GATEWAY FINANCIAL STRATEGIES LLC
CRD #109555 SEC #801-57488 ERIE, CO 303-828-0077
SEC Registered
Total AUM
$29.9M
Discretionary
$28.3M
Employees
1
Clients
1
Accounts
80
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Colorado
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALPERS, JOHN, HARDESTY | I | CO-CHAIRMAN | D | Control |
| ALPERS, JOHN, HARDESTY | I | CO-CHAIRMAN / CHIEF COMPLIANCE OFFICER | D | Control |
| ALPERS, JOHN, HARDESTY | I | CO-CHAIRMAN | D | Control |
| ALPERS, JOHN, HARDESTY | I | CO-CHAIRMAN / CHIEF COMPLIANCE OFFICER | D | Control |
| ALPERS, JOHN, HARDESTY | I | CO-CHAIRMAN / CHIEF COMPLIANCE OFFICER | D | Control |
| ALPERS, JOHN, HARDESTY | I | CO-CHAIRMAN | D | Control |
| ALPERS, JOHN, HARDESTY | I | CO-CHAIRMAN | D | Control |
| ALPERS, JOHN, HARDESTY | I | CO-CHAIRMAN / CHEIF COMPLIANCE OFFICER | D | Control |
| ALPERS, JOHN, HARDESTY | I | CO-CHAIRMAN | D | Control |
| ALPERS, JOHN, HARDESTY | I | CO-CHAIRMAN / CHEIF COMPLIANCE OFFICER | D | Control |
| ALPERS, JOHN, HARDESTY | I | CHAIRMAN | D | Control |
| ALPERS, JOHN, HARDESTY | I | EXECUTIVE DIRECTOR | D | Control |
| ALPERS, JOHN, HARDESTY | I | CHAIRMAN | D | Control |
| ALPERS, JOHN, HARDESTY | I | EXECUTIVE DIRECTOR | D | Control |
| ALPERS, JOHN, HARDESTY | I | CHAIRMAN | D | Control |
| ALPERS, JOHN, HARDESTY | I | EXECUTIVE DIRECTOR | D | Control |
| ALPERS, JOHN, HARDESTY | I | CO-CHAIRMAN | D | Control |
| ALPERS, JOHN, HARDESTY | I | CO-CHAIRMAN / CHIEF COMPLIANCE OFFICER | D | Control |
Registrations
Federal
IA
Mar 29, 2012 REGISTERED
Notice Filings (1)
CO
Address
526 BRIGGS STREETSUITE D
ERIE, CO 80516
United States
Phone: 303-828-0077