STRATEGIC PARTNERS INVESTMENT ADVISORS, INC.
CRD #109568 SEC #801-58045 RYE BROOK, NY 914-332-5842
SEC Registered
Total AUM
$372.6M
Discretionary
$364.7M
Employees
5
Clients
0
Accounts
496
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 2, 2018
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GANGI, JOHN, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| GANGI, JOHN, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| GANGI, JOHN, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| GANGI, JOHN, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| GANGI, JOHN, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| GANGI, JOHN, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| GANGI, JOHN, DAVID | I | CHEIF COMPLIANCE OFFICER | NA | |
| GANGI, JOHN, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| GANGI, JOHN, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| GANGI, JOHN, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| GANGI, JOHN, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| GANGI, JOHN, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| GANGI, JOHN, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| GANGI, JOHN, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| GANGI, JOHN, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| GANGI, JOHN, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| GANGI, JOHN, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| GANGI, JOHN, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| GANGI, JOHN, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| GANGI, JOHN, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| GANGI, JOHN, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| GANGI, JOHN, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| AMBROSIO, THOMAS, SAMUEL | I | CEO | E | Control |
| AMBROSIO, THOMAS, SAMUEL | I | CEO | E | Control |
| AMBROSIO, THOMAS, SAMUEL | I | CEO | E | Control |
| AMBROSIO, THOMAS, SAMUEL | I | CEO | E | Control |
| AMBROSIO, THOMAS, SAMUEL | I | CEO | E | Control |
| AMBROSIO, THOMAS, SAMUEL | I | CEO | E | Control |
| AMBROSIO, THOMAS, SAMUEL | I | CEO | E | Control |
| AMBROSIO, THOMAS, SAMUEL | I | CEO | E | Control |
| AMBROSIO, THOMAS, SAMUEL | I | CEO | E | Control |
| MAY, HARRIS, NEWTON | I | PRESIDENT | E | Control |
| MAY, HARRIS, NEWTON | I | PRESIDENT | E | Control |
| MAY, HARRIS, NEWTON | I | PRESIDENT | E | Control |
| MAY, HARRIS, NEWTON | I | PRESIDENT | E | Control |
| MAY, HARRIS, NEWTON | I | PRESIDENT | E | Control |
| MAY, HARRIS, NEWTON | I | PRESIDENT | E | Control |
| AMBROSIO, THOMAS, SAMUEL | I | CEO | D | Control |
| AMBROSIO, THOMAS, SAMUEL | I | CEO | D | Control |
| AMBROSIO, THOMAS, SAMUEL | I | CEO | D | Control |
| AMBROSIO, THOMAS, SAMUEL | I | CEO | C | Control |
| AMBROSIO, THOMAS, SAMUEL | I | CEO | C | Control |
| AMBROSIO, THOMAS, SAMUEL | I | CEO | C | Control |
| AMBROSIO, THOMAS, SAMUEL | I | CEO | C | Control |
| AMBROSIO, THOMAS, SAMUEL | I | CEO | C | Control |
| MAY, HARRIS, NEWTON | I | PRESIDENT | C | Control |
| MAY, HARRIS, NEWTON | I | PRESIDENT | C | Control |
| MAY, HARRIS, NEWTON | I | PRESIDENT | C | Control |
| MAY, HARRIS, NEWTON | I | PRESIDENT | C | Control |
| MAY, HARRIS, NEWTON | I | PRESIDENT | C | Control |
| MAY, HARRIS, NEWTON | I | PRESIDENT | C | Control |
| MAY, HARRIS, NEWTON | I | PRESIDENT | C | Control |
| MAY, HARRIS, NEWTON | I | PRESIDENT | C | Control |
| MAY, HARRIS, NEWTON | I | PRESIDENT | C | Control |
| MAY, HARRIS, NEWTON | I | PRESIDENT | C | Control |
| MAY, HARRIS, NEWTON | I | PRESIDENT | C | Control |
| MAY, HARRIS, NEWTON | I | PRESIDENT | C | Control |
| MAY, HARRIS, NEWTON | I | PRESIDENT | C | Control |
| MAY, HARRIS, NEWTON | I | PRESIDENT | C | Control |
| MAY, HARRIS, NEWTON | I | PRESIDENT | C | Control |
| MAY, HARRIS, NEWTON | I | PRESIDENT | C | Control |
| MAY, HARRIS, NEWTON | I | PRESIDENT | C | Control |
| MAY, HARRIS, NEWTON | I | PRESIDENT | C | Control |
| GANGI, JOHN, DAVID | I | CHIEF COMPLIANCE OFFICER | B | |
| GANGI, JOHN, DAVID | I | CHIEF COMPLIANCE OFFICER | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MAY, DAVID, P | I | STRATEGIC PARTNERS INVESTMENT ADVISORS, INC | F | |
| MAY, DAVID, P | I | STRATEGIC PARTNERS INVESTMENT ADVISORS, INC | F | |
| PRESS, DAVID, BARNETT | I | STRATEGIC PARTNERS INVESTMENT ADVISORS, INC. | F | |
| PRESS, DAVID, BARNETT | I | STRATEGIC PARTNERS INVESTMENT ADVISORS, INC. | F | |
| PRESS, DAVID, BARNETT | I | STRATEGIC PARTNERS INVESTMENT ADVISORS, INC. | F | |
| PRESS, DAVID, BARNETT | I | STRATEGIC PARTNERS INVESTMENT ADVISORS, INC. | F | |
| PRESS, DAVID, BARNETT | I | STRATEGIC PARTNERS INVESTMENT ADVISORS, INC. | F | |
| PRESS, DAVID, BARNETT | I | STRATEGIC PARTNERS INVESTMENT ADVISORS, INC. | F | |
| PRESS, DAVID, BARNETT | I | STRATEGIC PARTNERS INVESTMENT ADVISORS, INC. | F | |
| PRESS, DAVID, BARNETT | I | STRATEGIC PARTNERS INVESTMENT ADVISORS, INC. | F | |
| PRESS, DAVID, BARNETT | I | STRATEGIC PARTNERS INVESTMENT ADVISORS, INC. | F | |
| PRESS, DAVID, BARNETT | I | STRATEGIC PARTNERS INVESTMENT ADVISORS, INC. | F | |
| PRESS, DAVID, BARNETT | I | STRATEGIC PARTNERS INVESTMENT ADVISORS, INC. | F | |
| PRESS, DAVID, BARNETT | I | STRATEGIC PARTNERS INVESTMENT ADVISORS, INC. | F | |
| PRESS, DAVID, BARNETT | I | STRATEGIC PARTNERS INVESTMENT ADVISORS, INC. | F | |
| VIAPIANO, CHRISTINA, LORIANNE | I | STRATEGIC PARTNERS INVESTMENT ADVISORS, INC. | F | |
| VIAPIANO, CHRISTINA, LORIANNE | I | STRATEGIC PARTNERS INVESTMENT ADVISORS, INC. | F | |
| MAY, HARRIS, NEWTON | I | STRATEGIC PARTNERS INVESTMENT ADVISORS, INC. | C | Control |
| MAY, HARRIS, NEWTON | I | STRATEGIC PARTNERS INVESTMENT ADVISORS, INC. | C | Control |
| MAY, HARRIS, NEWTON | I | STRATEGIC PARTNERS INVESTMENT ADVISORS, INC. | C | Control |
| MAY, HARRIS, NEWTON | I | STRATEGIC PARTNERS INVESTMENT ADVISORS, INC. | C | Control |
| MAY, HARRIS, NEWTON | I | STRATEGIC PARTNERS INVESTMENT ADVISORS, INC. | C | Control |
| MAY, HARRIS, NEWTON | I | STRATEGIC PARTNERS INVESTMENT ADVISORS, INC. | C | Control |
| MAY, HARRIS, NEWTON | I | STRATEGIC PARTNERS INVESTMENT ADVISORS, INC. | C | Control |
| MAY, HARRIS, NEWTON | I | STRATEGIC PARTNERS INVESTMENT ADVISORS, INC. | C | Control |
| MAY, HARRIS, NEWTON | I | STRATEGIC PARTNERS INVESTMENT ADVISORS, INC. | C | Control |
| MAY, HARRIS, NEWTON | I | STRATEGIC PARTNERS INVESTMENT ADVISORS, INC. | C | Control |
| MAY, HARRIS, NEWTON | I | STRATEGIC PARTNERS INVESTMENT ADVISORS, INC. | C | Control |
Registrations
Federal
IA
Feb 2, 2018 REGISTERED
Notice Filings (26)
AR CA CO CT FL GA IL IN KY LA MA MD MI MN MS NC NH NJ NY OH PA SC TX VA VT WA
Address
800 WESTCHESTER AVENUESUITE N 335
RYE BROOK, NY 10573
United States
Phone: 914-332-5842