HALTER FERGUSON FINANCIAL INC
CRD #109563 SEC #801-57288 CARMEL, IN 317-875-0202
SEC Registered
Total AUM
$487.8M
Discretionary
$487.8M
Employees
12
Clients
101
Accounts
950
Firm Details
- Organization Type
- Corporation
- State of Formation
- Indiana
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 1, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FERGUSON, BRADFORD, SCOTT | I | SEC/TREAS | NA | Control |
| FERGUSON, BRADFORD, SCOTT | I | SEC/TREAS | NA | Control |
| FERGUSON, BRADFORD, SCOTT | I | SEC/TREAS | NA | Control |
| FERGUSON, BRADFORD, SCOTT | I | SEC/TREAS | NA | Control |
| FERGUSON, BRADFORD, SCOTT | I | SEC/TREAS | NA | Control |
| FERGUSON, BRADFORD, SCOTT | I | SEC/TREAS | NA | Control |
| FERGUSON, BRADFORD, SCOTT | I | SEC/TREAS | NA | Control |
| FERGUSON, BRADFORD, SCOTT | I | SEC/TREAS | NA | Control |
| FERGUSON, BRADFORD, SCOTT | I | SEC/TREAS | NA | Control |
| FERGUSON, BRADFORD, SCOTT | I | SEC/TREAS | NA | Control |
| FERGUSON, BRADFORD, SCOTT | I | SEC/TREAS | NA | Control |
| FERGUSON, BRADFORD, SCOTT | I | SEC/TREAS | NA | Control |
| SMITH, MATTHEW, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, MATTHEW, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FERGUSON, BRADFORD, SCOTT | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| FERGUSON, BRADFORD, SCOTT | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| FERGUSON, BRADFORD, SCOTT | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| FERGUSON, BRADFORD, SCOTT | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| FERGUSON, BRADFORD, SCOTT | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| FERGUSON, BRADFORD, SCOTT | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| FERGUSON, BRADFORD, SCOTT | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| FERGUSON, BRADFORD, SCOTT | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| FERGUSON, BRADFORD, SCOTT | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| FERGUSON, BRADFORD, SCOTT | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| FERGUSON, BRADFORD, SCOTT | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| FERGUSON, BRADFORD, SCOTT | I | PRESIDENT | E | Control |
| FERGUSON, BRADFORD, SCOTT | I | PRESIDENT | E | Control |
| FERGUSON, SCOTT, K | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| FERGUSON, SCOTT, K | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| FERGUSON, SCOTT, K | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| FERGUSON, SCOTT, K | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| FERGUSON, SCOTT, K | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| FERGUSON, SCOTT, K | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| FERGUSON, SCOTT, K | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| FERGUSON, SCOTT, K | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| FERGUSON, SCOTT, K | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| FERGUSON, SCOTT, K | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| FERGUSON, SCOTT, K | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| FERGUSON, SCOTT, K | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| FERGUSON, SCOTT, K | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| FERGUSON, SCOTT, K | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| FERGUSON, SCOTT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| FERGUSON, SCOTT | I | PRESIDENT | D | Control |
| FERGUSON, SCOTT, K | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| FERGUSON, SCOTT, K | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| FERGUSON, SCOTT, K | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| FERGUSON, SCOTT, K | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| FERGUSON, SCOTT, K | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| HALTER, CRISTIE, SUE | I | SECRETARY TREASURER | D | Control |
| HALTER, CRISTIE, SUE | I | SECRETARY TREASURER | D | Control |
| HALTER, CRISTIE, SUE | I | SECRETARY TREASURER | D | Control |
| HALTER, CRISTIE, SUE | I | SECRETARY TREASURER | D | Control |
| HALTER, CRISTIE, SUE | I | SECRETARY TREASURER | D | Control |
| HALTER, CRISTIE, SUE | I | SECRETARY TREASURER | D | Control |
| HALTER, CRISTIE, SUE | I | SECRETARY TREASURER | D | Control |
| FERGUSON, BRADFORD, SCOTT | I | SEC/TREAS | B | Control |
| FERGUSON, BRADFORD, SCOTT | I | SEC/TREAS | B | Control |
| FERGUSON, BRADFORD, SCOTT | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | B | Control |
| FERGUSON, BRADFORD, SCOTT | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | B | Control |
| FERGUSON, BRADFORD, SCOTT | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | B | Control |
| FERGUSON, BRADFORD, SCOTT | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | B | Control |
Registrations
Federal
IA
Oct 1, 2025 REGISTERED
Notice Filings (14)
CA CO FL GA IL IN LA MI NH NJ SC TN TX WA
Address
13080 GRAND BLVD.SUITE 130
CARMEL, IN 46032
United States
Phone: 317-875-0202