISOR) | C | Control |
| PERSKY FINANCIAL MANAGEMENT, INC. | DE | OWNER, DALTON INVESTMENTS LLC | C | |
| PERSKY FINANCIAL MANAGEMENT, INC. | DE | OWNER, DALTON INVESTMENTS LLC (RELYING ADVISOR) | C | Control |
| PERSKY FINANCIAL MANAGEMENT, INC. | DE | OWNER, DALTON INVESTMENTS LLC (RELYING ADVISOR) | C | Control |
| PERSKY FINANCIAL MANAGEMENT, INC. | DE | OWNER, DALTON INVESTMENTS LLC (RELYING ADVISOR) | C | Control |
| PERSKY FINANCIAL MANAGEMENT, INC. | DE | OWNER, DALTON INVESTMENTS LLC | C | Control |
| PERSKY FINANCIAL MANAGEMENT, INC. | DE | OWNER, DALTON INVESTMENTS LLC | C | Control |
| PERSKY FINANCIAL MANAGEMENT, INC. | DE | OWNER, DALTON INVESTMENTS LLC | C | Control |
| PERSKY FINANCIAL MANAGEMENT, INC. | DE | OWNER, DALTON INVESTMENTS LLC | C | Control |
| PERSKY FINANCIAL MANAGEMENT, INC. | DE | OWNER, DALTON INVESTMENTS LLC | C | Control |
| PERSKY FINANCIAL MANAGEMENT, INC. | DE | OWNER, DALTON INVESTMENTS LLC | C | Control |
| PERSKY FINANCIAL MANAGEMENT, INC. | DE | OWNER, DALTON INVESTMENTS LLC | C | Control |
| WALKING ROCK CORP. | DE | OWNER | C | Control |
| WALKING ROCK CORP. | DE | OWNER | C | Control |
| WALKING ROCK CORP. | DE | OWNER | C | Control |
| WALKING ROCK CORP. | DE | OWNER | C | Control |
| WALKING ROCK CORP. | DE | OWNER | C | Control |
| WALKING ROCK CORP. | DE | OWNER | C | Control |
| WALKING ROCK CORP. | DE | OWNER, DALTON INVESTMENTS LLC | C | Control |
| WALKING ROCK CORP. | DE | OWNER, DALTON INVESTMENTS LLC | C | Control |
| WALKING ROCK CORP. | DE | OWNER, DALTON INVESTMENTS LLC | C | Control |
| WALKING ROCK CORP. | DE | OWNER, DALTON INVESTMENTS LLC | C | Control |
| WALKING ROCK CORP. | DE | OWNER, DALTON INVESTMENTS LLC | C | Control |
| WALKING ROCK CORP. | DE | OWNER, DALTON INVESTMENTS LLC | C | Control |
| WALKING ROCK CORP. | DE | OWNER, DALTON INVESTMENTS LLC | C | Control |
| GOBE INTERNATIONAL, INC. | DE | OWNER | B | Control |
| GOBE INTERNATIONAL, INC. | DE | OWNER | B | Control |
| GOBE INTERNATIONAL, INC. | DE | OWNER, DALTON INVESTMENTS LLC | B | Control |
| GOBE INTERNATIONAL, INC. | DE | OWNER, DALTON INVESTMENTS LLC | B | Control |
| GOBE INTERNATIONAL, INC. | DE | OWNER, DALTON INVESTMENTS LLC | B | Control |
| GOBE INTERNATIONAL, INC. | DE | OWNER, DALTON INVESTMENTS LLC | B | Control |
| GOBE INTERNATIONAL, INC. | DE | OWNER, DALTON INVESTMENTS LLC | B | Control |
| JAMES B ROSENWALD IV TRUST | DE | OWNER, DALTON INVESTMENTS LLC | B | |
| JAMES B ROSENWALD IV TRUST | DE | OWNER, DALTON INVESTMENTS LLC | B | |
| JAMES B ROSENWALD IV TRUST | DE | OWNER, DALTON INVESTMENTS LLC | B | |
| JAMES B ROSENWALD IV TRUST | DE | OWNER, DALTON INVESTMENTS LLC | B | |
| JAMES B ROSENWALD IV TRUST | DE | OWNER, DALTON INVESTMENTS LLC | B | |
| JAMES B ROSENWALD IV TRUST | DE | OWNER, DALTON INVESTMENTS LLC | B | |
| JAMES B ROSENWALD IV TRUST | DE | OWNER, DALTON INVESTMENTS LLC | B | |
| JAMES B ROSENWALD IV TRUST | DE | OWNER, DALTON INVESTMENTS LLC | B | |
| JAMES B ROSENWALD IV TRUST | DE | OWNER, DALTON INVESTMENTS LLC | B | |
| JAMES B ROSENWALD IV TRUST | DE | OWNER, DALTON INVESTMENTS LLC | B | |
| JAMES B ROSENWALD IV TRUST | DE | OWNER, DALTON INVESTMENTS LLC | B | |
| JAMES B ROSENWALD IV TRUST | DE | OWNER, DALTON INVESTMENTS LLC | B | |
| JAMES B ROSENWALD IV TRUST | DE | OWNER, DALTON INVESTMENTS LLC | B | |
| JAMES B ROSENWALD IV TRUST | DE | OWNER, DALTON INVESTMENTS LLC | B | |
| JAMES B ROSENWALD IV TRUST | DE | OWNER, DALTON INVESTMENTS LLC | B | |
| JOCELYN M ROSENWALD TRUST | DE | OWNER, DALTON INVESTMENTS LLC | B | |
| JOCELYN M ROSENWALD TRUST | DE | OWNER, DALTON INVESTMENTS LLC | B | |
| JOCELYN M ROSENWALD TRUST | DE | OWNER, DALTON INVESTMENTS LLC | B | |
| JOCELYN M ROSENWALD TRUST | DE | OWNER, DALTON INVESTMENTS LLC | B | |
| JOCELYN M ROSENWALD TRUST | DE | OWNER, DALTON INVESTMENTS LLC | B | |
| JOCELYN M ROSENWALD TRUST | DE | OWNER, DALTON INVESTMENTS LLC | B | |
| JOCELYN M ROSENWALD TRUST | DE | OWNER, DALTON INVESTMENTS LLC | B | |
| JOCELYN M ROSENWALD TRUST | DE | OWNER, DALTON INVESTMENTS LLC | B | |
| JOCELYN M ROSENWALD TRUST | DE | OWNER, DALTON INVESTMENTS LLC | B | |
| JOCELYN M ROSENWALD TRUST | DE | OWNER, DALTON INVESTMENTS LLC | B | |
| JOCELYN M ROSENWALD TRUST | DE | OWNER, DALTON INVESTMENTS LLC | B | |
| JOCELYN M ROSENWALD TRUST | DE | OWNER, DALTON INVESTMENTS LLC | B | |
| JOCELYN M ROSENWALD TRUST | DE | OWNER, DALTON INVESTMENTS LLC | B | |
| JOCELYN M ROSENWALD TRUST | DE | OWNER, DALTON INVESTMENTS LLC | B | |
| JOCELYN M ROSENWALD TRUST | DE | OWNER, DALTON INVESTMENTS LLC | B | |
| PERSKY FINANCIAL MANAGEMENT, INC. | DE | OWNER, DALTON INVESTMENTS LLC (RELYING ADVISOR) | B | |
| PERSKY FINANCIAL MANAGEMENT, INC. | DE | OWNER, DALTON INVESTMENTS LLC (RELYING ADVISOR) | B | |
| PERSKY FINANCIAL MANAGEMENT, INC. | DE | OWNER, DALTON INVESTMENTS LLC | B | Control |
| PERSKY FINANCIAL MANAGEMENT, INC. | DE | OWNER, DALTON INVESTMENTS LLC | B | Control |
| PERSKY FINANCIAL MANAGEMENT, INC. | DE | OWNER, DALTON INVESTMENTS LLC | B | Control |
| PERSKY FINANCIAL MANAGEMENT, INC. | DE | OWNER, DALTON INVESTMENTS LLC | B | Control |
| PERSKY FINANCIAL MANAGEMENT, INC. | DE | OWNER, DALTON INVESTMENTS LLC | B | Control |
| WALKING ROCK CORP. | DE | OWNER | B | Control |
| WALKING ROCK CORP. | DE | OWNER | B | Control |
| WALKING ROCK CORP. | DE | OWNER, DALTON INVESTMENTS LLC | B | Control |
| WALKING ROCK CORP. | DE | OWNER, DALTON INVESTMENTS LLC | B | Control |
| WALKING ROCK CORP. | DE | OWNER, DALTON INVESTMENTS LLC | B | Control |
| WALKING ROCK CORP. | DE | OWNER, DALTON INVESTMENTS LLC | B | Control |
| WALKING ROCK CORP. | DE | OWNER, DALTON INVESTMENTS LLC | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PARKER, WALTER, W | I | JAMES B ROSENWALD IV TRUST AND JOCELYN M ROSENWALD TRUST | F | Control |
| PARKER, WALTER, W | I | JAMES B ROSENWALD IV TRUST AND JOCELYN M ROSENWALD TRUST | F | Control |
| PARKER, WALTER, W | I | JAMES B ROSENWALD IV TRUST AND JOCELYN M ROSENWALD TRUST | F | Control |
| PARKER, WALTER, W | I | JAMES B ROSENWALD IV TRUST AND JOCELYN M ROSENWALD TRUST | F | Control |
| PARKER, WALTER, W | I | JAMES B ROSENWALD IV TRUST AND JOCELYN M ROSENWALD TRUST | F | Control |
| PARKER, WALTER, W | I | JAMES B ROSENWALD IV TRUST AND JOCELYN M ROSENWALD TRUST | F | Control |
| PARKER, WALTER, W | I | JAMES B ROSENWALD IV TRUST AND JOCELYN M ROSENWALD TRUST | F | Control |
| PARKER, WALTER, W | I | JAMES B ROSENWALD IV TRUST AND JOCELYN M ROSENWALD TRUST | F | Control |
| PARKER, WALTER, W | I | JAMES B ROSENWALD IV TRUST AND JOCELYN M ROSENWALD TRUST | F | Control |
| PARKER, WALTER, W | I | JAMES B ROSENWALD IV TRUST AND JOCELYN M ROSENWALD TRUST | F | Control |
| PARKER, WALTER, W | I | JAMES B ROSENWALD IV TRUST AND JOCELYN M ROSENWALD TRUST | F | Control |
| PARKER, WALTER, WELLINGTON | I | JOCELYN M ROSENWALD TRUST | F | Control |
| ROSENWALD, JAMES, BENNO | I | ROSENWALD FAMILY TRUST | F | Control |
| ROSENWALD, JAMES, BENNO | I | ROSENWALD FAMILY TRUST | F | Control |
| ROSENWALD, JAMES, BENNO | I | ROSENWALD FAMILY TRUST | F | Control |
| ROSENWALD, JAMES, BENNO | I | ROSENWALD FAMILY TRUST | F | Control |
| ROSENWALD, JAMES, BENNO | I | ROSENWALD FAMILY TRUST | F | Control |
| ROSENWALD, JILL | I | JAMES B ROSENWALD IV TRUST AND JOCELYN M ROSENWALD TRUST | F | Control |
| ROSENWALD, JILL | I | JAMES B ROSENWALD IV TRUST AND JOCELYN M ROSENWALD TRUST | F | Control |
| ROSENWALD, JILL | I | JAMES B ROSENWALD IV TRUST AND JOCELYN M ROSENWALD TRUST | F | Control |
| ROSENWALD, JILL | I | JAMES B ROSENWALD IV TRUST AND JOCELYN M ROSENWALD TRUST | F | Control |
| ROSENWALD, JILL | I | JAMES B ROSENWALD IV TRUST AND JOCELYN M ROSENWALD TRUST | F | Control |
| ROSENWALD, JILL | I | JAMES B ROSENWALD IV TRUST AND JOCELYN M ROSENWALD TRUST | F | Control |
| ROSENWALD, JILL | I | JAMES B ROSENWALD IV TRUST AND JOCELYN M ROSENWALD TRUST | F | Control |
| ROSENWALD, JILL | I | JAMES B ROSENWALD IV TRUST AND JOCELYN M ROSENWALD TRUST | F | Control |
| ROSENWALD, JILL | I | JAMES B ROSENWALD IV TRUST AND JOCELYN M ROSENWALD TRUST | F | Control |
| ROSENWALD, JILL | I | JAMES B ROSENWALD IV TRUST AND JOCELYN M ROSENWALD TRUST | F | Control |
| ROSENWALD, JILL | I | JAMES B ROSENWALD IV TRUST AND JOCELYN M ROSENWALD TRUST | F | Control |
| ROSENWALD, JILL, NA | I | JAMES B ROSENWALD IV TRUST | F | Control |
| ROSENWALD, LAURA, PARKER | I | ROSENWALD FAMILY TRUST | F | Control |
| ROSENWALD, LAURA, PARKER | I | ROSENWALD FAMILY TRUST | F | Control |
| ROSENWALD, LAURA, PARKER | I | ROSENWALD FAMILY TRUST | F | Control |
| ROSENWALD, LAURA, PARKER | I | ROSENWALD FAMILY TRUST | F | Control |
| ROSENWALD, LAURA, PARKER | I | ROSENWALD FAMILY TRUST | F | Control |
| COMBS, F, GIFFORD | I | WALKING ROCK CORP. | E | Control |
| COMBS, F, GIFFORD | I | WALKING ROCK CORP. | E | Control |
| COMBS, F, GIFFORD | I | WALKING ROCK CORP. | E | Control |
| COMBS, F, GIFFORD | I | WALKING ROCK CORP. | E | Control |
| COMBS, F, GIFFORD | I | WALKING ROCK CORP. | E | Control |
| COMBS, F, GIFFORD | I | WALKING ROCK CORP. | E | Control |
| COMBS, F, GIFFORD | I | WALKING ROCK CORP. | E | Control |
| COMBS, F, GIFFORD | I | WALKING ROCK CORP. | E | Control |
| COMBS, F, GIFFORD | I | WALKING ROCK CORP. | E | Control |
| COMBS, F, GIFFORD | I | WALKING ROCK CORP. | E | Control |
| COMBS, F, GIFFORD | I | WALKING ROCK CORP. | E | Control |
| COMBS, F, GIFFORD | I | WALKING ROCK CORP. | E | Control |
| COMBS, F, GIFFORD | I | WALKING ROCK CORP. | E | Control |
| COMBS, F, GIFFORD | I | WALKING ROCK CORP. | E | Control |
| COMBS, FRANK, GIFFORD | I | WALKING ROCK CORP. | E | Control |
| COMBS, FRANK, GIFFORD | I | WALKING ROCK CORP. | E | Control |
| COMBS, FRANK, GIFFORD | I | WALKING ROCK CORP. | E | Control |
| COMBS, FRANK, GIFFORD | I | WALKING ROCK CORP. | E | Control |
| COMBS, FRANK, GIFFORD | I | WALKING ROCK CORP. | E | Control |
| COMBS, FRANK, GIFFORD | I | WALKING ROCK CORP. | E | Control |
| PERSKY, STEVEN, DAVID | I | PERSKY FINANCIAL MANAGEMENT, INC. | E | Control |
| PERSKY, STEVEN, DAVID | I | PERSKY FINANCIAL MANAGEMENT, INC. | E | Control |
| PERSKY, STEVEN, DAVID | I | PERSKY FINANCIAL MANAGEMENT, INC. | E | Control |
| PERSKY, STEVEN, DAVID | I | PERSKY FINANCIAL MANAGEMENT, INC. | E | Control |
| PERSKY, STEVEN, DAVID | I | PERSKY FINANCIAL MANAGEMENT, INC. | E | Control |
| PERSKY, STEVEN, DAVID | I | PERSKY FINANCIAL MANAGEMENT, INC. | E | Control |
| PERSKY, STEVEN, DAVID | I | PERSKY FINANCIAL MANAGEMENT, INC. | E | Control |
| PERSKY, STEVEN, DAVID | I | PERSKY FINANCIAL MANAGEMENT, INC. | E | Control |
| PERSKY, STEVEN, DAVID | I | PERSKY FINANCIAL MANAGEMENT, INC. | E | Control |
| PERSKY, STEVEN, DAVID | I | PERSKY FINANCIAL MANAGEMENT, INC. | E | Control |
| PERSKY, STEVEN, DAVID | I | PERSKY FINANCIAL MANAGEMENT, INC. | E | Control |
| PERSKY, STEVEN, DAVID | I | PERSKY FINANCIAL MANAGEMENT, INC. | E | Control |
| PERSKY, STEVEN, DAVID | I | PERSKY FINANCIAL MANAGEMENT, INC. | E | Control |
| PERSKY, STEVEN, DAVID | I | PERSKY FINANCIAL MANAGEMENT, INC. | E | Control |
| PERSKY, STEVEN, DAVID | I | PERSKY FINANCIAL MANAGEMENT, INC. | E | Control |
| PERSKY, STEVEN, DAVID | I | PERSKY FINANCIAL MANAGEMENT, INC. | E | Control |
| PERSKY, STEVEN, DAVID | I | PERSKY FINANCIAL MANAGEMENT, INC. | E | Control |
| PERSKY, STEVEN, DAVID | I | PERSKY FINANCIAL MANAGEMENT, INC. | E | Control |
| PERSKY, STEVEN, DAVID | I | PERSKY FINANCIAL MANAGEMENT, INC. | E | Control |
| ROSENWALD FAMILY TRUST | DE | ROSENWALD CAPITAL MANAGEMENT, INC. | E | Control |
| ROSENWALD FAMILY TRUST | DE | ROSENWALD CAPITAL MANAGEMENT, INC. | E | Control |
| ROSENWALD FAMILY TRUST | DE | ROSENWALD CAPITAL MANAGEMENT, INC. | E | Control |
| ROSENWALD FAMILY TRUST | DE | ROSENWALD CAPITAL MANAGEMENT, INC. | E | Control |
| ROSENWALD FAMILY TRUST | DE | ROSENWALD CAPITAL MANAGEMENT, INC. | E | Control |
| AUCHINCLOSS, JAMES, GORDON | I | GOBE INTERNATIONAL INC. | D | Control |
| AUCHINCLOSS, JAMES, GORDON | I | GOBE INTERNATIONAL INC. | D | Control |
| AUCHINCLOSS, JAMES, GORDON | I | GOBE INTERNATIONAL INC. | D | Control |
| AUCHINCLOSS, JAMES, GORDON | I | GOBE INTERNATIONAL INC. | D | Control |
| AUCHINCLOSS, JAMES, GORDON | I | GOBE INTERNATIONAL INC. | D | Control |
| AUCHINCLOSS, JAMES, GORDON | I | GOBE INTERNATIONAL INC. | D | Control |
| AUCHINCLOSS, JAMES, GORDON | I | GOBE INTERNATIONAL INC. | D | Control |
| AUCHINCLOSS, JAMES, GORDON | I | GOBE INTERNATIONAL INC. | D | Control |
| AUCHINCLOSS, JAMES, GORDON | I | GOBE INTERNATIONAL INC. | D | Control |
| AUCHINCLOSS, JAMES, GORDON | I | GOBE INTERNATIONAL INC. | D | Control |
| AUCHINCLOSS, JAMES, GORDON | I | GOBE INTERNATIONAL INC. | D | Control |
| AUCHINCLOSS, JAMES, GORDON | I | GOBE INTERNATIONAL INC. | D | Control |
| AUCHINCLOSS, JAMES, GORDON | I | GOBE INTERNATIONAL INC. | D | Control |
| AUCHINCLOSS, JAMES, GORDON | I | GOBE INTERNATIONAL INC. | D | Control |
| AUCHINCLOSS, JAMES, GORDON | I | GOBE INTERNATIONAL INC. | D | Control |
| AUCHINCLOSS, JAMES, GORDON | I | GOBE INTERNATIONAL INC. | D | Control |
| AUCHINCLOSS, JAMES, GORDON | I | GOBE INTERNATIONAL INC. | D | Control |
| AUCHINCLOSS, JAMES, GORDON | I | GOBE INTERNATIONAL INC. | D | Control |
| AUCHINCLOSS, JAMES, GORDON | I | GOBE INTERNATIONAL INC. | D | Control |
| ONG, BELITA, NA | I | GOBE INTERNATIONAL INC. | D | Control |
| ONG, BELITA, NA | I | GOBE INTERNATIONAL INC. | D | Control |
| ONG, BELITA, NA | I | GOBE INTERNATIONAL INC. | D | Control |
| ONG, BELITA, NA | I | GOBE INTERNATIONAL INC. | D | Control |
| ONG, BELITA, NA | I | GOBE INTERNATIONAL INC. | D | Control |
| ONG, BELITA, NA | I | GOBE INTERNATIONAL INC. | D | Control |
| ONG, BELITA, S | I | GOBE INTERNATIONAL INC. | D | Control |
| ONG, BELITA, S | I | GOBE INTERNATIONAL INC. | D | Control |
| ONG, BELITA, S | I | GOBE INTERNATIONAL INC. | D | Control |
| ONG, BELITA, S | I | GOBE INTERNATIONAL INC. | D | Control |
| ONG, BELITA, S | I | GOBE INTERNATIONAL INC. | D | Control |
| ONG, BELITA, S | I | GOBE INTERNATIONAL INC. | D | Control |
| ONG, BELITA, S | I | GOBE INTERNATIONAL INC. | D | Control |
| ONG, BELITA, S | I | GOBE INTERNATIONAL INC. | D | Control |
| ONG, BELITA, S | I | GOBE INTERNATIONAL INC. | D | Control |
| ONG, BELITA, S | I | GOBE INTERNATIONAL INC. | D | Control |
| ONG, BELITA, S | I | GOBE INTERNATIONAL INC. | D | Control |
| ONG, BELITA, S | I | GOBE INTERNATIONAL INC. | D | Control |
| ONG, BELITA, S | I | GOBE INTERNATIONAL INC. | D | Control |
| AUCHINCLOSS, JAMES, GORDON | I | GOBE INTERNATIONAL INC. | C | Control |
| ONG, BELITA, S | I | GOBE INTERNATIONAL INC. | C | Control |
Registrations
Federal
IA
Mar 31, 2021 REGISTERED
Notice Filings (15)
CA CO CT DC DE FL HI MI NC NJ NM NV NY TX WA
Address
1601 CLOVERFIELD BOULEVARDSUITE 5050 N
SANTA MONICA, CA 90404
United States
Phone: 424-231-9100