HORIZON INVESTMENTS LLC
CRD #109552 SEC #801-57316 CHARLOTTE, NC 704-544-2399
SEC Registered
Total AUM
$5.4B
Discretionary
$5.1B
Employees
74
Clients
--
Accounts
1,481
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- South Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 12, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CHAMBERS, MATTHEW, SCOTT | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAMBERS, MATTHEW, SCOTT | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAMBERS, MATTHEW, SCOTT | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAMBERS, MATTHEW, SCOTT | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAMBERS, MATTHEW, SCOTT | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAMBERS, MATTHEW, SCOTT | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAMBERS, MATTHEW, SCOTT | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAMBERS, MATTHEW, SCOTT | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAMBERS, MATTHEW, SCOTT | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAMBERS, MATTHEW, SCOTT | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAMBERS, MATTHEW, SCOTT | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAMBERS, MATTHEW, SCOTT | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAMBERS, MATTHEW, SCOTT | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAMBERS, MATTHEW, SCOTT | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAMBERS, MATTHEW, SCOTT | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAMBERS, MATTHEW, SCOTT | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAMBERS, MATTHEW, SCOTT | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAMBERS, MATTHEW, SCOTT | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAMBERS, MATTHEW, SCOTT | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAMBERS, MATTHEW, SCOTT | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAMBERS, MATTHEW, SCOTT | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAMBERS, MATTHEW, SCOTT | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAMBERS, MATTHEW, SCOTT | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAMBERS, MATTHEW, SCOTT | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAMBERS, MATTHEW, SCOTT | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAMBERS, MATTHEW, SCOTT | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAMBERS, MATTHEW, SCOTT | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAMBERS, MATTHEW, SCOTT | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| COOK, THADDEUS, W | I | GENERAL COUNSEL (6/2006) AND CHIEF COMPLIANCE OFFICER (3/2007) | NA | Control |
| DEBOER, CALVIN, G | I | COO / CTO | NA | Control |
| DEBOER, CALVIN, G | I | COO / CTO | NA | Control |
| DEBOER, CALVIN, G | I | COO / CTO | NA | Control |
| DEBOER, CALVIN, G | I | COO / CTO | NA | Control |
| DRAHZAL, JOHN, NOEL | I | HEAD OF DISTRIBUTION | NA | Control |
| DRAHZAL, JOHN, NOEL | I | HEAD OF DISTRIBUTION | NA | Control |
| DRAHZAL, JOHN, NOEL | I | HEAD OF DISTRIBUTION | NA | Control |
| DRAHZAL, JOHN, NOEL | I | HEAD OF DISTRIBUTION | NA | Control |
| DRAHZAL, JOHN, NOEL | I | HEAD OF DISTRIBUTION | NA | Control |
| DRAHZAL, JOHN, NOEL | I | HEAD OF DISTRIBUTION | NA | Control |
| DRAHZAL, JOHN, NOEL | I | HEAD OF DISTRIBUTION | NA | Control |
| DRAHZAL, JOHN, NOEL | I | PRESIDENT AND CEO; MANAGER | NA | Control |
| DRAHZAL, JOHN, NOEL | I | PRESIDENT AND CEO; MANAGER | NA | Control |
| DRAHZAL, JOHN, NOEL | I | PRESIDENT AND CEO; MANAGER | NA | Control |
| DRAHZAL, JOHN, NOEL | I | PRESIDENT AND CEO; MANAGER | NA | Control |
| DRAHZAL, JOHN, NOEL | I | PRESIDENT AND CEO; MANAGER | NA | Control |
| DRAHZAL, JOHN, NOEL | I | PRESIDENT AND CEO; MANAGER | NA | Control |
| JOHNSON, BENJAMIN, EDWARD | I | DIRECTOR OF OPERATIONS / CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, BENJAMIN, EDWARD | I | DIRECTOR OF OPERATIONS / CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, BENJAMIN, EDWARD | I | DIRECTOR OF OPERATIONS / CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, BENJAMIN, EDWARD | I | DIRECTOR OF OPERATIONS / CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, BENJAMIN, EDWARD | I | DIRECTOR OF OPERATIONS / CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, BENJAMIN, EDWARD | I | DIRECTOR OF OPERATIONS / CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, BENJAMIN, EDWARD | I | DIRECTOR OF OPERATIONS / CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, BENJAMIN, EDWARD | I | DIRECTOR OF OPERATIONS / CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, BENJAMIN, EDWARD | I | DIRECTOR OF OPERATIONS / CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, BENJAMIN, EDWARD | I | DIRECTOR OF OPERATIONS / CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, BENJAMIN, EDWARD | I | DIRECTOR OF OPERATIONS / CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, BENJAMIN, EDWARD | I | DIRECTOR OF OPERATIONS / CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, BENJAMIN, EDWARD | I | DIRECTOR OF OPERATIONS / CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, BENJAMIN, EDWARD | I | DIRECTOR OF OPERATIONS / CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, BENJAMIN, EDWARD | I | DIRECTOR OF OPERATIONS / CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, BENJAMIN, EDWARD | I | DIRECTOR OF OPERATIONS / CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, BENJAMIN, EDWARD | I | DIRECTOR OF OPERATIONS / CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, BENJAMIN, EDWARD | I | DIRECTOR OF OPERATIONS / CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, BENJAMIN, EDWARD | I | MANAGING DIRECTOR, OPERATIONS AND FINANCE | NA | Control |
| JOHNSON, BENJAMIN, EDWARD | I | DIRECTOR OF OPERATIONS / CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, BENJAMIN, EDWARD | I | MANAGING DIRECTOR, OPERATIONS AND FINANCE | NA | Control |
| JOHNSON, BENJAMIN, EDWARD | I | DIRECTOR OF OPERATIONS / CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, BENJAMIN, EDWARD | I | MANAGING DIRECTOR, OPERATIONS AND FINANCE | NA | Control |
| JOHNSON, BENJAMIN, EDWARD | I | DIRECTOR OF OPERATIONS / CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, BENJAMIN, EDWARD | I | MANAGING DIRECTOR, OPERATIONS AND FINANCE | NA | Control |
| JOHNSON, BENJAMIN, EDWARD | I | MANAGING DIRECTOR, OPERATIONS AND FINANCE | NA | Control |
| JOHNSON, BENJAMIN, EDWARD | I | MANAGING DIRECTOR, OPERATIONS AND FINANCE | NA | Control |
| JOHNSON, BENJAMIN, EDWARD | I | MANAGING DIRECTOR, OPERATIONS AND FINANCE | NA | Control |
| JOHNSON, BENJAMIN, EDWARD | I | MANAGING DIRECTOR, OPERATIONS AND FINANCE | NA | Control |
| LADNER, SCOTT, EVAN | I | CHIEF INVESTMENT OFFICER, MEMBER | NA | |
| LADNER, SCOTT, EVAN | I | CHIEF INVESTMENT OFFICER, MEMBER | NA | |
| LADNER, SCOTT, EVAN | I | CHIEF INVESTMENT OFFICER | NA | |
| LADNER, SCOTT, EVAN | I | CHIEF INVESTMENT OFFICER | NA | |
| LADNER, SCOTT, EVAN | I | CHIEF INVESTMENT OFFICER | NA | |
| LADNER, SCOTT, EVAN | I | CHIEF INVESTMENT OFFICER | NA | |
| LADNER, SCOTT, EVAN | I | CHIEF INVESTMENT OFFICER | NA | |
| LADNER, SCOTT, EVAN | I | CHIEF INVESTMENT OFFICER | NA | |
| LADNER, SCOTT, EVAN | I | CHIEF INVESTMENT OFFICER | NA | |
| Learned, Danielle | I | CHIEF OF STAFF | NA | |
| Learned, Danielle | I | CHIEF OF STAFF | NA | |
| Learned, Danielle | I | CHIEF OF STAFF | NA | |
| Learned, Danielle | I | CHIEF OF STAFF | NA | |
| ROLLINS, EDDIE, THOMAS | I | MANAGING DIRECTOR | NA | |
| ROLLINS, EDDIE, THOMAS | I | MANAGING DIRECTOR | NA | |
| ROLLINS, EDDIE, THOMAS | I | MANAGING DIRECTOR | NA | |
| ROLLINS, EDDIE, THOMAS | I | MANAGING DIRECTOR | NA | |
| ROLLINS, EDDIE, THOMAS | I | MANAGING DIRECTOR | NA | |
| ROLLINS, EDDIE, THOMAS | I | MANAGING DIRECTOR | NA | |
| ROLLINS, EDDIE, THOMAS | I | MANAGING DIRECTOR | NA | |
| ROLLINS, EDDIE, THOMAS | I | MANAGING DIRECTOR | NA | |
| ROLLINS, EDDIE, THOMAS | I | MANAGING DIRECTOR | NA | |
| SABA, RONALD, BYRON | I | HEAD OF INVESTMENT COMMITTEE | NA | Control |
| SABA, RONALD, BYRON | I | HEAD OF INVESTMENT COMMITTEE | NA | Control |
| SABA, RONALD, BYRON | I | HEAD OF INVESTMENT COMMITTEE | NA | Control |
| SABA, RONALD, BYRON | I | HEAD OF INVESTMENT COMMITTEE | NA | Control |
| SABA, RONALD, BYRON | I | HEAD OF INVESTMENT COMMITTEE | NA | Control |
| SABA, RONALD, BYRON | I | HEAD OF INVESTMENT COMMITTEE | NA | Control |
| SABA, RONALD, BYRON | I | SENIOR MANAGING DIRECTOR OF INVESTMENT MANAGEMENT | NA | Control |
| SABA, RONALD, BYRON | I | HEAD OF INVESTMENT COMMITTEE | NA | Control |
| SABA, RONALD, BYRON | I | SENIOR MANAGING DIRECTOR OF INVESTMENT MANAGEMENT | NA | Control |
| SABA, RONALD, BYRON | I | HEAD OF INVESTMENT COMMITTEE | NA | Control |
| SABA, RONALD, BYRON | I | SENIOR MANAGING DIRECTOR OF INVESTMENT MANAGEMENT | NA | Control |
| SABA, RONALD, BYRON | I | SENIOR MANAGING DIRECTOR OF INVESTMENT MANAGEMENT | NA | Control |
| SABA, RONALD, BYRON | I | SENIOR MANAGING DIRECTOR OF INVESTMENT MANAGEMENT | NA | Control |
| SABA, RONALD, BYRON | I | SENIOR MANAGING DIRECTOR OF INVESTMENT MANAGEMENT | NA | Control |
| SABA, RONALD, BYRON | I | SENIOR MANAGING DIRECTOR OF INVESTMENT MANAGEMENT | NA | Control |
| SABA, RONALD, BYRON | I | SENIOR MANAGING DIRECTOR OF INVESTMENT MANAGEMENT | NA | Control |
| SABA, RONALD, BYRON | I | SENIOR MANAGING DIRECTOR OF INVESTMENT MANAGEMENT | NA | Control |
| SABA, RONALD, BYRON | I | SENIOR MANAGING DIRECTOR OF INVESTMENT MANAGEMENT | NA | Control |
| SABA, RONALD, BYRON | I | SENIOR MANAGING DIRECTOR OF INVESTMENT MANAGEMENT | NA | Control |
| SABA, RONALD, BYRON | I | SENIOR MANAGING DIRECTOR OF INVESTMENT MANAGEMENT | NA | Control |
| SABA, RONALD, BYRON | I | SENIOR MANAGING DIRECTOR OF INVESTMENT MANAGEMENT | NA | Control |
| SABA, RONALD, BYRON | I | SENIOR MANAGING DIRECTOR OF INVESTMENT MANAGEMENT | NA | Control |
| SMITH, GREGORY, EARL | I | SENIOR MANAGING DIRECTOR OF OPERATIONS | NA | Control |
| SMITH, GREGORY, EARL | I | SENIOR MANAGING DIRECTOR OF OPERATIONS | NA | Control |
| terry, stephen, andrew | I | CHIEF FINANCIAL OFFICER | NA | Control |
| terry, stephen, andrew | I | CHIEF FINANCIAL OFFICER | NA | Control |
| terry, stephen, andrew | I | CHIEF FINANCIAL OFFICER | NA | Control |
| terry, stephen, andrew | I | CHIEF FINANCIAL OFFICER | NA | Control |
| terry, stephen, andrew | I | CHIEF FINANCIAL OFFICER | NA | Control |
| terry, stephen, andrew | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CANNON, ROBERT, JOSEPH | I | MANAGING MEMBER/PRESIDENT AND CEO | E | Control |
| CANNON, ROBERT, JOSEPH | I | MANAGING MEMBER/PRESIDENT AND CEO | E | Control |
| CANNON, ROBERT, JOSEPH | I | MANAGING MEMBER/PRESIDENT AND CEO | E | Control |
| CANNON, ROBERT, JOSEPH | I | MANAGING MEMBER/PRESIDENT AND CEO | E | Control |
| CANNON, ROBERT, JOSEPH | I | MANAGING MEMBER/PRESIDENT AND CEO | E | Control |
| CANNON, ROBERT, JOSEPH | I | MANAGING MEMBER/PRESIDENT AND CEO | E | Control |
| CANNON, ROBERT, JOSEPH | I | MANAGING MEMBER/PRESIDENT AND CEO | E | Control |
| CANNON, ROBERT, JOSEPH | I | MANAGING MEMBER/PRESIDENT AND CEO | E | Control |
| CANNON, ROBERT, JOSEPH | I | MANAGING MEMBER/PRESIDENT AND CEO | E | Control |
| CANNON, ROBERT, JOSEPH | I | MANAGING MEMBER/PRESIDENT AND CEO | E | Control |
| CANNON, ROBERT, JOSEPH | I | MANAGING MEMBER/PRESIDENT AND CEO | E | Control |
| CANNON, ROBERT, JOSEPH | I | MANAGING MEMBER/PRESIDENT AND CEO | E | Control |
| CANNON, ROBERT, JOSEPH | I | MANAGING MEMBER/PRESIDENT AND CEO | E | Control |
| CANNON, ROBERT, JOSEPH | I | MANAGING MEMBER/PRESIDENT AND CEO | E | Control |
| CANNON, ROBERT, JOSEPH | I | MANAGING MEMBER/PRESIDENT AND CEO | E | Control |
| CANNON, ROBERT, JOSEPH | I | MANAGING MEMBER/PRESIDENT AND CEO | E | Control |
| CANNON, ROBERT, JOSEPH | I | MANAGING MEMBER/PRESIDENT AND CEO | E | Control |
| CANNON, ROBERT, JOSEPH | I | MANAGING MEMBER/PRESIDENT AND CEO | E | Control |
| CANNON, ROBERT, JOSEPH | I | MANAGING MEMBER/PRESIDENT AND CEO | E | Control |
| CANNON, ROBERT, JOSEPH | I | MANAGING MEMBER/PRESIDENT AND CEO | E | Control |
| CANNON, ROBERT, JOSEPH | I | MANAGING MEMBER/PRESIDENT AND CEO | E | Control |
| CANNON, ROBERT, JOSEPH | I | MANAGING MEMBER/PRESIDENT AND CEO | E | Control |
| CANNON, ROBERT, JOSEPH | I | MANAGING MEMBER/PRESIDENT AND CEO | E | Control |
| CANNON, ROBERT, JOSEPH | I | MANAGING MEMBER/PRESIDENT AND CEO | E | Control |
| CANNON, ROBERT, JOSEPH | I | MANAGING MEMBER/PRESIDENT AND CEO | E | Control |
| CANNON, ROBERT, JOSEPH | I | MANAGING MEMBER/PRESIDENT AND CEO | E | Control |
| CANNON, ROBERT, JOSEPH | I | MANAGING MEMBER/PRESIDENT AND CEO | E | Control |
| CANNON, ROBERT, JOSEPH | I | MANAGING MEMBER/PRESIDENT AND CEO | E | Control |
| CANNON, ROBERT, JOSEPH | I | PRESIDENT AND CEO | E | Control |
| CANNON, ROBERT, JOSEPH | I | PRESIDENT AND CEO, MEMBER, ELECTED MANAGER | E | Control |
| CANNON, ROBERT, JOSEPH | I | PRESIDENT AND CEO, MEMBER, ELECTED MANAGER | E | Control |
| CANNON, ROBERT, JOSEPH | I | PRESIDENT AND CEO, MEMBER, ELECTED MANAGER | E | Control |
| CANNON, ROBERT, JOSEPH | I | PRESIDENT AND CEO, MEMBER, ELECTED MANAGER | E | Control |
| CANNON, ROBERT, JOSEPH | I | PRESIDENT AND CEO, MEMBER, ELECTED MANAGER | E | Control |
| CANNON, ROBERT, JOSEPH | I | PRESIDENT AND CEO, MEMBER, ELECTED MANAGER | E | Control |
| CANNON, ROBERT, JOSEPH | I | PRESIDENT AND CEO, MEMBER, ELECTED MANAGER | E | Control |
| CANNON, ROBERT, JOSEPH | I | PRESIDENT AND CEO, MEMBER, ELECTED MANAGER | E | Control |
| CANNON, ROBERT, JOSEPH | I | PRESIDENT AND CEO, MEMBER, ELECTED MANAGER | E | Control |
| CANNON, ROBERT, JOSEPH | I | PRESIDENT AND CEO, MEMBER, ELECTED MANAGER | E | Control |
| CANNON, ROBERT, JOSEPH | I | PRESIDENT AND CEO, MEMBER, ELECTED MANAGER | E | Control |
| CANNON, ROBERT, JOSEPH | I | PRESIDENT AND CEO, ELECTED MANAGER | E | Control |
| CANNON, ROBERT, JOSEPH | I | CEO, ELECTED MANAGER | E | Control |
| CANNON, ROBERT, JOSEPH | I | PRESIDENT AND CEO, ELECTED MANAGER | E | Control |
| CANNON, ROBERT, JOSEPH | I | PRESIDENT AND CEO, ELECTED MANAGER | E | Control |
| CANNON, ROBERT, JOSEPH | I | PRESIDENT AND CEO, ELECTED MANAGER | E | Control |
| CANNON, ROBERT, JOSEPH | I | CEO, ELECTED MANAGER | E | Control |
| HORIZON PARENT HOLDINGS, LLC | DE | MEMBER | E | Control |
| HORIZON PARENT HOLDINGS, LLC | DE | MEMBER | E | Control |
| HORIZON PARENT HOLDINGS, LLC | DE | MEMBER | E | Control |
| HORIZON PARENT HOLDINGS, LLC | DE | MEMBER | E | Control |
| HORIZON PARENT HOLDINGS, LLC | DE | MEMBER | E | Control |
| HORIZON PARENT HOLDINGS, LLC | DE | MEMBER | E | Control |
| CANNON, ROBERT, J | I | MANAGING MEMBER/CCO | C | Control |
| CANNON, ROBERT, J | I | MANAGING MEMBER | C | Control |
| CANNON, ROBERT, J | I | MANAGING MEMBER | C | Control |
| CANNON, ROBERT, JOSEPH | I | MANAGING MEMBER/CCO | C | Control |
| CANNON, ROBERT, JOSEPH | I | MANAGING MEMBER/CCO | C | Control |
| CANNON, ROBERT, JOSEPH | I | MANAGING MEMBER/CCO | C | Control |
| CANNON, ROBERT, JOSEPH | I | MANAGING MEMBER/CCO | C | Control |
| HEADY, GARY, JAMES | I | MANAGING MEMBER | C | Control |
| JOHNSON, JOHN, ALAN | I | MANAGING MEMBER | C | Control |
| JOHNSON, JOHN, ALAN | I | MANAGING MEMBER | C | Control |
| JOHNSON, JOHN, ALAN | I | MANAGING MEMBER | C | Control |
| JOHNSON, JOHN, ALAN | I | MANAGING MEMBER | C | Control |
| JOHNSON, JOHN, ALAN | I | MANAGING MEMBER | C | Control |
| JOHNSON, JOHN, ALAN | I | MANAGING MEMBER | C | Control |
| JOHNSON, JOHN, ALAN | I | MANAGING MEMBER | C | Control |
| BLOCKER, KEVIN, WAYNE | I | MEMBER | B | |
| BLOCKER, KEVIN, WAYNE | I | MEMBER | B | |
| BLOCKER, KEVIN, WAYNE | I | MEMBER | B | |
| BLOCKER, KEVIN, WAYNE | I | MEMBER | B | |
| BLOCKER, KEVIN, WAYNE | I | MEMBER | B | |
| BLOCKER, KEVIN, WAYNE | I | MEMBER | B | |
| BLOCKER, KEVIN, WAYNE | I | MEMBER | B | |
| BLOCKER, KEVIN, WAYNE | I | MEMBER | B | |
| BLOCKER, KEVIN, WAYNE | I | MEMBER | B | |
| BLOCKER, KEVIN, WAYNE | I | MEMBER | B | |
| BLOCKER, KEVIN, WAYNE | I | MEMBER | B | |
| BLOCKER, KEVIN, WAYNE | I | MEMBER | B | |
| BLOCKER, KEVIN, WAYNE | I | MEMBER | B | |
| BLOCKER, KEVIN, WAYNE | I | MEMBER | B | |
| BLOCKER, KEVIN, WAYNE | I | MEMBER | B | |
| BLOCKER, KEVIN, WAYNE | I | MEMBER | B | |
| BLOCKER, KEVIN, WAYNE | I | MEMBER | B | |
| BLOCKER, KEVIN, WAYNE | I | MEMBER | B | |
| BLOCKER, KEVIN, WAYNE | I | MEMBER | B | |
| BLOCKER, KEVIN, WAYNE | I | MEMBER | B | |
| BLOCKER, KEVIN, WAYNE | I | MEMBER | B | |
| BLOCKER, KEVIN, WAYNE | I | MEMBER | B | |
| BLOCKER, KEVIN, WAYNE | I | MEMBER | B | |
| BLOCKER, KEVIN, WAYNE | I | MEMBER | B | |
| BLOCKER, KEVIN, WAYNE | I | MEMBER | B | |
| BLOCKER, KEVIN, WAYNE | I | MEMBER | B | |
| BLOCKER, KEVIN, WAYNE | I | MEMBER | B | |
| BLOCKER, KEVIN, WAYNE | I | MEMBER | B | |
| BLOCKER, KEVIN, WAYNE | I | MEMBER | B | |
| BLOCKER, KEVIN, WAYNE | I | MEMBER | B | |
| BLOCKER, KEVIN, WAYNE | I | MEMBER | B | |
| BLOCKER, KEVIN, WAYNE | I | MEMBER | B | |
| BLOCKER, KEVIN, WAYNE | I | MEMBER | B | |
| BLOCKER, KEVIN, WAYNE | I | SENIOR QUANTITATIVE STRATEGIST | B | |
| DRAHZAL, JOHN, NOEL | I | HEAD OF DISTRIBUTION | B | |
| DRAHZAL, JOHN, NOEL | I | PRESIDENT | B | |
| DRAHZAL, JOHN, NOEL | I | HEAD OF DISTRIBUTION | B | |
| DRAHZAL, JOHN, NOEL | I | HEAD OF DISTRIBUTION | B | |
| DRAHZAL, JOHN, NOEL | I | PRESIDENT | B | |
| LADNER, SCOTT, EVAN | I | CHIEF INVESTMENT OFFICER | B | |
| LADNER, SCOTT, EVAN | I | CHIEF INVESTMENT OFFICER | B | |
| LADNER, SCOTT, EVAN | I | CHIEF INVESTMENT OFFICER | B | |
| LADNER, SCOTT, EVAN | I | CHIEF INVESTMENT OFFICER | B | |
| LADNER, SCOTT, EVAN | I | CHIEF INVESTMENT OFFICER | B | |
| BARTHOLOMEW, JOSHUA, SAMUEL | I | NATIONAL SALES DIRECTOR | A | Control |
| BARTHOLOMEW, JOSHUA, SAMUEL | I | NATIONAL SALES DIRECTOR | A | Control |
| BARTHOLOMEW, JOSHUA, SAMUEL | I | NATIONAL SALES DIRECTOR | A | Control |
| BARTHOLOMEW, JOSHUA, SAMUEL | I | NATIONAL SALES DIRECTOR | A | Control |
| BARTHOLOMEW, JOSHUA, SAMUEL | I | NATIONAL SALES DIRECTOR | A | Control |
| BARTHOLOMEW, JOSHUA, SAMUEL | I | NATIONAL SALES DIRECTOR | A | Control |
| BARTHOLOMEW, JOSHUA, SAMUEL | I | NATIONAL SALES DIRECTOR | A | Control |
| BARTHOLOMEW, JOSHUA, SAMUEL | I | NATIONAL SALES DIRECTOR | A | Control |
| BARTHOLOMEW, JOSHUA, SAMUEL | I | NATIONAL SALES DIRECTOR | A | Control |
| BARTHOLOMEW, JOSHUA, SAMUEL | I | NATIONAL SALES DIRECTOR | A | Control |
| BARTHOLOMEW, JOSHUA, SAMUEL | I | NATIONAL SALES DIRECTOR | A | Control |
| BARTHOLOMEW, JOSHUA, SAMUEL | I | NATIONAL SALES DIRECTOR | A | Control |
| BARTHOLOMEW, JOSHUA, SAMUEL | I | NATIONAL SALES DIRECTOR | A | Control |
| BARTHOLOMEW, JOSHUA, SAMUEL | I | NATIONAL SALES DIRECTOR | A | Control |
| BARTHOLOMEW, JOSHUA, SAMUEL | I | NATIONAL SALES DIRECTOR | A | Control |
| BARTHOLOMEW, JOSHUA, SAMUEL | I | NATIONAL SALES DIRECTOR | A | Control |
| BARTHOLOMEW, JOSHUA, SAMUEL | I | NATIONAL SALES DIRECTOR | A | Control |
| BARTHOLOMEW, JOSHUA, SAMUEL | I | NATIONAL SALES DIRECTOR | A | Control |
| BARTHOLOMEW, JOSHUA, SAMUEL | I | NATIONAL SALES DIRECTOR | A | Control |
| BARTHOLOMEW, JOSHUA, SAMUEL | I | NATIONAL SALES DIRECTOR | A | Control |
| BARTHOLOMEW, JOSHUA, SAMUEL | I | NATIONAL SALES DIRECTOR | A | Control |
| BARTHOLOMEW, JOSHUA, SAMUEL | I | NATIONAL SALES DIRECTOR | A | Control |
| BARTHOLOMEW, JOSHUA, SAMUEL | I | NATIONAL SALES DIRECTOR | A | Control |
| BARTHOLOMEW, JOSHUA, SAMUEL | I | NATIONAL SALES DIRECTOR | A | Control |
| BARTHOLOMEW, JOSHUA, SAMUEL | I | NATIONAL SALES DIRECTOR | A | Control |
| BARTHOLOMEW, JOSHUA, SAMUEL | I | NATIONAL SALES DIRECTOR | A | Control |
| BARTHOLOMEW, JOSHUA, SAMUEL | I | NATIONAL SALES DIRECTOR | A | Control |
| BARTHOLOMEW, JOSHUA, SAMUEL | I | MANAGING DIRECTOR, RIA SALES | A | Control |
| BARTHOLOMEW, JOSHUA, SAMUEL | I | MANAGING DIRECTOR, MEMBER | A | Control |
| BARTHOLOMEW, JOSHUA, SAMUEL | I | MANAGING DIRECTOR, MEMBER | A | Control |
| BARTHOLOMEW, JOSHUA, SAMUEL | I | MANAGING DIRECTOR, MEMBER | A | Control |
| BARTHOLOMEW, JOSHUA, SAMUEL | I | MANAGING DIRECTOR, MEMBER | A | Control |
| BARTHOLOMEW, JOSHUA, SAMUEL | I | MANAGING DIRECTOR, MEMBER | A | Control |
| BARTHOLOMEW, JOSHUA, SAMUEL | I | MANAGING DIRECTOR, MEMBER | A | Control |
| BARTHOLOMEW, JOSHUA, SAMUEL | I | MANAGING DIRECTOR, MEMBER | A | Control |
| BARTHOLOMEW, JOSHUA, SAMUEL | I | MANAGING DIRECTOR, MEMBER | A | Control |
| BARTHOLOMEW, JOSHUA, SAMUEL | I | MANAGING DIRECTOR, MEMBER | A | Control |
| BARTHOLOMEW, JOSHUA, SAMUEL | I | MEMBER | A | |
| BARTHOLOMEW, JOSHUA, SAMUEL | I | MEMBER | A | |
| BARTHOLOMEW, JOSHUA, SAMUEL | I | MEMBER | A | |
| BARTHOLOMEW, JOSHUA, SAMUEL | I | MEMBER | A | |
| BARTHOLOMEW, JOSHUA, SAMUEL | I | MEMBER | A | |
| BLOCKER, KEVIN, WAYNE | I | PORTFOLIO MANAGER, MEMBER | A | |
| BLOCKER, KEVIN, WAYNE | I | PORTFOLIO MANAGER, MEMBER | A | |
| BLOCKER, KEVIN, WAYNE | I | PORTFOLIO MANAGER, MEMBER | A | |
| BLOCKER, KEVIN, WAYNE | I | PORTFOLIO MANAGER, MEMBER | A | |
| BLOCKER, KEVIN, WAYNE | I | PORTFOLIO MANAGER, MEMBER | A | |
| BLOCKER, KEVIN, WAYNE | I | PORTFOLIO MANAGER, MEMBER | A | |
| BLOCKER, KEVIN, WAYNE | I | PORTFOLIO MANAGER, MEMBER | A | |
| BLOCKER, KEVIN, WAYNE | I | PORTFOLIO MANAGER, MEMBER | A | |
| BLOCKER, KEVIN, WAYNE | I | PORTFOLIO MANAGER, MEMBER | A | |
| BLOCKER, KEVIN, WAYNE | I | MEMBER | A | |
| BLOCKER, KEVIN, WAYNE | I | MEMBER | A | |
| BLOCKER, KEVIN, WAYNE | I | MEMBER | A | |
| BLOCKER, KEVIN, WAYNE | I | MEMBER | A | |
| BLOCKER, KEVIN, WAYNE | I | MEMBER | A | |
| COOK, THADDEUS, W | I | GENERAL COUNSEL (6/2006) AND CHIEF COMPLIANCE OFFICER (3/2007) | A | Control |
| COOK, THADDEUS, W | I | GENERAL COUNSEL (6/2006) AND CHIEF COMPLIANCE OFFICER (3/2007) | A | Control |
| LADNER, SCOTT, EVAN | I | MANAGING DIRECTOR OF ALTERNATIVE STRATEGIES | A | |
| LADNER, SCOTT, EVAN | I | MANAGING DIRECTOR OF ALTERNATIVE STRATEGIES | A | |
| LADNER, SCOTT, EVAN | I | MANAGING DIRECTOR OF ALTERNATIVE STRATEGIES | A | |
| LADNER, SCOTT, EVAN | I | MANAGING DIRECTOR OF ALTERNATIVE STRATEGIES | A | |
| LADNER, SCOTT, EVAN | I | MANAGING DIRECTOR OF ALTERNATIVE STRATEGIES | A | |
| LADNER, SCOTT, EVAN | I | MANAGING DIRECTOR OF ALTERNATIVE STRATEGIES | A | |
| LADNER, SCOTT, EVAN | I | MANAGING DIRECTOR, HEAD OF QUANTITATIVE AND ALTERNATIVE STRATEGIES | A | |
| LADNER, SCOTT, EVAN | I | HEAD OF RISK, MEMBER | A | |
| LADNER, SCOTT, EVAN | I | HEAD OF RISK, MEMBER | A | |
| LADNER, SCOTT, EVAN | I | HEAD OF RISK, MEMBER | A | |
| LADNER, SCOTT, EVAN | I | HEAD OF RISK, MEMBER | A | |
| LADNER, SCOTT, EVAN | I | HEAD OF RISK, MEMBER | A | |
| LADNER, SCOTT, EVAN | I | HEAD OF INVESTMENTS, MEMBER | A | |
| LADNER, SCOTT, EVAN | I | HEAD OF INVESTMENTS, MEMBER | A | |
| LADNER, SCOTT, EVAN | I | HEAD OF INVESTMENTS, MEMBER | A | |
| LADNER, SCOTT, EVAN | I | HEAD OF INVESTMENTS, MEMBER | A | |
| ROACH, JEFF, JOSEPH | I | CHIEF ECONOMIST | A | Control |
| ROACH, JEFF, JOSEPH | I | CHIEF ECONOMIST | A | Control |
| ROACH, JEFF, JOSEPH | I | CHIEF ECONOMIST | A | Control |
| ROACH, JEFF, JOSEPH | I | CHIEF ECONOMIST | A | Control |
| ROACH, JEFF, JOSEPH | I | CHIEF ECONOMIST | A | Control |
| ROACH, JEFF, JOSEPH | I | CHIEF ECONOMIST | A | Control |
| ROACH, JEFF, JOSEPH | I | CHIEF ECONOMIST | A | Control |
| ROACH, JEFF, JOSEPH | I | CHIEF ECONOMIST | A | Control |
| ROACH, JEFF, JOSEPH | I | CHIEF ECONOMIST | A | Control |
| ROACH, JEFF, JOSEPH | I | CHIEF ECONOMIST | A | Control |
| ROACH, JEFF, JOSEPH | I | CHIEF ECONOMIST | A | Control |
| ROACH, JEFF, JOSEPH | I | CHIEF ECONOMIST | A | Control |
| ROACH, JEFF, JOSEPH | I | CHIEF ECONOMIST | A | Control |
| ROACH, JEFF, JOSEPH | I | CHIEF ECONOMIST | A | Control |
| ROACH, JEFF, JOSEPH | I | CHIEF ECONOMIST | A | Control |
| ROACH, JEFF, JOSEPH | I | CHIEF ECONOMIST | A | Control |
| ROACH, JEFF, JOSEPH | I | CHIEF ECONOMIST | A | Control |
| ROLLINS, EDDIE, THOMAS | I | MANAGING DIRECTOR | A | |
| ROLLINS, EDDIE, THOMAS | I | MANAGING DIRECTOR | A | |
| ROLLINS, EDDIE, THOMAS | I | MANAGING DIRECTOR | A | |
| ROLLINS, EDDIE, THOMAS | I | MANAGING DIRECTOR | A | |
| ROLLINS, EDDIE, THOMAS | I | MANAGING DIRECTOR | A | |
| ROLLINS, EDDIE, THOMAS | I | MANAGING DIRECTOR | A | |
| ROLLINS, EDDIE, THOMAS | I | SENIOR MANAGING DIRECTOR, SALES AND MARKETING | A | |
| ROLLINS, EDDIE, THOMAS | I | MANAGING DIRECTOR | A | |
| ROLLINS, EDDIE, THOMAS | I | SENIOR MANAGING DIRECTOR, SALES AND MARKETING | A | |
| ROLLINS, EDDIE, THOMAS | I | MANAGING DIRECTOR | A | |
| ROLLINS, EDDIE, THOMAS | I | SENIOR MANAGING DIRECTOR, SALES AND MARKETING | A | |
| ROLLINS, EDDIE, THOMAS | I | SENIOR MANAGING DIRECTOR, SALES AND MARKETING | A | |
| ROLLINS, EDDIE, THOMAS | I | SENIOR MANAGING DIRECTOR, SALES AND MARKETING | A | |
| ROLLINS, EDDIE, THOMAS | I | SENIOR MANAGING DIRECTOR, SALES AND MARKETING, MEMBER | A | |
| ROLLINS, EDDIE, THOMAS | I | SENIOR MANAGING DIRECTOR, SALES AND MARKETING, MEMBER | A | |
| ROLLINS, EDDIE, THOMAS | I | SENIOR MANAGING DIRECTOR, SALES AND MARKETING, MEMBER | A | |
| ROLLINS, EDDIE, THOMAS | I | SENIOR MANAGING DIRECTOR, SALES AND MARKETING, MEMBER | A | |
| ROLLINS, EDDIE, THOMAS | I | SENIOR MANAGING DIRECTOR, SALES AND MARKETING, MEMBER | A | |
| ROLLINS, EDDIE, THOMAS | I | SENIOR MANAGING DIRECTOR, MEMBER | A | |
| ROLLINS, EDDIE, THOMAS | I | SENIOR MANAGING DIRECTOR, MEMBER | A | |
| ROLLINS, EDDIE, THOMAS | I | SENIOR MANAGING DIRECTOR, MEMBER | A | |
| ROLLINS, EDDIE, THOMAS | I | SENIOR MANAGING DIRECTOR, MEMBER | A | |
| ROLLINS, EDDIE, THOMAS | I | MEMBER | A | |
| ROLLINS, EDDIE, THOMAS | I | MEMBER | A | |
| ROLLINS, EDDIE, THOMAS | I | MEMBER | A | |
| ROLLINS, EDDIE, THOMAS | I | MEMBER | A | |
| ROLLINS, EDDIE, THOMAS | I | MEMBER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ACP INVESTMENT FUND MANAGEMENT, LLC | DE | ACP HORIZON HOLDINGS LP | F | Control |
| ACP INVESTMENT FUND MANAGEMENT, LLC | DE | ACP HORIZON HOLDINGS LP | F | Control |
| ACP INVESTMENT FUND MANAGEMENT, LLC | DE | ACP HORIZON HOLDINGS LP | F | Control |
| ACP INVESTMENT FUND MANAGEMENT, LLC | DE | ACP HORIZON HOLDINGS LP | F | Control |
| ACP INVESTMENT FUND MANAGEMENT, LLC | DE | ACP HORIZON HOLDINGS LP | F | Control |
| ACP HORIZON HOLDINGS LP | DE | HORIZON PARENT HOLDINGS, LLC | D | Control |
| ACP HORIZON HOLDINGS LP | DE | HORIZON PARENT HOLDINGS, LLC | D | Control |
| ACP HORIZON HOLDINGS LP | DE | HORIZON PARENT HOLDINGS, LLC | D | Control |
| ACP HORIZON HOLDINGS LP | DE | HORIZON PARENT HOLDINGS, LLC | D | Control |
| ACP HORIZON HOLDINGS LP | DE | HORIZON PARENT HOLDINGS, LLC | D | Control |
Registrations
Federal
IA
Mar 12, 2025 REGISTERED
Notice Filings (52)
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Address
6210 ARDREY KELL ROADSTE 300
CHARLOTTE, NC 28277
United States
Phone: 704-544-2399