THOUSAND OAKS FINANCIAL CORPORATION

Legal name: PROFESSIONAL PLANNING

CRD #109561 SEC #801-57077 THOUSAND OAKS, CA 805-446-4601

SEC Registered

Total AUM

$186.9M

Discretionary

$186.9M

Employees

Clients

Accounts

906

Firm Details

Organization Type: Corporation
State of Formation: California
Fiscal Year End: JUNE
Registration Date: --
Latest Filing: Sep 29, 2021
Branch Offices: 0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
NACHMAN, MELVYN, HENRY	I	CHIEF COMPLIANCE OFFICER/DIRECTOR/CHIEF EXECUTIVE OFFICER	NA	Control
NACHMAN, MELVYN, HENRY	I	DIRECTOR	NA	Control
NACHMAN, MELVYN, HENRY	I	DIRECTOR	NA	Control
STRIDSBERG, DAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
STRIDSBERG, DAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
NACHMAN MELVYN HENRY	DE	CHIEF COMPLIANCE OFFICER	E	Control
NACHMAN MELVYN HENRY	DE	OWNER	E	Control
NACHMAN MELVYN HENRY	DE	OWNER	E	Control
NACHMAN, MELVYN, HENRY	I	CHIEF COMPLIANCE OFFICER/OWNER	E	Control
NACHMAN, MELVYN, HENRY	I	CCO/OWNER	E	Control
NACHMAN, MELVYN, HENRY	I	CHIEF COMPLIANCE OFFICER/OWNER	E	Control
NACHMAN, MELVYN, HENRY	I	CHIEF COMPLIANCE OFFICER/OWNER	E	Control
NACHMAN, MELVYN, HENRY	I	CCO/OWNER	E	Control
NACHMAN, MELVYN, HENRY	I	CCO/OWNER	E	Control
NACHMAN, MELVYN, HENRY	I	CHIEF COMPLIANCE OFFICER/OWNER	E	Control
NACHMAN, MELVYN, HENRY	I	CHIEF COMPLIANCE OFFICER/OWNER	E	Control
NACHMAN, MELVYN, HENRY	I	CHIEF COMPLIANCE OFFICER/SOLE PROPRIETOR	E	Control
NACHMAN, MELVYN, HENRY	I	CHIEF COMPLIANCE OFFICER/SOLE PROPRIETOR	E	Control
NACHMAN, MELVYN, HENRY	I	CHIEF COMPLIANCE OFFICER/SOLE PROPRIETOR	E	Control
NACHMAN, MELVYN, HENRY	I	CHIEF COMPLIANCE OFFICER/SOLE PROPRIETOR	E	Control
NACHMAN, MELVYN, HENRY	I	CHIEF COMPLIANCE OFFICER/SOLE PROPRIETOR	E	Control
NACHMAN, MELVYN, HENRY	I	CHIEF COMPLIANCE OFFICER/SOLE PROPRIETOR	E	Control
NACHMAN, MELVYN, HENRY	I	CHIEF COMPLIANCE OFFICER/SOLE PROPRIETOR	E	Control
NACHMAN, MELVYN, HENRY	I	CHIEF COMPLIANCE OFFICER/SOLE PROPRIETOR	E	Control
NACHMAN, MELVYN, HENRY	I	CHIEF COMPLIANCE OFFICER/SOLE PROPRIETOR	E	Control
NACHMAN, MELVYN, HENRY	I	CHIEF COMPLIANCE OFFICER/SOLE PROPRIETOR	E	Control
NACHMAN, MELVYN, HENRY	I	CHIEF COMPLIANCE OFFICER/SOLE PROPRIETOR	E	Control
NACHMAN, MELVYN, HENRY	I	CHIEF COMPLIANCE OFFICER/SOLE PROPRIETOR	E	Control
NACHMAN, MELVYN, HENRY	I	CHIEF COMPLIANCE OFFICER/SOLE PROPRIETOR	E	Control
NACHMAN, MELVYN, HENRY	I	CHIEF COMPLIANCE OFFICER/SOLE PROPRIETOR	E	Control
NACHMAN, MELVYN, HENRY	I	CHIEF COMPLIANCE OFFICER/DIRECTOR/CHIEF EXECUTIVE OFFICER	E	Control
NACHMAN, MELVYN, HENRY	I	CHIEF COMPLIANCE OFFICER/DIRECTOR/CHIEF EXECUTIVE OFFICER	E	Control
NACHMAN, MELVYN, HENRY	I	CHIEF COMPLIANCE OFFICER/DIRECTOR/CHIEF EXECUTIVE OFFICER	E	Control
NACHMAN, MELVYN, HENRY	I	CHIEF COMPLIANCE OFFICER/DIRECTOR/CHIEF EXECUTIVE OFFICER	E	Control
NACHMAN, MELVYN, HENRY	I	CHIEF COMPLIANCE OFFICER/DIRECTOR/CHIEF EXECUTIVE OFFICER	E	Control
NACHMAN, MELVYN, HENRY	I	CHIEF COMPLIANCE OFFICER/DIRECTOR/CHIEF EXECUTIVE OFFICER	E	Control
THOUSAND OAKS FINANCIAL HOLDING LLC	DE	OWNER	E	Control
THOUSAND OAKS FINANCIAL HOLDING LLC	DE	OWNER	E	Control
THOUSAND OAKS FINANCIAL HOLDING LLC	DE	OWNER	E	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
CI US HOLDINGS INC.	DE	THOUSAND OAKS FINANCIAL HOLDING LLC	D	Control
CI US HOLDINGS INC.	DE	THOUSAND OAKS FINANCIAL HOLDING LLC	D	Control
NACHMAN, MELVYN, HENRY	I	THOUSAND OAKS FINANCIAL HOLDING LLC	D	Control
GESELL, CRANSTON, RICHARD	I	THOUSAND OAKS FINANCIAL HOLDING LLC	C	Control
OCM HOLDINGS, LLLP	DE	THOUSAND OAKS FINANCIAL HOLDING LLC	C	Control
OCM HOLDINGS, LLLP	DE	THOUSAND OAKS FINANCIAL HOLDING LLC	C	Control

Registrations

Federal

Sep 29, 2021 REGISTERED

Notice Filings (15)

AZ CA CO FL HI IL LA MA NH NJ NV NY OR TX WA

Address

100 EAST THOUSAND OAKS BLVD,
#150
THOUSAND OAKS, CA 91360
United States

Phone: 805-446-4601